Audit Supervisor - Global Markets Trade Surveillance/Market Conduct
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Overview
Remote
On-site
Compensation
$120,000-$160,000/year
Job Description
Job Summary: This job is responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs). Key responsibilities include independently designing and executing audit tests, assessing issues for business impact and recommending severity ratings, and establishing business partner relationships. Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product, business, and technical expertise, and supporting team members with development. Responsibilities:
- Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and leverages automation and innovative methods in a timely and high-quality manner.
- Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment.
- Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings.
- Provides input on draft audit reports and shares audit results with business leaders.
- Supports the development of peers and teams through on-the-job-training and fosters an inclusive work environment.
- Establishes business partner relationships, primarily with line management, to develop business knowledge.
- Uses innovative tools to complete audit activities more efficiently (e.g., testing).
Required Qualifications:
- 4+ year in auditing and same in trading with a compliance/business controls/risk management role with specific experience/coverage of trading desk activities across either Equities or Fixed Income, Currencies and Commodities asset classes.
- Audit or risk control risk/controls background in financial services.
- Intermediate Analytical/Automation Skills (SQL, SAS, Excel and Access).
- Bachelor degree.
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FAQs About Audit Supervisor - Global Markets Trade Surveillance/Market Conduct Jobs at Macpower Digital Assets Edge Private Limited
What is the work location for this position at Macpower Digital Assets Edge Private Limited?
This job at Macpower Digital Assets Edge Private Limited is located in New York, NY, according to the details provided by the employer. Some roles may also include multiple work locations depending on the requirement.
What pay range can candidates expect for this role at Macpower Digital Assets Edge Private Limited?
Candidates can expect a pay range of $120,000 and $160,000 per year.
What employment applies to this position at Macpower Digital Assets Edge Private Limited?
The employer has not provided this information. This may be discussed during the hiring process.
What is the process to apply for this position at Macpower Digital Assets Edge Private Limited?
You can apply for this role at Macpower Digital Assets Edge Private Limited either through Sonara's automated application system, which helps you submit applications 10X faster with minimal effort, or by applying manually using the direct link on the job page.