Compliance Analyst
Automate your job search with Sonara.
Submit 10x as many applications with less effort than one manual application.1
Reclaim your time by letting our AI handle the grunt work of job searching.
We continuously scan millions of openings to find your top matches.
Overview
Job Description
FIRM OVERVIEW
Massar Capital Management, LP (“Massar”) is an alternative investment management company founded in 2015. We employ a global macro trading strategy that seeks to capture investment opportunities across commodity, foreign exchange, fixed income, equity, and derivatives markets. With offices in the United States and Europe, Massar prides itself on its dynamic, entrepreneurial culture. Our investment philosophy combines fundamental understanding of individual assets with a quantitative, data-driven process. We build proprietary technology and develop statistical methods to leverage both public and in-house data sets. Our team members possess strong technical skills, a passion for problem-solving, and an intellectual curiosity about financial markets.
ABOUT THE ROLE
We are seeking a motivated and detail-oriented individual to join our Compliance team and contribute to our growth. This is an exciting opportunity to join a fast-growing hedge fund with a highly collaborative culture. This individual will work directly with the General Counsel to develop and implement compliance policies and procedures.
This position will be based in either our NYC or Stamford, CT offices and is in office Monday through Friday.
PRIMARY RESPONSIBILITIES – COMPLIANCE ANALYST
- Assist the General Counsel with the development, implementation and maintenance of global legal and compliance policies and procedures
- Manage compliance task deadlines
- Administer the firm’s Code of Ethics (gift/entertainment requests, conflict disclosures, political contributions, etc.), track certifications and maintain compliance logs
- Assist with employee and firm trade surveillance
- Review marketing materials
- Track investor subscriptions and redemptions
- Manage the counterparty and vendor diligence process
- Coordinate with various departments on regulatory filings (SEC, CFTC/NFA, etc.)
- Assist with NFA Self-Exam and SEC Annual Review
REQUIRED QUALIFICATIONS
- Bachelor’s degree
- 1-3 years of compliance experience at an SEC registered investment adviser
- General knowledge of CFTC and SEC regulatory framework
- Outstanding attention to detail
- Team player
- Ability to work in a fast-paced, dynamic environment
Benefits
- Base Salary: $100,000 to $115,000/yr plus discretionary bonus
- Compensation may vary based on skills and experience
- Comprehensive benefits package including medical, dental, vision, 401(k), insurance, Summer Fridays, and wellness reimbursement.
CONTACT: careers@massarcapital.com
Automate your job search with Sonara.
Submit 10x as many applications with less effort than one manual application.
