1. Home
  2. »All Job Categories
  3. »Compliance Jobs

Auto-apply to these compliance jobs

We've scanned millions of jobs. Simply select your favorites, and we can fill out the applications for you.

Exclusive Networks logo
Exclusive NetworksManila, AR
Exclusive Networks (EXN) is a global cybersecurity specialist that provides partners and end-customers with a wide range of services and product portfolios via proven routes to market. With offices in over 45 countries and the ability to serve customers in over 170 countries, we combine a local perspective with the scale and delivery of a single global organization. Our best-in-class vendor portfolio is carefully curated with all leading industry players. Our services range from managed security to specialist technical accreditation and training and capitalize on rapidly evolving technologies and changing business models. For more information visit www.exclusive-networks.com. At Exclusive Networks, we are passionate about making a difference. That means delivering the best to our clients, doing our part to create a prosperous and trusted digital world, and helping our people to realize their potential. DUTIES AND RESPONSIBILITIES | About the role As a GRC Specialist, you will be part of the Security Strategy & Governance (SSG) team within the Information Security & Technology department of Exclusive Networks. In this role, you will support the SSG team in the development, delivery, and impropvement of the services the team provides to the rest of the organization. Key responsibilities include maintaining the organization's ISMS and risk register, supporting Identity & Access Management processes, and driving Security Awareness initiatives. You will collaborate closely with cross-functional teams to identify and mitigate risks, manage compliance activities with the overall aim of strengthening the security posture of the organization. As the Governance, Risk Management and Compliance Specialist, you will: Compliance Management: Assist in the development and maintenance of compliance programs and initiatives Risk Assessment: 1.Conduct risk assessments to identify, assess, and prioritize security risks. Assist in the development of risk mitigation strategies and action plans. Policy and Procedure Development: 1.Collaborate with stakeholders to develop, review, and update information security policies, procedures, and standards. 2.Ensure that policies and procedures align with industry best practices and compliance requirements. Audits and Assessments: Assist in the preparation and coordination of internal and external audits and assessments. Help manage and follow up on the remediation of findings. Security Awareness: 1.Contribute to security awareness and training programs to ensure employees understand their roles and responsibilities regarding compliance and security. Identity & Access Management Contribute to the Identity & Access Management function by ensuring secure access to business applications and administrating our main identity provider. Documentation and Reporting: Maintain accurate and up-to-date records, documentation, and reports related to compliance and risk management activities. Prepare and present reports to management and relevant stakeholders on compliance and risk status. QUALIFICATIONS AND EXPERIENCE | About you The ideal Governance, Risk Management and Compliance Specialist, Bachelor's degree in Information Security, Computer Science, Information Systems, Risk Management, or related field (certifications like CISA, CISM, CRISC, or ISO/IEC 27001 are a plus). 2-5 years of experience in information security, governance, risk management, or compliance roles. Hands-on experience developing security policies, conducting risk assessments, and maintaining a risk register. Familiarity with frameworks and regulations such as ISO/IEC 27001, NIST, GDPR, NIS 2, and DORA. Experience supporting Identity & Access Management (IAM) processes and delivering security awareness initiatives. Strong communication skills, attention to detail, and a proactive, collaborative mindset. WHO IS EXCLUSIVE NETWORKS? | Why work for us We are people focused and strongly believe that talent empowers us to continue our dynasty of disruption and growth in the future. Our Mission is to drive the transition to a totally trusted digital world for all people and organizations. Visit our website www.exclusive-networks.com. We are proud to be an Equal Opportunity Employer. We are committed to the recruitment and hiring of individuals from diverse backgrounds and experiences, as we believe this strengthens our ability to develop superior solutions, make informed decisions, and better serve our valued customers. We do not discriminate against individuals on the basis of race, religion, color, national origin, gender, sexual orientation, disability status, or any similar characteristic. Employment decisions are made solely on the basis of qualifications, merit, and business need. Please click here to review our Diversity and Inclusion Policy for further information. We care about your data: please click here to read our Recruitment Data Protection Policy prior to applying, and therefore sharing your data with us. If you think the open position you see is right for you, we encourage you to apply! Our people make all the difference in our success.

