Compliance Jobs 2026 (Now Hiring) – Smart Auto Apply

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American International Group logo

Senior Compliance Officer, Investments Compliance

American International Group
New York, NY

$159,000 - $204,000 / year

Position Summary: AIG's Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies, through internal and external managers...

Posted 30+ days ago

PIMCO logo

Compliance Officer, Compliance - Distribution

PIMCO
Austin, TX

$108,000 - $135,000 / year

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit oppo...

Posted 30+ days ago

T logo

Head of Compliance & Compliance Counsel

thyssenkrupp Materials
Southfield, Michigan
Job Summary The Head of Compliance & Compliance Counsel provides strategic leadership, in alignment with the global compliance organization, for the development, implementation, an...

Posted 2 weeks ago

Teledyne Technologies logo

Senior Export Compliance Specialist – Trade Compliance (ITAR/EAR)

Teledyne Technologies
Wilsonville, Oregon

$92,300 - $123,000 / year

Be visionary Teledyne Technologies Incorporated provides enabling technologies for industrial growth markets that require advanced technology and high reliability. These markets in...

Posted 5 days ago

Keybank National Association logo

Senior Compliance Officer, Prudential Regulation Compliance (Reg W, Reg O, Anti-Tying)

Keybank National Association
Albany, NY

$96,000 - $181,000 / year

Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Senior Compliance Officer, Horizontal Compliance is responsible for assisting the applicable Compliance Executive in o...

Posted 30+ days ago

Aegon logo

Lead Compliance Analyst - Compliance Testing & Regulatory Oversight

Aegon
Cedar Rapids, IA

$90,000 - $100,000 / year

Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potentia...

Posted 2 weeks ago

Keybank National Association logo

Senior Compliance Officer, Prudential Regulation Compliance (Reg W, Reg O, Anti-Tying)

Keybank National Association
Albany, NY

$96,000 - $181,000 / year

Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Senior Compliance Officer, Horizontal Compliance is responsible for assisting the applicable Compliance Executive in o...

Posted 30+ days ago

Point72 logo

Compliance Officer, Trading Compliance

Point72
Stamford, CT
A Career with Point72's Compliance Team The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activiti...

Posted 30+ days ago

Caterpillar logo

Risk & Compliance Professional - Enterprise Trade Compliance

Caterpillar
Irving, TX

$128,470 - $192,710 / year

Career Area: Legal and Compliance Job Description: Your Work Shapes the World at Caterpillar Inc. When you join Caterpillar, you're joining a global team who cares not just about t...

Posted 1 week ago

Aegon logo

Lead Compliance Analyst - Compliance Testing & Regulatory Oversight

Aegon
Baltimore, MD

$90,000 - $100,000 / year

Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potentia...

Posted 2 weeks ago

MOLOCO logo

Senior Compliance Analyst, Enterprise Compliance Office

MOLOCO
Menlo Park, CA

$144,000 - $200,000 / year

About Moloco: Moloco builds some of the most powerful AI advertising solutions in the world. Our name-short for "machine learning company"-reflects our core mission: democratizing...

Posted 30+ days ago

Marex logo

Head of Broker Dealer Compliance, Americas and Chief Compliance Officer (VN2908)

Marex
New York, NY

$290,000 - $335,000 / year

About Marex Marex Group plc (NASDAQ: MRX) is a diversified global financial services platform providing essential liquidity, market access and infrastructure services to clients ac...

Posted 2 weeks ago

I logo

Compliance Specialist/Compliance Paralegal

Intelliswift Software Inc
Plano, TX

$60 - $60 / hour

Pay rate range - $60/hr. to $64/hr. Fully Onsite Job Description: The key skills for an individual being considered for this role include: • Organization• Attention to Detail• Proj...

Posted 30+ days ago

Blackstone logo

Legal & Compliance - BXMA Compliance, AVP

Blackstone
Miami, Florida

$135,000 - $200,000 / year

Blackstone is the world’s largest alternative asset manager. Blackstone seeks to deliver compelling returns for institutional and individual investors by strengthening the companie...

Posted 2 days ago

Velo3D logo

Compliance Manager, Government Contracts, Trade and Corporate Compliance

Velo3D
Fremont, CA

$150,000 - $170,000 / year

Position Overview: Velo3D designs and manufactures metal additive manufacturing systems sold into aerospace, defense, space, and other regulated markets. The Compliance Manager own...

Posted 1 week ago

OKX logo

Compliance Lead, Compliance & Ethics

OKX
New York, NY

$143,000 - $214,000 / year

Who We Are At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the develop...

Posted 1 week ago

OKX logo

Compliance Lead, Compliance & Ethics

OKX
San Jose, CA

$143,000 - $214,000 / year

Who We Are At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the develop...

Posted 1 week ago

Wurth Adams logo

Regulatory Compliance Officer Export Compliance

Wurth Adams
Roanoke, VA
POSITION SUMMARY The Regulatory Compliance Officer - Export Compliance is a business leader responsible for ensuring full adherence to U.S. and international export regulations. Th...

Posted 6 days ago

N logo

Senior Compliance Analyst - Continuous Compliance Framework (Hybrid - Seattle)

Nordstrom Inc.
Seattle, WA

$142,000 - $220,500 / year

Job Description If you're a compliance pro who thrives on building scalable, tech-enabled frameworks and wants to be at the forefront of AI-assisted testing and automation, we want...

