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Legal - Operational Risk/Regulatory Analyst - Mid-Level

MindlanceWestlake, TX

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Overview

Remote
On-site

Job Description

You will be expected to perform business-as-usual project and operational activities that willprovide key input into Client Premier Bank s evolving and maturing digital assets andspot crypto offering. You will contribute towards building and improving the overarching strategiesand policies to effectively safeguard the Company and our clients. This individual is expected topossess and apply subject matter expertise to impact governance, oversight, policy and processdevelopment.

Key responsibilitiesThis is an individual contributor position. Key responsibilities would include (but not be limited) tobelow

" Assist the Director to ensure successful deployment and operation of digital assets riskmanagement program and roadmap deliverables.

" Tactically coordinate with various enterprise risk teams and program stakeholders toidentify, assess, respond, measure, and report key risks related to the productimplementation and ongoing monitoring.

" Participate and offer subject matter expertise in activities that define business, technical,and operational requirements in crypto and digital assets space identifying gapsand issues.

" Provide analysis, triage and support of digital assets related risk escalations and participatein resolution and/or make recommendations for further investigation as appropriate.

" Participate in root cause analysis, identification of risk themes and thematic issueresolution as appropriate. Also participate in related reporting and remediation.

" Assist Director of digital assets with detailed documentation, administration, and reportingto program related committees and subcommittees.

" Be a thought leader in assisting with creation and implementation of comprehensive,holistic controls in a heterogeneous and decentralized business environment with a variety

of users including employees, business partners, contractors, professional services andcustomers

" Stay abreast of emerging and regulatory risks pertaining to the crypto and digital assets andmaintain subject matter expertise to assist the Director in ensuring that program reflectsbusiness and regulatory drivers without affecting operational efficiency.

" Actively participate as an invaluable member of a high-performing risk team, fostering aculture of collaboration, accountability and continuous improvement.

" Assist in creating program and operating procedures to continuously improve the digitalassets risk management program

" Assist in the management of responses to Program related audit and regulatory inquiries

" Assist in the management of responses to Program related inquiries from Clientleadership, businesses, subsidiaries, teams, and partners

" Lead cross-functional efforts among members Program teams and stakeholders.

" Assist in the development of metrics, reports and briefings to key program stakeholdersand senior leadershipWhat you haveQualifications

" Minimum 4 years of experience as a risk management practitioner, with increasingresponsibility for deliverables and projects; preferably in digital assets and/or highlyregulated banking entities.

" Hands-on experience working in an enterprise risk or operations program.

" Analyzes issues objectively, thinking through potential impacts and out of the box thinkingto manage risks appropriately.

" Understanding of applicable regulatory requirements/laws related to digital assets andspot crypto offerings.

" Ability to effectively communicate with business and executive audiences, both oral andwritten is required.

" Experience in gathering requirements, documenting and assessing information forimplementing risk controls is required

" Strong interpersonal, analytical, problem-solving, influencing, prioritization, decisionmaking and conflict resolution skills

" Strong initiative; self-starter; self-directed; ability to multi-task

" Experience in project planning, meeting facilitation for multiple groups and projects ispreferred

" Personally, and professionally aligned with vision and values, and a stronginterest in financial services.

" Bachelor s degree required. Graduate level experience a plusPreferred Qualifications

" A curious thinker with strong business judgment and analytical skills who can solveproblems and keep driving work forward

" Strong project management skills, including attention to detail and the ability to multi-taskand work efficiently (independently and with teams) to meet tight deadlines

" High degree of comfort and adaptation dealing with ambiguity, motivated to drive resultswhile operating autonomously in a dynamic and fast-moving work environment

" Dynamic relationship building, partnership, and collaborative skills.

Mindlance is an Equal Opportunity Employer and does not discriminate in employment on the basis of Minority/Gender/Disability/Religion/LGBTQI/Age/Veterans.

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FAQs About Legal - Operational Risk/Regulatory Analyst - Mid-Level Jobs at Mindlance

What is the work location for this position at Mindlance?
This job at Mindlance is located in Westlake, TX, according to the details provided by the employer. Some roles may also include multiple work locations depending on the requirement.
What pay range can candidates expect for this role at Mindlance?
Employer has not shared pay details for this role.
What employment applies to this position at Mindlance?
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