Posted 30+ days ago

Langan logo
LanganTampa, FL
Langan provides expert land development engineering and environmental consulting services for major developers, renewable energy producers, energy companies, corporations, healthcare systems, colleges/universities, and large infrastructure programs throughout the U.S. and around the world. Our employees collaborate seamlessly among 40+ offices and gain valuable hands-on experience that fosters career growth. Langan culture is entrepreneurial from advancing innovative technical solutions, to participating in robust training and knowledge sharing, to making progressive change within the communities we live and work. Consistently ranked among the top ten "Best Firms to Work For" and Engineering News-Record's top 50 firms worldwide, Langan attracts and retains the best talent in the industry. Employees thrive at Langan, a firm that fosters an inclusive and supportive work environment for all; prioritizes wellbeing, health, and safety; encourages volunteerism and philanthropy; offers workplace flexibility, along with carbon-neutral office spaces; and empowers individuals to contribute their skills and knowledge to make impactful contributions. Job Summary Langan is seeking a Regional Practice Lead - Florida in our Environmental Compliance / EHS practice. This position can be based in any of our Florida offices, including Tampa, Orlando, Miami, Fort Lauderdale, West Palm Beach, or Jacksonville, FL. This individual will serve a key function in leading and growing environmental compliance and EHS services in Florida, and in supporting our national environmental permitting and compliance practice. In this role, you will have the opportunity to leverage Langan's robust technical expertise and leadership presence in the Florida market, be the technical project lead for a diverse portfolio of projects and clients, and fuel the further expansion of an innovative and industry-renowned practice. This is an excellent role for someone with an entrepreneurial mindset to leverage their industry knowledge and technical expertise to build a regional team and client base by partnering with our established environmental group in Florida, and with the support of national compliance subject matter experts and resources. Job Responsibilities Direct and manage environmental compliance projects from start to finish, including proposal development, technical project oversight and delivery, and management of deadlines and financials; Manage the preparation and submission of deliverables under a wide variety of environmental programs, including: air, wastewater, stormwater, waste, SPCC, storage tanks, EPCRA (Tier II, TRI), etc.; Develop environmental permitting and regulatory strategy for a variety of industrial development projects (manufacturing, chemical, warehousing, data centers, etc.), often working as part of a multidisciplinary engineering team to identify compliance needs of a project, and deliver those aspects in alignment with project/client goals; Act as a senior technical resource/SME for EHS and compliance services, which may include conducting multi-media compliance audits, leading permit strategy for development and CapEx projects, supporting enforcement and litigation matters, negotiating permit terms and limits, interfacing with regulators, attorneys, and other stakeholders, and providing senior and peer review of deliverables; Lead and develop a team of environmental compliance staff, including hiring, coaching, training, and motivating team members. Provide direct oversight and management of junior staff for specific project assignments locally and nationally; Manage financial aspects of projects (proposals, change orders, invoicing, assist in payment collections), and team financials (managing staff utilization, workload projection, etc.); Identify and pursue new clients and opportunities, expand work within existing projects and clients, develop new client relationships within Florida and nationally, and contribute to business development efforts (meetings and events); Maintain membership and leadership roles in relevant industry organizations; Coordinate work groups across different office locations and different disciplines as needed; Interface professionally with clients, contractors, subcontractors, staff, project personnel, and supervisors; and, Contribute to the growth of Langan's national compliance practice across US. Qualifications Bachelor's degree in Environmental or Chemical Engineering, Environmental Science, or closely related field. Master's degree preferred; 10+ years of experience in the environmental field, directly working with environment and/or health and safety regulations, with a minimum of 5 years working as a project manager in a consulting environment; Professional certification preferred (e.g.: PE, CHMM, CSP, CIH); Knowledge of Federal, Florida (state and county-level) environmental regulations and obligations. Industrial health and safety knowledge/experience is a plus. Willingness and ability to effectively engage in business development activities including identifying new client opportunities, attending conferences and industry events, and working closely with Florida leadership across the state to cross sell services and grow the compliance practice. Bilingual in Spanish is a plus; Ability to effectively manage multiple clients, projects and staff across media and geographies; Excellent written and verbal communication skills; Strong attention to detail with excellent analytical, multitasking, and judgment capabilities; Ability to effectively work independently and in a team environment; and, Possess reliable transportation for client meetings and job site visits and a valid driver's license in good standing. Langan provides a rich array of programs and benefits to help its employees advance their careers and enhance the quality of their lives. Our comprehensive compensation package includes: full-time employment company paid medical, dental, and vision coverage; life insurance, short- and long-term disability insurance, and paid pregnancy disability leave; 401(k)/Roth with company match; paid time off including parental and military leave; employee referral and professional license bonuses; and educational reimbursement. Langan offers employee resource groups; flexible work schedules; extensive training; wellness programs; buddy and mentoring programs; and much more! Langan is committed to providing equal employment opportunities to all qualified applicants and employees, including individuals with disabilities and protected veterans. We believe that an inclusive workplace is essential for the well-being and success of our employees. Nearest Major Market: Fort Lauderdale Nearest Secondary Market: Miami