Posted 3 weeks ago

Tanknology logo

Compliance - Compliance Technician

Tanknology
Florence, AL
Your Compliance Expert! Compliance Field Technician:Applicants must live within 60 minutes of advertised city to be considered.Tanknology, a United Uptime Services Company, a fast-...

Posted 2 weeks ago

American International Group logo

Senior Compliance Officer, Investments Compliance

American International GroupNew York, NY

$159,000 - $204,000 / year

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Overview

Schedule
Full-time
Career level
Senior-level
Remote
On-site
Compensation
$159,000-$204,000/year
Benefits
Health Insurance
Disability Insurance
Life Insurance

Job Description

Position Summary:

AIG's Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG's Investments group, along with assisting in the oversight of external managers. The ideal candidate will have extensive regulatory asset management experience with a focus on U.S. domiciled insurance companies and will work closely with the Chief Compliance Officer in the day-to-day execution of the compliance program.

  • Review and capture investment restrictions from investment guidelines, state insurance investment regulations and reinsurance/trust agreements.
  • Code, test and implement investment restrictions in BlackRock Aladdin and Bloomberg.
  • Review exceptions out of the compliance module and perform manual controls testing.
  • Perform ad-hoc/quarterly controls review specifically for the General Account and reinsurance mandates.
  • Interact/partner with CIO, investment managers, and Legal to ensure compliance with investment restrictions, including coordinating on interpretive issues.
  • Serve as a strategic partner with other control function teams throughout the firm (Legal, SOX/Audit, Investment Accounting, Technology, Operations, and Risk) to advance the control framework.
  • Review and update compliance policies and procedures.
  • Provide training on compliance policies and procedures.
  • Collaborate within Legal on regulatory filings (13F, 13G/D, 13H, etc.).
  • Perform compliance due diligence of external managers compliance programs.
  • Implement solutions to challenges and issues that are raised by stakeholders.
  • Scope and lead special projects and ad hoc assignments.

Position Requirements:

  • Minimum of 3 years of experience in guideline monitoring using BlackRock Aladdin, Charles River, Sentinel, Bloomberg AIM, or a similar system.
  • Technical understanding of investment products and financial instruments, and the aggregation of exposures to perform compliance testing.
  • Fixed income compliance experience is required, and exposure to private credit, mortgage loans, private equity, real estate and derivatives is a plus.
  • Working knowledge of NY, DE and PA U.S. State insurance investment regulation, along with NAIC Model Laws - Investments of Insurers Model Act; background understanding of the Investment Advisers Act of 1940 and the Investment Company Act of 1940 is a plus.
  • Familiarity with manager-of-manager structures.
  • Strong work ethic with great attention to detail and ability to communicate effectively.
  • Bachelor's degree required.

The base salary range for this position in New York, NY is $163,000-204,000, in New Jersey and Boston MA is $160,000-$200,000, and $159,000-$199,000 in Chicago, the position is eligible for a bonus in accordance with the terms of the applicable incentive plan. Your actual compensation will be dependent on your skills, experience, and qualifications. If your compensation expectations are above the posted range, we still encourage you to apply-your unique background matters to us. In addition, we're proud to offer a range of competitive benefits, a summary of which can be viewed here: US Benefits Overview.

At AIG, we value in-person collaboration as a vital part of our culture, which is why we ask our team members to be primarily in the office. This approach helps us work together effectively and create a supportive, connected environment for our team and clients alike.

Enjoy benefits that take care of what matters

At AIG, our people are our greatest asset. We know how important it is to protect and invest in what's most important to you. That is why we created our Total Rewards Program, a comprehensive benefits package that extends beyond time spent at work to offer benefits focused on your health, wellbeing and financial security-as well as your professional development-to bring peace of mind to you and your family.

Reimagining insurance to make a bigger difference to the world

American International Group, Inc. (AIG) is a global leader in commercial and personal insurance solutions; we are one of the world's most far-reaching property casualty networks. It is an exciting time to join us - across our operations, we are thinking in new and innovative ways to deliver ever-better solutions to our customers. At AIG, you can go further to support individuals, businesses, and communities, helping them to manage risk, respond to times of uncertainty and discover new potential. We invest in our largest asset, our people, through continuous learning and development, in a culture that celebrates everyone for who they are and what they want to become.

Welcome to a culture of inclusion

We're committed to creating a culture that truly respects and celebrates each other's talents, backgrounds, cultures, opinions and goals. We foster a culture of inclusion and belonging through learning, cultural awareness activities and Employee Resource Groups (ERGs). With global chapters, ERGs are a cornerstone for our culture of inclusion. The talent of our people is one of AIG's greatest assets, and we are honored that our drive for positive change has been recognized by numerous recent awards and accreditations.

AIG provides equal opportunity to all qualified individuals regardless of race, color, religion, age, gender, gender expression, national origin, veteran status, disability or any other legally protected categories.

AIG is committed to working with and providing reasonable accommodations to job applicants and employees with disabilities. If you believe you need a reasonable accommodation, please send an email to candidatecare@aig.com.

Functional Area:

CP - Compliance

AIG Employee Services, Inc.

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