Business Conduct, Senior Associate
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Job Description
Blue Owl (NYSE: OWL) is a leading asset manager that is redefining alternatives®.
With $273 billion in assets under management as of March 31, 2025, we invest across three multi-strategy platforms: Credit, GP Strategic Capital, and Real Assets. Anchored by a strong permanent capital base, we provide businesses with private capital solutions to drive long-term growth and offer institutional investors, individual investors, and insurance companies differentiated alternative investment opportunities that aim to deliver strong performance, risk-adjusted returns, and capital preservation.
Together with over 1,200 experienced professionals globally, Blue Owl brings the vision and discipline to create the exceptional. To learn more, visit www.blueowl.com.
The Role
Blue Owl is seeking an experienced professional to join its growing Compliance team. This newly created and varied role will be part of the Business Conduct group inside Blue Owl’s Compliance department, which manages adherence to the firm’s Code of ethics and executes the compliance structure of the firm’s limited purpose broker-dealer.
Responsibilities
- Code of Ethics reviews and monitoring including personal trading reviews.
- Reviewing, testing and recordkeeping regarding employee adherence to firm policies in such areas as gifts and entertainment, educational events, OBAs, and political contributions
- Review current COE processes to improve soundness and efficiency
- Provide support for internal compliance reviews.
- General compliance tasks as needed, including working with or backing up compliance team members that specialize in other functional areas.
Qualifications
- At least 7 years relevant securities compliance experience.
- Understanding of securities laws, rules, and regulations applicable to registered investment advisers and broker dealers.
- Detail oriented with the ability to assess and prioritize projects.
- Ability to work flexibly on a team.
- Current securities licenses (SIE, 7TO and S24) required.
- Experience using ComplySci system preferred but not required
It is expected that the base annual salary range for this New Jersey based position will be $150,000 to $170,000. Actual salaries may vary based on factors, such as skill, experience, and qualification for the role. Employees may be eligible for a discretionary bonus, based on factors such as individual and team performance.
Blue Owl is proud to be an Equal Opportunity Employer. We evaluate qualified applicants without regard to race, color, national origin, religion, sex, sexual orientation, gender identity, disability, protected veteran status, and other statuses protected by law.