Trust Compliance Officer

Advisor GroupHenderson, Nevada

$90,000 - $105,000 / year

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Overview

Schedule

Full-time

Career level

Senior-level

Remote

On-site

Compensation

$90,000-$105,000/year

Benefits

Health Insurance

Dental Insurance

Vision Insurance

Job Description

Current Employees and Contractors Apply Here

Osaic Careers

Opportunity in Financial Services

Trust Compliance Officer, Premier Trust

Location(s):

2270 Corporate Cir., Suite 200Henderson, NV 8907

Role Type:

Full time (5 Days Weekly in Office)

Salary:

$90,000 - $105,000 per year + annual bonus

Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, experience, and education.

Our competitive salaries are just one component of Osaic’s total compensation package. Additional benefits include: health, vision, dental insurance, 401k, vacation and sick time, volunteer days and much more.  To view more details of what you can look forward to, visit our careers page: https://careers.osaic.com/Creative/Benefits

Summary:

We are seeking a detail-oriented and driven individual to join the Premier Trust team. The Compliance Officer is responsible for overseeing the compliance and risk management processes, ensuring the company adheres to relevant laws, regulations, and internal policies and procedures. They will work closely with the Director of Operations in leading the compliance team in assessing and mitigating the company’s financial and legal risks.

Responsibilities:

Create and maintain policies and procedures
Assess, maintain and develop the compliance audit processes and internal controls
Point of contact for internal and external auditors
Research and stay current on regulatory changes and communicate important industry changes
Conduct periodic training with staff regarding regulatory requirements
Monitor potential legal matters
Perform personnel actions including but not limited to performance assessments, disciplinary actions, delegation of workload, and approving work schedules
Comply with Bank Secrecy Act (BSA), OFAC Anti-Money Laundering (AML), and compliance policies related to job duties
Maintain strict confidentiality of all records and data received

Education Requirements:

Bachelor’s Degree preferred, High School Diploma (or equivalent) in combination with significant practical experience will be considered in lieu of degree. Minimum of high school diploma or equivalent is required.

Basic Requirements:

Solid Trust knowledge
Knowledge of applicable trust laws and regulations
Strong analytical and problem-solving skills
Excellent communication and interpersonal skills
Detail-oriented with ability to manage complex data and documentation
7+ years of experience in financial services

Preferred Requirements:

Possession of a professional designation such as Certified Fiduciary & Investment Risk Specialist (CIFRS)
5+ years of experience specific to Trust industry or in a compliance role

Current Employees and Contractors Apply Here

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FAQs About Trust Compliance Officer Jobs at Advisor Group

What is the work location for this position at Advisor Group?

This job at Advisor Group is located in Henderson, Nevada, according to the details provided by the employer. Some roles may also include multiple work locations depending on the requirement.

What pay range can candidates expect for this role at Advisor Group?

Candidates can expect a pay range of $90,000 and $105,000 per year.

What employment applies to this position at Advisor Group?

Advisor Group lists this role as a Full-time position.

What experience level is required for this role at Advisor Group?

Advisor Group is looking for a candidate with "Senior-level" experience level.

What benefits are offered by Advisor Group for this role?

Advisor Group offers following benefits: Health Insurance, Dental Insurance, Vision Insurance, Paid Vacation, Paid Sick Leave, Paid Community Service Time, and 401k Matching/Retirement Savings for this position. Actual benefits may vary depending on the employer's policies and employment terms.

What is the process to apply for this position at Advisor Group?

You can apply for this role at Advisor Group either through Sonara's automated application system, which helps you submit applications 10X faster with minimal effort, or by applying manually using the direct link on the job page.