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Compliance Analyst - Gsis

GuideStone Financial ResourcesDallas, TX

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Overview

Schedule
Flexible-schedule
Full-time
Career level
Senior-level
Remote
Hybrid remote
Benefits
Paid Vacation
Paid Community Service Time
Tuition/Education Assistance

Job Description

Experience GuideStone!

We are an innovative organization that invests in the spiritual, relational, financial, physical and professional development of our employees. We have a culture that values excellence, teamwork, humility, integrity, compassion and stewardship.

What We Offer You!

We offer employees a generous benefits package, flexible work schedules, the opportunity to be involved in community outreach and tuition reimbursement.

The Compliance Analyst - GSIS reports directly to the Chief Compliance Officer ("CCO") of GuideStone Investment Services ("GSIS"). This position is responsible for day-to-day compliance functions supporting the GSIS compliance program under Rule 206(4)-7 of the Investment Advisers Act. We serve those that serve the Lord with the integrity of our hearts and the skillfulness of our hands. (Psalm 78:72)

What You'll Do

  • Support the CCO in the implementation and administration of the compliance program for GSIS.

  • Monitor employees' adherence to GSIS Compliance Manual.

  • Monitor AML/KYC/CIP-related activities in coordination with internal stakeholders.

  • Review AML/KYC/CIP alerts, reports, and exception items; escalate issues as appropriate and document resolution.

  • Support the CCO in developing and administering Compliance training.

  • Test, review and audit policies and procedures of GSIS.

  • Perform due diligence reviews of third-party service providers of GuideStone's Investments Division, including preparation of due diligence questionnaires (DDQs) and review of responses.

  • Monitor, review and organize reports received from third-party service providers.

  • Maintain project status information and monitor status of deliverables to business units.

  • Assist with the implementation of web-based solution platforms.

What You'll Need

  • Bachelor's Degree.

  • 2+ years experience in compliance, AML/KYC/CIP and/or operational risk management at an investment management firm.

  • Familiarity with the business and regulation of investment advisers and the Investment Advisers Act of 1940.

  • Familiarity with charitable organizations a plus.

  • Well-developed interpersonal skills and excellent communication skills, both oral and written.

  • Ability to exercise independent judgment and initiate appropriate action to resolve issues with the appropriate degree of supervision.

  • Ability to give clear, concise directions, instructions and guidance to others.

  • Ability to effectively communicate with internal and external stakeholders.

  • Ability to assess and manage multiple priorities and deadlines.

  • Command of a variety of software applications to accomplish work tasks and ability to implement efficient systems for organizing work.

  • Ability to work effectively as a team member with every level of GuideStone staff and outside consultant, including timely and effective collaboration and responsiveness.

  • Actively contribute to departmental goals for process maturity and increased efficiencies.

  • Must have complete confidentiality regarding GuideStone business matters.

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FAQs About Compliance Analyst - Gsis Jobs at GuideStone Financial Resources

What is the work location for this position at GuideStone Financial Resources?
This job at GuideStone Financial Resources is located in Dallas, TX, according to the details provided by the employer. Some roles may also include multiple work locations depending on the requirement.
What pay range can candidates expect for this role at GuideStone Financial Resources?
Employer has not shared pay details for this role.
What employment applies to this position at GuideStone Financial Resources?
GuideStone Financial Resources lists this position under the following employment categories:
  • Flexible-schedule
  • Full-time
What experience level is required for this role at GuideStone Financial Resources?
GuideStone Financial Resources is looking for a candidate with "Senior-level" experience level.
What benefits are offered by GuideStone Financial Resources for this role?
GuideStone Financial Resources offers following benefits: Paid Vacation, Paid Community Service Time, and Tuition/Education Assistance for this position. Actual benefits may vary depending on the employer's policies and employment terms.
What is the process to apply for this position at GuideStone Financial Resources?
You can apply for this role at GuideStone Financial Resources either through Sonara's automated application system, which helps you submit applications 10X faster with minimal effort, or by applying manually using the direct link on the job page.