Posted 4 weeks ago

Krones, Inc. logo
Krones, Inc.lake nebagamon, WI
Krones designs, develops, manufactures, and installs both machines and complete packaging lines. We have become one of the leading system suppliers for breweries and beverage producers as well as for the food, chemical and cosmetics industries. Our 16,000 employees worldwide strive for innovation and detail and ensure that each customer receives the best quality in product and service. We are currently looking for candidates who want to make a difference and who wish to be part of our dynamic organization in the US. Krones Inc. is an equal opportunity employer. JOB PURPOSE or JOB SUMMARY: The Quality Process & Compliance Engineer reports to the Quality Manager. This role requires a person that can leverage big-picture thinking, engineering skills/experience, and interpersonal skills to champion quality assurance across many departments and processes to improve the Krones Quality Management System. ESSENTIAL DUTIES and RESPONSIBILITIES: Analyze varying trends associated with quality metrics and implementing process changes to meet strategic quality goals. Troubleshoot systematic issues and find realistic solutions by working with multiple departments including production, engineering, materials management, service and spare parts. Develop a high-level understanding of Krones manufacturing, engineering, service, supply chain and business processes. Participates in the research, development and analysis of improved parts as part of the parts performance team. Lead process audits for internal and external Krones processes to ensure compliance to regulatory requirements and internal Krones Process documentation. Continuously improve and sustain the Krones Quality Management System to ensure ISO9001 compliance and customer satisfaction by performing audits and working on non-conformances. Create Microsoft Power BI analytic reports on internal and external quality metrics. Assist the Quality Engineer in leading investigations and reports on specific quality issues. Perform any other duties as assigned. MINIMUM REQUIRED QUALIFICATIONS: Bachelor's degree in engineering (Industrial/Mechanical Engineering degree preferred). Minimum 2 years of experience in manufacturing or associated internship/project experience required. Preferably in the food and beverage production industry. Proficient in Microsoft Power BI and Microsoft Office Suite (Excel, Word, Outlook, etc.). Excellent analytical, problem-solving, troubleshooting, and root cause identification skills required Must have outstanding communication skills with high attention to detail. Substantial interpersonal interaction is required, which may require formal presentations, written proposals and reports, team workshops etc. The right candidate should be highly motivated, patient, self-directed, conscientious, team-oriented, very flexible, responsive, and creative. Preferred Qualifications: CQA, CQE, Six Sigma, or other relevant certifications. Professional Skills: Proficient with Microsoft Office and Microsoft Power Platform. Experience with SAP or SAP S/4HANA. Experience with Minitab statistical software. Intermediate/Advanced Microsoft Excel Skills. Extensive knowledge of manufacturing applications, procedures, and quality assurance. Knowledge of ISO 9001 standards. Strong understanding of statistics. Ability to use PowerApps to document and store inspection data. Strong technical writing and reporting skills. Soft Skills: General social skills, dexterity, good organization and time management, excellent written and verbal communication, basic understanding of the metric system, and effective interpersonal skills. Excellent attention to detail and ability to accurately collect, record, and analyze data. Self-motivated and ability to work with cross-functional teams. PHYSICAL / WORKING DEMANDS: 1) Good working conditions in a manufacturing plant environment. Protective equipment (safety glasses, etc.) is required in shop areas. 2) Able to lift 35 pounds or more as needed. 3) Up to 25% travel required. Krones, Inc. offers an outstanding opportunity to be involved with and challenged by leading-edge technologies, further career opportunities to learn and develop skills, a flexible work schedule and a competitive salary and benefits program. Our Krones Benefits program includes a generous health/dental/vision package, and 401(k) program in addition to other benefits. Please submit your resume. Applicants have rights under Federal Employment Laws, view posters linked below: Family and Medical Leave Act (FMLA) poster; Know Your Rights Poster; E-Verify Participation Poster English and Spanish A world leader in the processing and packaging industries, KRONES works with some of the largest beverage, food, and consumer packaging brands in the world. With projects ranging from planning and installing fully integrated processing, packaging, and bottling systems to replacing or upgrading individual machines, your work will make a difference by helping deliver vital products to the world. As a Krones employee, you'll experience the positive impact of Krones culture from day one. Whether you work on the production floor, in the office, or out in-the-field, Krones strives to create an inclusive environment where all team members feel supported and valued.

