Quality Management Supervision Principal
CornerStone Professional PlacementDallas, TX
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Overview
Remote
On-site
Job Description
Job Title: Social Media Supervision PrincipalLocation: Fort Worth, TX CornerStone Professional Placement is seeking a Social Media Supervision Principal for a direct hire opportunity with a leading financial services organization headquartered in Fort Worth, TX. This is an on-site position offering a great opportunity to support regulatory and compliance initiatives tied to marketing, social media, and digital communications in the financial sector.Responsibilities:
- Oversee and monitor social media, digital communication, and marketing materials for compliance with brand standards, FINRA, SEC, and federal/state regulations.*
- Supervise and review social media profiles and digital communications for registered representatives.*
- Partner with Legal, Compliance, and Marketing leadership to refine and implement procedures around content and communication reviews.*
- Perform principal-level review and approval of external and internal content.*
- Administer the firms social media and website surveillance system including user approvals and decommissions.*
- Train and educate internal teams and field personnel on compliance-related topics and firm policies.*
- Respond to Salesforce case assignments daily.*
- Support internal/external audits and contribute to ongoing process improvement initiatives.*
- Promote a culture of teamwork, trust, and compliance throughout the organization.
- Bachelors degree required; relevant industry experience may substitute.*
- 35 years of experience in:*
- FINRA and SEC compliance* *
- Digital communications and social media supervision* *
- Oversight of registered personnel* *
- Experience as a Financial Advisor is a plus*
- Licenses required (or ability to obtain within 90 days):*
- FINRA Series 7, 24, and 66* *
- Life and Health Insurance license*
- Strong analytical, communication, and conflict resolution skills.*
- Ability to work independently and in a fast-paced, regulated environment.*
- Deep knowledge of compliance manuals and supervisory procedures.*
- Committed to continuous learning and team-oriented collaboration.
- Employment Type: Direct Hire*
- Schedule: Hybrid Work Schedule; Monday/Friday Work from Home*
- Location: Fort Worth, TX*
- Salary: Based on experience; competitive*
- Benefits: Comprehensive benefits package available
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FAQs About Quality Management Supervision Principal Jobs at CornerStone Professional Placement
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This job at CornerStone Professional Placement is located in Dallas, TX, according to the details provided by the employer. Some roles may also include multiple work locations depending on the requirement.
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