Control Room Officer - Compliance
Gervino GroupNew York, NY
Automate your job search with Sonara.
Submit 10x as many applications with less effort than one manual application.1
Reclaim your time by letting our AI handle the grunt work of job searching.
We continuously scan millions of openings to find your top matches.
Job Description
Control Room Officer – Compliance (Onsite | New York, NY)
A high-growth fintech company in the digital asset space is seeking a Control Room Officer to support the execution and ongoing development of its Control Room function. This role is critical to maintaining the integrity of information barriers, managing material non-public information (MNPI), and ensuring regulatory compliance across all business lines.
What you’ll do:
Compensation & Benefits:
This is an on-site role based in New York, NY.
A high-growth fintech company in the digital asset space is seeking a Control Room Officer to support the execution and ongoing development of its Control Room function. This role is critical to maintaining the integrity of information barriers, managing material non-public information (MNPI), and ensuring regulatory compliance across all business lines.
What you’ll do:
- Execute and mature the Control Room function and strategy.
- Maintain restricted and watch lists; oversee wall crossings and conflict of interest controls.
- Monitor employee personal account dealings and trading activity.
- Ensure compliance with insider trading rules and information barrier requirements.
- Support regulatory inquiries and internal investigations.
- Collaborate with Legal, Compliance, HR, and business units to manage sensitive information flows.
- Educate employees on Control Room policies, obligations, and best practices.
- 5–7 years of Control Room or compliance experience within financial services.
- Strong understanding of securities regulations, MNPI handling, and insider trading rules.
- Experience managing restricted lists, wall crossings, and information barriers.
- Excellent communication and analytical skills; detail-oriented with strong organizational ability.
- Ability to thrive in a fast-paced, high-pressure environment with sound judgment and ethics.
- Experience with investment banking operations or financial markets preferred.
Compensation & Benefits:
- $140K–$160K base salary + bonus + equity
- Relocation assistance available
- 100% employer-paid health insurance (employee & dependents)
- 401k match up to 4%
- Paid parental leave, vacation, and holidays
- Startup environment with career growth opportunities
This is an on-site role based in New York, NY.
Powered by JazzHR
Automate your job search with Sonara.
Submit 10x as many applications with less effort than one manual application.