Compliance And Supervision Analyst

Job Summary

The Compliance Risk Analyst is responsible for identifying, assessing, and mitigating regulatory and operational risks across the organization. This role ensures that internal processes comply with applicable laws, regulations, and industry standards, while supporting risk management initiatives and continuous improvement.

Primary Responsibilities:

• Monitor, track, and interpret laws and regulations affecting business operations, providing compliance guidance to functional managers.
• Perform periodic tests, audits, and risk assessments to identify regulatory vulnerabilities within the organization.
• Review initial reports of potential compliance violations and escalate serious issues to executive leadership as necessary.
• Oversee and maintain the organization's Compliance Management System to ensure ongoing regulatory adherence.
• Collaborate with teams such as security operations, legal, and finance to address risks and implement compliance solutions.
• Track and report on regulatory updates and assess their impact on organizational processes and policies.
• Develop, deliver, and update compliance training and awareness programs for employees.
• Prepare and organize documentation required for regulatory reviews and external audits.
• Support incident response activities and assist in investigations related to compliance breaches.
• Perform other duties as assigned to support the needs of the team.

Primary Skills & Requirements:

• Bachelor's degree in Business, Finance, Law, or a related field.
• 2-4 years of experience in compliance, risk management, or audit.
• Strong understanding of local, state, and federal regulations.
• Excellent analytical, communication, and problem-solving skills.
• Handles moderately complex issues and problems and refers more complex issues to higher-level staff.
• May provide leadership, coaching, and/or mentoring to a subordinate group.

About Integrity

Integrity is one of the nation's leading independent distributors of life, health and wealth insurance products. With a strong insurtech focus, we embrace a broad and innovative approach to serving agents and clients alike. Integrity is driven by a singular purpose: to help people protect their life, health and wealth so they can prepare for the good days ahead.

Integrity offers you the opportunity to start a career in a family-like environment that is rewarding and cutting edge. Why? Because we put our people first! At Integrity, you can start a new career path at company you'll love, and we'll love you back. We're proud of the work we do and the culture we've built, where we celebrate your hard work and support you daily. Joining us means being part of a hyper-growth company with tons of professional opportunities for you to accelerate your career. Integrity offers our people a competitive compensation package, including benefits that make work more fun and give you and your family peace of mind.

Headquartered in Dallas, Texas, Integrity is committed to meeting Americans wherever they are - in person, over the phone or online. Integrity's employees support hundreds of thousands of independent agents who serve the needs of millions of clients nationwide. For more information, visit Integrity.com.

Integrity, LLC is an Equal Opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, gender identity, national origin, disability, veteran status, or any other characteristic protected by federal, state, or local law. In addition, Integrity, LLC will provide reasonable accommodations for qualified individuals with disabilities.