Accounting Policy Manager

Current Employees and Contractors Apply Here

Osaic Careers

AccountingOpportunity in Financial Services

Manager, Shareholder Support & Corporate Accounting Policy

Location(s):

La Vista: 12325 Port Grace Blvd, La Vista, NE 68128

Scottsdale: 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255

Oakdale: 7755 3rd St. N, Oakdale, MN 55128

Osaic is not considering remote candidates at this time.

Osaic has returned to the office on a hybrid schedule requiring a minimum of 4 days weekly in the office. Applicants should be located at one of our hubs listed above and must be willing to work this schedule.

Role Type:      Full-time

Salary: 100,000 - 125,000 per year + annual bonus

Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, licensure, experience, and education.

Our competitive compensation is just one component of Osaic’s total compensation package. Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days and much more. To view more details of what you can look forward to, visit our careers page: https://careers.osaic.com/Creative/Benefits.

Summary:

This key position on the Corporate Controller team, which will report to the Director of Accounting Policy, will lead the Company’s shareholder support function and provide accounting policy support.  The shareholder support component of the role will involve regular collaboration with the Chief Accounting Officer, Legal Department, outside counsel, and our majority owner.  The accounting policy component of the role requires strong technical research and writing skills.  This position will also assist with other special projects as needed, including but not limited to M&A. 

Education Requirements:

• Bachelor’s Degree from accredited university in Finance, Accounting, Economics, or a related area of study, High School Diploma or equivalent (GED) is required. 

• CPA Required

Responsibilities:

• Manage the Company’s shareholder support function working closely with the Director of Accounting Policy, Chief Accounting Officer, Legal Department, outside counsel, and our majority owner

• Maintain the shareholder capitalization table

• Research and answer shareholder questions, collaborating with the legal department as needed

• Perform periodic shareholder unit reconciliations with the Company’s outside recordkeeper and trust company

• Partner with legal to support additional equity offerings, typically associated with business acquisitions

• Monitor standard-setting developments under GAAP and SEC regulations

• Timely identify impacts with respect to the Company’s implementation of new accounting standards and prepare roadmaps and tracking to ensure timely implementation.

• Analyze accounting and financial reporting considerations for complex accounting topics, including assisting the Director of Accounting Policy with educating senior management on the potential accounting or reporting impacts of alternative transaction structures.

• Develop collaborative working relationships with key finance, legal, and other business leaders

• Assist with the organization of presentations to provide technical training on various standard-setting developments

• Complete accounting analyses, including but not limited to M&A transactions, to determine the accounting impact of transactions, Draft technical memorandums which document the Company’s accounting analysis and conclusions in a clear, logical, and comprehensive manner, including the related coordination with the external auditor

• Assist the External Reporting team with audited financial statement reviews

• Provide direct support on other special projects, including but not limited to those associated with M&A activities, as assigned.

Basic Requirements:

• Past shareholder support experience is not required; however, the candidate should have a strong desire to gain this experience

• Minimum of 6 years progressive experience with accounting, including technical accounting research and SEC reporting

• Knowledge of US GAAP and SEC reporting rules and regulations and their application with their application to the wealth management industry and with M&A transactions preferred

• Strong attention to detail, technical, analytical, organizational, and problem-solving skills

• Excellent communication skills, both oral and written, including the ability to interact directly with shareholders and technical memo writing

• Demonstrated experience with effectively managing projects to a timely conclusion

• Ability to work both independently and in a team environment

• SEC experience required

Preferred Requirements:

• Additional FINRA and Finance Certifications

Current Employees and Contractors Apply Here