Posted 4 days ago

F logo
First Horizon Corp.New Orleans, LA
Location: On site at location listed in job posting SUMMARY: Primarily responsible for completing audit engagement assignments with minimal supervision. The Audit Project Manager is expected to: understand and identify the full range of risks related to processes, regulatory compliance, organization, policy, and technology, evaluate control design adequacy in complex business processes, perform control testing, and document work performed in conformance with internal audit methodology. Essential Duties and Responsibilities Lead the planning, scoping, execution, and reporting of audits based on identified risks Contact with management regarding audit scope, status, and findings Responsible for meeting time and staffing budgets for assigned audits Objective opinion on the adequacy and effectiveness of the system of control Efficiency of performance of the activities being reviewed Prepare work papers that accurately document work performed and support conclusions Adhere to Departmental policies and guidelines Conduct findings follow up validation Ensure audit issues are well-defined, root causes are identified, and recommendations for improved controls and processes are communicated to management SUPERVISORY RESPONSIBILITIES None QUALIFICATIONS Bachelor's Degree (4-Year Accredited College) 4 - 7 Years related auditing experience Relevant financial services industry knowledge (Regulatory Compliance, Operations) Excellent oral and written communication skills Ability to plan, organize, and prioritize assignments, and to meet critical and established deadlines Understanding of Institute of Internal Auditors (IIA) Standards LFI experience (preferred) COMPUTER AND OFFICE EQUIPMENT SKILLS Microsoft Office Suite TeamMate + (preferred) CERTIFICATES, LICENSES, REGISTRATIONS Certification preferred (CRCM, CIA, CAMS, CPA, or other relevant professional designations) About Us: First Horizon Corporation is a leading regional financial services company, dedicated to helping our clients, communities and associates unlock their full potential with capital and counsel. Headquartered in Memphis, TN, the banking subsidiary First Horizon Bank operates in 12 states across the southern U.S. The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized as one of the nation's best employers by Fortune and Forbes magazines and a Top 10 Most Reputable U.S. Bank. More information is available at www.FirstHorizon.com. Benefit Highlights: Medical with wellness incentives, dental, and vision HSA with company match Maternity and parental leave Tuition reimbursement Mentor program 401(k) with 6% match More -- FirstHorizon.com/First-Horizon-National-Corporation/Careers/Our-Benefits Follow Us: Facebook X formerly Twitter LinkedIn Instagram YouTube

