Compliance Specialist

Leadstack IncCulver City, CA

Apply with Sonara

Automate your job search with Sonara.

Submit 10x as many applications with less effort than one manual application.¹

Reclaim your time by letting our AI handle the grunt work of job searching.

We continuously scan millions of openings to find your top matches.

Overview

Remote

On-site

Job Description

Reporting to the Vice President, Ethics & Legal Compliance, this role is an integral part of the SPE Ethics & Legal Compliance department. With day-to-day oversight and input from the Vice President, this position is responsible for: 1) providing operational and project management support for global compliance objectives designed to mitigate company compliance risks; 2) leading the SPE Ethics & Legal Compliance department's merger and acquisitions integration team; 3) supporting the design and development of new compliance operations initiatives to address evolving business and compliance requirements; and 4) collaborating with business teams and relevant cross functional stakeholders to undertake additional activities as needed to address compliance requirements globally.

Responsibility

With day-to-day oversight and input from the Vice President, Ethics & Legal Compliance, provide operational and project management support for global compliance objectives designed to comply with laws, adhere to the Sony Group Corporation Compliance Education Protocol, and mitigate company compliance risks, including but not limited to handling the operational and project management aspects of: SPE's Conflict of Interest program, including the Annual Certification Campaign and ad hoc disclosures; conducting investigations related to SPE's third party screening and due diligence programs for compliance with Sony's Anti-Bribery and Third Party Engagement Policies and applicable laws; and SPE's securities trading notification processes for designated individuals. 70%
With day-to-day oversight from the Vice President, Ethics & Legal Compliance, lead the SPE Ethics & Legal Compliance department's merger and acquisitions integration team to ensure implementation of all compliance requirements at newly acquired legal entities. 10%
With day-to-day oversight from the Vice President, Ethics & Legal Compliance, support the design and development of new compliance initiatives to address evolving business and compliance requirements, including but not limited to designing and developing an annual Compliance Week highlighting compliance initiatives at SPE.
With day-to-day oversight from the Vice President, Ethics & Legal Compliance, collaborate with business teams and relevant cross functional stakeholders to undertake additional activities as needed to address compliance requirements globally. 10%

Preferred Education: BA, BS

7-10 Compliance operations experience

Automate your job search with Sonara.

Submit 10x as many applications with less effort than one manual application.

Apply with Sonara Apply manually

FAQs About Compliance Specialist Jobs at Leadstack Inc

What is the work location for this position at Leadstack Inc?

This job at Leadstack Inc is located in Culver City, CA, according to the details provided by the employer. Some roles may also include multiple work locations depending on the requirement.

What pay range can candidates expect for this role at Leadstack Inc?

Employer has not shared pay details for this role.

What employment applies to this position at Leadstack Inc?

The employer has not provided this information. This may be discussed during the hiring process.

What is the process to apply for this position at Leadstack Inc?

You can apply for this role at Leadstack Inc either through Sonara's automated application system, which helps you submit applications 10X faster with minimal effort, or by applying manually using the direct link on the job page.