Securities Compliance Officer (Remote)
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Job Description
About BaRupOn LLC
BaRupOn LLC is a multi-sector infrastructure and energy company with a bold mission: to deliver transformational projects that power communities, advance healthcare, and drive sustainable development across the globe. Our current flagship project is a 450-megawatt utility-scale power plant—part of a broader large-scale infrastructure development initiative. We are actively raising capital from global investors, sovereign wealth funds, private equity, and high-net-worth individuals to bring this vision to life.
With operations spanning solar and gas-powered energy systems, complex civil construction, and medical and healthcare innovation, BaRupOn operates at the intersection of resilience, scale, and impact. We are building the future—powered by clean energy, supported by world-class infrastructure, and guided by strategic capital partners.
Job Summary
The Securities Compliance Officer will oversee regulatory compliance related to capital raising, investor disclosures, and securities law. This role ensures that BaRupOn's investor engagements, offerings, and financial marketing materials comply with SEC regulations, state securities laws, and applicable global investment laws. The ideal candidate has a strong background in securities compliance, private placements, and exempt offerings.
Key Responsibilities
- Ensure compliance with federal and state securities laws (e.g., Regulation D, Rule 506(b)/(c), Blue Sky filings)
- Draft, review, and manage offering documents, investor disclosures, and compliance certifications
- Monitor communications with potential investors to ensure adherence to securities marketing rules
- Conduct regulatory due diligence for offerings, SPVs, and fundraising structures
- Coordinate with legal counsel to manage filings and maintain compliance calendars
- Train internal teams on securities-related communication protocols and legal boundaries
- Track and manage regulatory risks related to investor outreach (US and international)
- Interface with legal, finance, and investor relations teams to support ongoing fundraising rounds
Qualifications
- 5–8+ years of experience in securities compliance, legal, or financial regulation
- Strong knowledge of SEC rules, Reg D offerings, Blue Sky compliance, and private placements
- Bachelor's degree required; J.D., Series 7/63, or relevant legal/compliance certification preferred
- Experience with SPVs, institutional fundraising, or infrastructure finance a plus
- Excellent attention to detail and understanding of regulatory risk in investment contexts
- Strong written communication and documentation skills
Preferred Skills
- Familiarity with investor relations platforms and digital capital raising
- Knowledge of global securities regulations (e.g., EU AIFMD, Canadian exemptions, etc.)
- Previous experience in energy, infrastructure, or real estate capital markets
Benefits
- Competitive salary + bonus based on project completion and compliance milestones
- Health, dental, and vision insurance
- 401(k) with employer match
- Paid time off and holidays
- Legal education/professional licensing support