Posted 30+ days ago

Aegon logo
AegonPhiladelphia, PA

$82,000 - $90,000 / year

Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potential of leveraging the talents of a diverse workforce. We embrace an environment where employees enjoy a balance between their careers, families, communities, and personal interests. Ultimately, we appreciate the uniqueness of a company where talented professionals work collaboratively in a positive environment - one focused on helping people look forward and plan for the best life possible while providing tools and solutions that make it easier to get there. Who We Are We believe everyone deserves to live their best life. More than a century ago, we were among the first financial services companies in America to serve everyday people from all walks of life. Today, we're part of an international holding company, with millions of customers and thousands of employees worldwide. Our insurance, retirement, and investment solutions help people make the most of what's important to them. We're empowered by a vast agent network covering North America, with diversity to match. Together with our nonprofit research institute and foundation, we tune in, step up, and are a force for good - for our customers and the communities where we live, work, and play. United in our purpose, we help people create the financial freedom to live life on their terms. What We Do Transamerica is organized into three distinct businesses. These include 1) World Financial Group, including Transamerica Financial Advisors, 2) Protection Solutions and Savings & Investments, comprised of life insurance, annuities, employee benefits, retirement plans, and Transamerica Investment Solutions, and 3) Financial Assets, which includes legacy blocks of long term care, universal life, and variable and fixed annuities. These are supported by Transamerica Corporate, which includes Finance, People and Places, General Counsel, Risk, Internal Audit, Strategy and Development, and Corporate Affairs, which covers Communications, Brand, and Government and Policy Affairs. Transamerica employs nearly 7,000 people. It's part of Aegon, an integrated, diversified, international financial services group serving approximately 23.9 million customers worldwide. * For more information, visit transamerica.com. Job Description Summary Supports Transamerica's retirement compliance program for record-keeping and fiduciary administration services provided to our qualified retirement plan clients. Helps to mitigate legal exposure/risk to the organization by enforcing company policies, procedures and applicable regulatory requirements. Possesses and applies broad knowledge of business and regulatory concepts and principles; works with minimal instruction or guidance with applicable latitude for unreviewed action or decisions; performs more complex assignments with minimal direction and guidance from management. Job Description Responsibilities: Perform risk-based independent compliance testing for the record-keeping and fiduciary administration affiliates. Maintain and update assigned compliance risk assessments, as part of the team's annual compliance monitoring plan. Monitor federal/state laws and regulations, as well as applicable rulings, notices and guidance, as they pertain to qualified retirement plan administration and record-keeping services, and advise senior leadership of impact to current processes. Evaluate process workflows/maps to identify potential areas of risk (e.g. - regulatory, legal, operational, reputational, etc.) and effectiveness of key controls. Act as a trusted advisor to the record-keeping and fiduciary administration affiliates regarding best practices and remediation of regulatory compliance concerns. Contribute to the development of new and/or enhanced compliance programs and enterprise-wide initiatives. Update and maintain complete and accurate compliance logs or files. Assist team members with research and assigned tasks. Create and present compliance training, as necessary. May assist management with highly complex projects and coaching/development of staff. Maintain open communication with business process owners on testing scope, objectives and progress. Coordinate and conduct meetings and interviews with business process owners and staff; gather data, procedures and other documentation necessary for performing assigned compliance testing. Propose testing scope, review internal controls and compare records, operating practices, and documentation with test attributes applicable to assigned audits. Document tests and findings; appraise adequacy of internal compliance controls, propose recommendations and coordinate/document corrective action plans. Draft compliance reports and present/discuss findings with business process owners and senior management. Active participation in the periodic compliance risk assessment process, development of annual testing plans, scheduling/assignment of testing, and design of compliance testing programs. Qualifications: Bachelor's degree or equivalent education and experience. Four years of qualified retirement plan administration experience. Working knowledge and oversight experience in the following regulatory compliance areas as applicable to qualified retirement plans: ERISA/DOL/IRS regulatory and qualification requirements for single employer and MEP/PEP retirement programs, EPCRS guidelines, and applicable plan/participant reporting and disclosure requirements. Written and verbal communication skills. Successfully present complex technical information to non-technical audiences. Analytical and research skills. Proficiency using MS Office tools. Preferred