Wealth Advisor

Regal Securities, Inc.Glenview, IL

Apply with Sonara

Automate your job search with Sonara.

Submit 10x as many applications with less effort than one manual application.¹

Reclaim your time by letting our AI handle the grunt work of job searching.

We continuously scan millions of openings to find your top matches.

Overview

Schedule

Full-time

Career level

Senior-level

Remote

On-site

Benefits

Health Insurance

Paid Vacation

Job Description

Wealth Advisor

Regal Securities, Inc. and Regal Advisory Services, Inc. Glenview, IL, Orlando, FL, Fort Myers, FL

Regal Securities, Inc. is a diversified financial services firm serving private clients, professional investors and institutions. We are adding a Wealth Advisor to our team to assist in the growth of our Wealth Management business. Our Vision is to be THE Trusted Advisor for our clients. Our Mission is to empower our team members so that they can best serve clients and do the work that inspires them to deliver excellence!

We value and reward ambitious and talented professionals who are creative and courageous, who dare to think big and act on innovative ideas. We seek teammates who enjoy their work, have a positive outlook, are willing to share their talents and skills and who want to contribute to the whole of the organization.

Role

This role does not require that the advisor have an existing book of business. Based in our Glenview, IL, Orlando, FL or Fort Myers, FL offices, the right candidate will be positioned to act as a successor to retiring advisors and will, further, have the opportunity to work with a legacy group of Regal clients and share in the revenue while growing the legacy relationships.

As a full-time, W-2 employee, you will have an opportunity to participate in the firm’s benefit offerings.

Responsibilities

· Create and implement comprehensive financial solutions to meet client goals and objectives

· Grow and maintain client relationships, assets and revenue

· Through training and pro-active means continuously build knowledge and expertise on products, technologies, wealth solutions, economic and capital market events

· Meet all Regulation Best Interest, Form CRS, Fiduciary and other regulatory commitments and requirements

· Meet all Regal compliance requirements and operational processes

Qualities

· Client-first approach

· Leadership traits

· Sales intelligence

· Drives for results

· High Integrity

· High Accountability

· Collaborative & Coachable

Education / Licenses

· Series 7 Securities license

· Series 66 or 65 license

· Life, Health and Variable Annuity license or obtain upon employment

· Bachelor’s Degree

Experience

· Minimum 3 to 5 years of experience as a Financial Advisor delivering advice and managing client relationships

· Clean CRD/U4

· Proficiency with financial planning and research tools

· Proficiency with Microsoft Office Suite

~ For advanced consideration - please include Cover Letter with Resume ~

https://www.linkedin.com/jobs/search/?keywords=wealth%20advisor

Automate your job search with Sonara.

Submit 10x as many applications with less effort than one manual application.

Apply with Sonara Apply manually

FAQs About Wealth Advisor Jobs at Regal Securities, Inc.

What is the work location for this position at Regal Securities, Inc.?

This job at Regal Securities, Inc. is located in Glenview, IL, according to the details provided by the employer. Some roles may also include multiple work locations depending on the requirement.

What pay range can candidates expect for this role at Regal Securities, Inc.?

Employer has not shared pay details for this role.

What employment applies to this position at Regal Securities, Inc.?

Regal Securities, Inc. lists this role as a Full-time position.

What experience level is required for this role at Regal Securities, Inc.?

Regal Securities, Inc. is looking for a candidate with "Senior-level" experience level.

What benefits are offered by Regal Securities, Inc. for this role?

Regal Securities, Inc. offers following benefits: Health Insurance and Paid Vacation for this position. Actual benefits may vary depending on the employer's policies and employment terms.

What is the process to apply for this position at Regal Securities, Inc.?

You can apply for this role at Regal Securities, Inc. either through Sonara's automated application system, which helps you submit applications 10X faster with minimal effort, or by applying manually using the direct link on the job page.