Senior Associate, IT Internal Auditor

At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients.

We thank you for your interest in joining the Barings team, and invite you to explore our current employment opportunities.

Title: Senior Associate, IT Internal Auditor

Business Unit: Internal Audit 

Location: Charlotte, NC

Barings is a leading global financial services firm dedicated to meeting the evolving investment and capital needs of our clients and customers. Through active asset management and direct origination, we provide innovative solutions and access to differentiated opportunities across public and private capital markets. A subsidiary of MassMutual, Barings maintains a strong global presence with business and investment professionals located across North America, Europe, and Asia Pacific.

Job Summary

As a member of the Barings Internal Audit team, you will be exposed to various business areas and will have high visibility and access to senior leaders throughout the organization. This is an excellent opportunity to influence and impact change. This position supports audits across a range of complexity and is expected to work autonomously with guidance and review from an Audit leader. While the role will primarily focus on assessing the Barings information technology environment, the auditor will be expected to learn and audit other areas of the business as well.

This position is involved in activities such as:

• Participating in audit planning and scoping activities together with audit leaders and team members.
• Preparing detailed audit programs to evaluate the effectiveness of operational processes and controls.
• Reviewing and evaluating internal controls and related processes and procedures to assess efficiency and effectiveness.
• Preparing and communicating accurate, timely reports on audit findings.
• Providing input and consultation to other auditors regarding the review of business area controls.
• Recommending opportunities to enhance operational efficiency and strengthen controls.
• Assisting with periodic risk assessments and identification if emerging risks.
• Participating in various department initiatives and projects.

Primary Responsibilities

This individual will leverage business knowledge to support internal audits and project reviews across investment advisory, investment management, and related support functions.

Key responsibilities and objectives for this position are:

• Work closely with Audit leadership and other team members to develop the scope and approach for assigned audits, focused on the right risks in line with the strategies of the business.
• Conduct audits and project reviews in accordance with professional standards and department methodology in order to test the effectiveness of key controls.
• Use data analytics and approved artificial intelligence tools and techniques to support audit activities.
• Distill business topics and communicate issues, insights, and recommendations clearly to peers and management.
• Work in partnership with audit management, business partners, and second line risk functions to assess whether processes, business activities, and internal controls are effective in managing operational, financial, regulatory, and business risks.
• Recommend appropriate business solutions to manage identified risks.
• Prepare reports and analyses that clearly communicate audit results and relevant business risks and impacts.
• Contribute ideas that strengthen internal audit practices and other risk/control efforts.
• Participate in Internal Audit department-wide initiatives and activities.

Qualifications

• Bachelor’s degree in computer science, information systems, accounting, or a related business field preferred
• 2+ years of internal audit, external audit, or equivalent financial services experience
• Experience within financial services, asset management, banking, insurance, or regulated environments preferred
• Excellent communication skills, both verbal and written
• CISA, CPA, or CIA certification preferred
• Understanding of audit, internal control, risk and governance principles
• Experience evaluating IT general controls, including access management, change management, system development lifecycle, IT operations, and interface and data controls
• Understanding of technology risks related to cloud environments, infrastructure, cybersecurity, data governance, and third-party/vendor management
• Experience partnering with co-sourced audit providers preferred
• Strong analytic and problem-solving skills; experience leveraging data analytics and artificial intelligence preferred
• Understanding of workflows and business processes
• Ability to identify solutions that effectively address business and control needs
• Motivated self-starter with a strong aptitude for learning and a demonstrated track record of strong performance
• Demonstrates integrity, professional skepticism, a proactive work style, and sound business judgment
• Commitment to excellence and continual improvement
• Builds credibility and effective working relationships with team members and business colleagues
• Identifies emerging risks, opportunities, and future considerations
• Handles ambiguity with sound judgment and a collaborative approach
• Ability to multi-task effectively in a fast-paced environment
• High responsiveness and flexibility to changing business priorities and tight deadlines
• Ability to work effectively within and across teams

#LI-JS1

Requisite Skills

Additional Skills

Barings is an Equal Employment Opportunity employer; Minority/Female/Age/Sexual Orientation/Gender Identity/Individual with Disability/Protected Veteran. We welcome all persons to apply.

Barings offers a comprehensive benefits package including:

CORE BENEFITS & WELLNESS

• Medical (including Virtual Care), Prescription, Dental, and Vision Coverage
• Fitness Center Reimbursement Program (Including Online Memberships)
• Employee Assistance Program (EAP)
• Fertility Benefits

FINANCIAL WELL-BEING

• Highly competitive 401(k) Plan with Company Match
• Health Savings Account (HSA) with Company Contributions
• Flexible Spending Accounts (FSA) - Health Care & Dependent Care
• Retirement Health Reimbursement Account

LIFE INSURANCE

• Basic and Supplemental Life Insurance
• Spouse and Child Life Insurance

TIME OFF, DISABILITY AND LEAVE OF ABSENCE

• Paid Vacation, Sick Days and Annual Holidays
• Paid Leave of Absences (Maternity Leave, Parental Leave, Caregiver Leave, Bereavement Time)
• Short and Long Term Disability Plans
• Paid Volunteer Time

OTHER BENEFITS

• Education Assistance Program
• Charitable Matching Gifts Program
• Commuter Reimbursement Program
• Adoption and Surrogacy Reimbursement Program