Compliance Operations Associate ( Part-time)

Hedgeye Risk ManagementStamford, Connecticut

$36,000 - $40,000 / year

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Overview

Schedule

Part-time

Career level

Senior-level

Remote

On-site

Compensation

$36,000-$40,000/year

Job Description

Hedgeye Risk Management is seeking a dependable, detail-oriented Compliance Operations Associate to support the day-to-day compliance operations for Hedgeye Risk Management, and subsidiary, Hedgeye Asset Management – an SEC Registered Investment Adviser. This position is ideal for someone who enjoys operational execution, organization, and process management within a regulated financial services environment. This individual will report directly to the firm’s General Counsel and Chief Compliance Officer and work closely with all levels of employees of both entities.This position is a part-time opportunity located in Stamford, CT. The anticipated schedule is approximately 20-25 hours per week, with compensation ranging from $36,000-$40,000 per year based on experience and qualifications.Key Responsibilities

Review and approve employee personal trading activity for compliance with firm policies and procedures
Conduct communication surveillance reviews of investment professionals
Perform quarterly personal trading and fund transaction reviews
Review and approve marketing materials on demand
Conduct preliminary reviews of regulatory filings and compliance documentation prior to final approval by the General Counsel/Chief Compliance Officer
Manage, respond to, or appropriately escalate compliance-related inquiries from employees, clients, prospects, and service providers
Review equity and macroeconomic research for compliance with firm guidelines
Maintain and update employee compliance training programs and materials
Assist with ETF Board due diligence requests and related reporting requirements
Support ongoing compliance initiatives across both Hedgeye Risk Management and Hedgeye Asset Management
Identify opportunities to improve workflows, automation, and operational efficiencies within the Legal & Compliance function

Qualifications

Bachelor's degree
Experience within compliance, operations, legal support, fund administration, or another regulated financial services environment (education, certificates, advanced trainings and internships may be considered)
Experience supporting an investment adviser, asset manager, hedge fund, broker-dealer, family office, fund administrator, or similar financial services organization
Familiarity with the regulatory framework governing investment advisers and the securities industry

Strong organizational skills and attention to detail
Ability to work independently and manage recurring responsibilities with minimal supervision
Sound judgment and awareness of when issues require escalation
Strong interpersonal and communication skills
Friendly, collaborative, and professional demeanor
Comfortable interacting directly with colleagues across departments
Proficiency with spreadsheets, technology platforms, and AI-enabled tools
Interest in improving processes and leveraging technology to increase efficiency

Equal employment opportunities are available to all applicants and team members without regard to race, religion, color, national origin, sex, sexual orientation, age, veteran status, disability status or any other applicable characteristics protected by law. All employment is decided on the basis of qualifications, merit and business need.

We use E-Verify to confirm the identity and employment eligibility of all new hires. Please note that we do not use this information to pre-screen candidates. For detailed information on E-Verify, go to www.uscis.gov.

About Hedgeye: We are a leading provider of actionable independent investment research and a premier online financial media company. At our core, we are a results-driven, constantly evolving, entrepreneurial company committed to intelligent expansion.

Hedgeye is committed to unwavering Transparency, Accountability and Trust.

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FAQs About Compliance Operations Associate ( Part-time) Jobs at Hedgeye Risk Management

What is the work location for this position at Hedgeye Risk Management?

This job at Hedgeye Risk Management is located in Stamford, Connecticut, according to the details provided by the employer. Some roles may also include multiple work locations depending on the requirement.

What pay range can candidates expect for this role at Hedgeye Risk Management?

Candidates can expect a pay range of $36,000 and $40,000 per year.

What employment applies to this position at Hedgeye Risk Management?

Hedgeye Risk Management lists this role as a Part-time position.

What experience level is required for this role at Hedgeye Risk Management?

Hedgeye Risk Management is looking for a candidate with "Senior-level" experience level.

What is the process to apply for this position at Hedgeye Risk Management?

You can apply for this role at Hedgeye Risk Management either through Sonara's automated application system, which helps you submit applications 10X faster with minimal effort, or by applying manually using the direct link on the job page.