Senior Consultant - Capital Markets Regulatory Compliance

About the Team:

Capital Markets is part of Capco's DNA. In fact, the Capco name was inspired by this domain. The Capital Markets team delivers expert consulting skills along with deep product and functional knowledge across all areas of the front office, operations, technology, risk, finance and compliance.  Our clients include the largest investment banks, global universal banks and capital markets divisions from regional banks across the country and around the globe.   

Our delivery expertise spans across launching new lines of business, coordinating high-impact regulatory response programs, leading complex integration projects, and analyzing the dependencies in an application rationalization effort. We have a consistent track record in helping clients with significant cost reductions and ensuring our clients grow, change and compete.  

About the Role:

As a Program Manager within the Capital Markets team, you will advise and deliver change projects as part of a long-term strategic partnership with leading financial institutions. The role will entail working with some of the leading financial institutions in the market achieve compliance within tight deadlines against a variety of different regulatory requirements, working predominately on large scale change and transformation programmes.

 What You'll Get to Do: 

• Specialize in implementations to adhere to global Swap Dealer Compliance related rules and regulations
• Advise and deliver change projects as part of a long-term strategic partnership with leading financial institutions.
• Ensure client satisfaction by providing timely, value-added services that meet or exceed expectation 
• Provide PM/BA support to gather and document requirements from business stakeholders around upcoming or existing regulatory changes
• Manage technology teams and effectively liaison between quantitative traders and the technology management team
• Conduct detailed analyses to draw conclusions, and develop pertinent and insightful recommendations
• Present findings and recommendations to client leadership
• Track project level risk issues and dependencies and face off with key stakeholders

What You'll Bring With You: 

• Capital Markets experience (6+ years) within Fixed Income, Equities, Foreign Exchange derivatives product areas including an overall understanding of the trade lifecycle processes
• Understanding of the US and Global regulatory landscape including but not limited to:
• Dodd Frank (SEC and CFTC), ESMA, MiFiD, SFTR, FRTB, EMIR, FCA, MAS, ASIC, JFSA
• Working knowledge of multiple project/program management methodologies including, but not limited to Agile and Waterfall
• Must have the ability to quickly learn and conduct independent research; will need to apply new knowledge to own analysis and team management responsibilities
• Microsoft office suite (Excel, PowerPoint, Project, Visio, etc.)
• Proactive and self-driven work ethic
• Strong analytical and organizational skills
• Ability to manage multiple deliverables and adhere to tight deadlines
• Strong Interpersonal skills, written & verbal communication skills to manage internal and external stakeholders

Why Capco?

A career at Capco is a chance to help reshape the competitive landscape in financial services.  We launch new banks, transform existing ones, and help our clients navigate complex change.  As consultants, we work on the front-end business design all the way through to technology implementation.

We are the largest Financial Services focused consultancy in the world, serving everyone from global banks to emerging FinTechs, from strategy through digital transformation, design, business consulting, data and analytics, cyber, cloud, technology architecture, and engineering.

Capco is a young and growing firm. We maintain an entrepreneurial spirit and growth mindset, and have minimal bureaucracy. We have no internal silos that get in the way of your career opportunities or  ability to focus on our clients and make a difference to the business.  We offer the opportunity for everyone to learn rapidly, take on tough challenges, and get promoted quickly. We take pride in our creative, collaborative, diverse, and inclusive culture, where everyone can #BYAW.

We offer highly competitive benefits, including medical, dental and vision insurance, a 401(k) plan, tuition reimbursement, and a work culture focused on innovation and creation of lasting value for our clients and employees. 

Ready to take the Next Step?

If this sounds like you, we would love to hear from you.  This is an opportunity to make a difference and contribute to a highly successful company with a significant growth trajectory.

#LI-JC1

US Pay Range

$125,000—$143,000 USD