Internal Audit Senior Associate

Join us in building the future of finance.

Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades. The largest transfer of wealth in human history. If you're ready to be at the epicenter of this historic cultural and financial shift, keep reading.

About the team + role

We are building an elite team, applying frontier technologies to the world's biggest financial problems. We're looking for bold thinkers. Sharp problem-solvers. Builders who are wired to make an impact. Robinhood isn't a place for complacency, it's where ambitious people do the best work of their careers. We're a high-performing, fast-moving team with ethics at the center of everything we do. Expectations are high, and so are the rewards.

The Internal Audit function provides independent, objective, reliable, valued and timely assurance regarding the effectiveness of governance, risk management, and internal controls that mitigate current and emerging risks and help strengthen the internal control's ecosystem.

The Internal Audit team at Robinhood provides governance and oversight for the Company and across its regulated entities. The function also facilitates communication of risk management information between the regulated entities' RHM leadership, and the Company's Board of Directors and its Committees, strengthening the Company's risk management, internal controls, and governance.

Robinhood Markets (RHM) is the parent company of various lines of business, including Brokerage, Crypto, and Cash services. We are looking for a Senior Associate to join the Internal Audit Team at Robinhood.

This role is based in our New York, NY, Menlo Park, CA, or Denver, CO office(s), with in-person attendance expected at least 3 days per week.

What you'll do

As an Internal Audit Senior Associate, you will partner with IA leaders to identify areas of risk, document and test controls and make recommendations that support improvements to the control environment. In this role, you will:

• Support the execution of audits in the areas of Compliance & Operations within our broker-dealers, registered investment advisor, and derivatives businesses in line with the Internal Audit plan
• Conduct audit procedures incl. walkthroughs, testing of controls and substantive testing procedures
• Help evaluate adequacy and efficiency of policies, procedures, systems and internal controls
• Build collaborative relationships with business and cross-functional partners
• Interact with business teams to understand processes and controls, tackle problems, and make recommendations for process improvements
• Interact and collaborate with Internal Audit team members in working towards departmental goals.

What you bring

• Bachelor's degree in a relevant field of study
• 3+ years of experience in financial services industry
• 2+ years of experience working in compliance or operations space
• Experience evaluating the design, effectiveness and regulatory requirements of processes and controls in the Compliance space within a bank, broker-dealer, registered investment advisor similar financial institutions
• Strong focus on quality and attention to details
• Strong communication skills
• Strong self-starter with ability to work independently and take initiatives
• Ability to thrive in fast-paced environments, work with ambiguity and adapt quickly to changes

Bonus points:

• Master's degree
• Big 4 audit or consulting experience
• SIE, Series 7, or Series 24 and/ or Series 99 License, CIA, CAMS and/or CFE certifications

What we offer

• Market competitive and pay equity-focused compensation structure
• 100% paid health insurance for employees with 90% coverage for dependents
• Annual lifestyle wallet for personal wellness, learning and development, and more!
• Lifetime maximum benefit for family forming and fertility benefits
• Dedicated mental health support for employees and eligible dependents
• Generous time away including company holidays, paid time off, sick time, parental leave, and more!
• Lively office environment with catered meals, fully stocked kitchens, and geo-specific commuter benefits

In addition to the base pay range listed below, this role is also eligible for bonus opportunities + equity + benefits.

Base pay for the successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands. The expected base pay range for this role is based on the location where the work will be performed and is aligned to one of 3 compensation zones. For other locations not listed, compensation can be discussed with your recruiter during the interview process.

Base Pay Range:

Zone 1 (Menlo Park, CA; New York, NY; Bellevue, WA; Washington, DC)

$89,000-$105,000 USD

Zone 2 (Denver, CO; Westlake, TX; Chicago, IL)

$78,000-$92,000 USD

Zone 3 (Lake Mary, FL; Clearwater, FL; Gainesville, FL)

$70,000-$82,000 USD

Click here to learn more about our Total Rewards, which vary by region and entity.

If our mission energizes you and you're ready to build the future of finance, we look forward to seeing your application.

Robinhood provides equal opportunity for all applicants, offers reasonable accommodations upon request, and complies with applicable equal employment and privacy laws. Inclusion is built into how we hire and work-welcoming different backgrounds, perspectives, and experiences so everyone can do their best. Please review the Privacy Policy for your country of application.