Accounting/Finance - Accounting Specialist - Senior

MindlanceLone Tree, CO

$35 - $43 / hour

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Overview

Remote

On-site

Compensation

$35-$43/hour

Job Description

Our opportunity:As part of Corporate Controller Unit, Broker-Dealer Regulatory Reporting is responsible for preparing, filing, and reviewing Client Corporation s broker-dealer Client & Co., Inc. (CS&Co.) legal entity s financial and operational regulatory reports. These reports include filing the monthly Financial and Operational Combined Uniform Single (FOCUS) report and other supplemental filings to Client/SEC as well as certain Treasury International Capital (TIC) to Client. In addition, the department calculates and files the daily Segregation requirements to the NFA for Client Corporation s futures and foreign exchange entity, Client Futures and Forex LLC. The department is responsible for calculating the weekly and month-end deposit/withdrawal amount in compliance with the customer protection SEA Rule 15c3-3 as well maintaining compliance with SEA Rule 15c3-1 Net Capital rule.What you ll do:

" Prepare and/or review weekly Customer Reserve computation in compliance with SEA Rule 15c3-3

" Prepare and/or review Net Capital computations in compliance with SEA Rule 153-1

" FOCUS report review and analysis

" Assess the impact of new client initiatives on existing regulatory filings and procedures

" Review proposed regulations and articulate potential impacts to finance and business leadership

" Prepare the daily Segregation requirement to the NFA

" Provide support during on-site or remote examinations from the entity s regulators (Client/SEC, NFA)

" Review reporting and operational processes to increase efficiency, effectiveness and compliance with 17a-5 and SOX requirementsWhat you have:

" Undergraduate degree in Accounting or Finance

" 3-5 years in accounting or reporting related experience

" Strong team player with ability to further partnership with various stakeholders

" Excellent attention to detail with high degree of accuracy

" Strong analytical and organizational skills

" Ability to work independently in a fast-paced environment with tight fitting deadlines

" Relies on experience and judgement to plan and accomplish goals

Mindlance is an Equal Opportunity Employer and does not discriminate in employment on the basis of Minority/Gender/Disability/Religion/LGBTQI/Age/Veterans.

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FAQs About Accounting/Finance - Accounting Specialist - Senior Jobs at Mindlance

What is the work location for this position at Mindlance?

This job at Mindlance is located in Lone Tree, CO, according to the details provided by the employer. Some roles may also include multiple work locations depending on the requirement.

What pay range can candidates expect for this role at Mindlance?

Candidates can expect a pay range of $35–$42.53 per hour for this role.

What employment applies to this position at Mindlance?

The employer has not provided this information. This may be discussed during the hiring process.

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