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Global Head Of Compliance Projects

Interactive Brokers Group Inc.Greenwich, CT

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Job Description

Global Head of Compliance Projects. Greenwich CT-Hybrid position, requires 3 days per week in office and two days remote. (multiple positions).

Lead global compliance project initiatives, ensuring projects align with organizational objectives and international regulatory requirements; manage and coordinate compliance projects across various departments, driving efficiency and process improvements, including the integration of AI-powered solutions for surveillance and monitoring; implement and oversee AI-based generative tools to automate routine compliance tasks such as data gathering, reporting, and drafting responses; develop and standardize processes and procedures related to compliance, ensuring they integrate seamlessly with internal and proprietary systems, with focus on AI-driven efficiency gains; oversee the implementation of compliance-related systems and technologies, ensuring they meet the firm's needs and regulatory standards; collaborate with key stakeholders to design and maintain a robust compliance framework that integrates AI-powered technologies and adheres to global standards, with a focus on European financial markets, ensuring automation of compliance workflows, risk assessments, and the early detection of non-compliance activities.

Salary: $240,000 to $260,000 per year. Requires a Bachelor's degree, or foreign equivalent, in Finance, Economics, Law, or Business, and 3 years (36 months) of experience in finance/compliance process development roles responsible for project management and implementation of global regulatory frameworks.

Must have 3 years of experience in: European financial markets regulation, including MiFID II (Markets in Financial Instruments Directive) and MAR (Market Abuse Regulation); managing compliance-related projects and process development projects related to global compliance operations; regulatory requirements related to Trade Surveillance and AML in global markets and trading across various products, including stocks, options, bonds, and futures; conducting compliance risk assessments, including identifying, assessing, and mitigating compliance risks in relation to internal processes and external regulatory requirements with global focus; experience with Atlassian Confluence/JIRA. Send resume with cover letter to Interactive Brokers LLC, A. Torres, PT2026, atorres@ibkr.com No calls. EOE

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FAQs About Global Head Of Compliance Projects Jobs at Interactive Brokers Group Inc.

What is the work location for this position at Interactive Brokers Group Inc.?
This job at Interactive Brokers Group Inc. is located in Greenwich, CT, according to the details provided by the employer. Some roles may also include multiple work locations depending on the requirement.
What pay range can candidates expect for this role at Interactive Brokers Group Inc.?
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