Job Description
This is Hybrid role (4 days in office / 1 day remote)Interactive Brokers is looking to hire Trade Surveillance Analysts (temps) for a six-month assignment in its Chicago, Illinois, office. This entry-level position has excellent growth potential for highly motivated and exceptional performers. Analysts will report to a Compliance Manager and help ensure the firm complies with the Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry anti-money laundering, and securities laws and regulations.Responsibilities:
Conducting account activity reviews, including trading, deposit and withdrawal, and public domain activity, to determine if the activity aligns with IBKR policy.Advising management by collecting, analyzing, and summarizing data and trends.Preparing regulatory filings.Contribute to streamlining current processes and identifying areas for improvement.Review trading data for suspicious activity or patterns of unusual trading.
The ideal candidate will have 1-3 years of regulatory compliance experience working for an exchange, a regulatory organization, a broker-dealer (BD), a futures commission merchant (FCM) or a similar organization. Alternatively, experience in internal audit, legal, accounting, or other control functions of a financial services firm or regulator would be beneficial. Absent direct industry experience, we will also consider applicants with excellent bachelor 's-level educational credentials, some background in finance, economics, data analytics, or similar areas, and strong analytical and quantitative skills.Qualifications, Skills & Attributes:
Strong product knowledge of equity or exchange-traded derivative markets' or, preferably, bothHigh degree of comfort and fluency with computers and technology and understanding of how technology is applied to business and regulatory problemsExcellent oral and written communication skillsDetail-oriented with outstanding organizational and project management skillsAbility to work both independently as well as in a small-team environment and to multi-task with minimal supervisionACAMS, CFE, CFCS, Series 7, or other FINRA licenses or certifications a plus
To be successful in this position, you will have the following:
Self-motivated and able to handle tasks with minimal supervision.Superb analytical and problem-solving skills.Excellent collaboration and communication (Verbal and written) skills.Outstanding organizational and time management skills.
Company Benefits & Perks
Daily company lunch allowance provided, and a fully stocked kitchen with healthy options for breakfast and snacksCorporate events, including team outings, dinners, volunteer activities and company sports teamsAs a temporary employee, you will not receive most of the benefits offered to regular Company employees, including, but not limited to health insurance, paid holidays, FSA (Flexible Spending Account) - health and dependent, pre-tax commuter benefits (transit/parking),Medical, Dental, Vision or Employee Assistance Program.Temporary employees can accrue Paid Time Off as well as contribute to 401(k) from date of hire
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