Qualifications: Industry certifications preferred (e.g. - QPA, QKA, QKC) Working Conditions: Hybrid working environment: Baltimore, Cedar Rapids, Philadelphia, Denver Compensation: The Salary for this position generally ranges between $82,000 - $90,000 annually. Please note that the salary range is a good faith estimate for this position and actual starting pay is determined by several factors including qualifications, experience, geography, work location designation (in-office, hybrid, remote) and operational needs. Salary may vary above and below the stated amounts, as permitted by applicable law. Additionally, this position is typically eligible for an Annual Bonus based on the Company Bonus Plan/Individual Performance and is at the Company's discretion. Applicants must possess legal authorization to work for our company in the U.S. without the need for immigration sponsorship or otherwise serving as an employer of record for immigration employment purposes. At this time, this role is not eligible for immigration-related employment authorization sponsorship. This job description is not a contract of employment nor for any specific job responsibilities. The Company may change, add to, remove, or revoke the terms of this job description at its discretion. Managers may assign other duties and responsibilities as needed. In the event an employee or applicant requests or requires an accommodation in order to perform job functions, the applicable HR Business Partner should be contacted to evaluate the accommodation request. What We Offer For eligible employees, we offer a comprehensive benefits package designed to support both the personal and financial well-being of our employees. Compensation Benefits Competitive Pay Bonus for Eligible Employees Benefits Package Pension Plan 401k Match Employee Stock Purchase Plan Tuition Reimbursement Disability Insurance Medical Insurance Dental Insurance Vision Insurance Employee Discounts Career Training & Development Opportunities Health and Work/Life Balance Benefits Paid Time Off starting at 160 hours annually for employees in their first year of service. Ten (10) paid holidays per year (typically mirroring the New York Stock Exchange (NYSE) holidays). Be Well Company holistic wellness program, which includes Wellness Coaching and Reward Dollars Parental Leave - fifteen (15) days of paid parental leave per calendar year to eligible employees with at least one year of service at the time of birth, placement of an adopted child, or placement of a foster care child. Adoption Assistance Employee Assistance Program College Coach Program Back-Up Care Program PTO for Volunteer Hours Employee Matching Gifts Program Employee Resource Groups Inclusion and Diversity Programs Employee Recognition Program Referral Bonus Programs Inclusion & Diversity We believe our commitment to diversity and inclusion creates a work environment filled with exceptional individuals. We're thrilled to have been recognized for our efforts through the Human Rights Campaign Corporate Equality Index, Dave Thomas Adoption Friendly Advocate, and several Seramount lists, including the Inclusion Index, 100 Best Companies for Working Parents, Best Companies for Dads, and Top 75 Companies for Executive Women. To foster a culture of inclusivity throughout our workforce, workplace, and marketplace, Transamerica offers a wide range of diversity and inclusion programs. This includes our company-sponsored, employee-driven Employee Resource Groups (ERGs), which are formed around a shared interest or a common characteristic of diversity. ERGs are open to all employees. They provide a supportive environment to help us better appreciate our similarities and differences and understand how they benefit us all. Giving Back We believe our responsibilities extend beyond our corporate walls. That's why we created the Aegon Transamerica Foundation in 1994. Through a mix of financial grants and the volunteer efforts of our employees, the foundation supports nonprofit organizations focused on the things that matter most to our people in the communities where we live and work. Transamerica's Parent Company Aegon acquired the Transamerica business in 1999. Since its start in 1844, Aegon has grown into an international company serving more than 23.9 million people across the globe. * It offers investment, protection, and retirement solutions, always with a clear purpose: Helping people live their best lives. As a leading global investor and employer, the company seeks to have a positive impact by addressing critical environmental and societal issues, with a focus on climate change and inclusion and diversity. As of December 31, 2023

Posted 3 weeks ago

Current logo
CurrentNew York City, NY

$200,000 - $290,000 / year

HEAD OF COMPLIANCE Current is a leading consumer fintech platform transforming financial access for everyday Americans with over five million members. We provide access to financial solutions that seamlessly work together to solve the needs of our members and enable all Americans to build better financial futures. Based in NYC, our results-driven environment drives us to build better products, grow faster and empower everyone on our team to have an impact on our business and mission to improve financial outcomes ABOUT THE ROLE: We are looking for a Head of Compliance to join our team. In this role you will lead Current's compliance program and evaluate existing regulations, perform compliance risk assessments, provide regulatory guidance on existing products and new product development, and advise on platform development in response to changing regulations. RESPONSIBILITIES: Work with stakeholders to ensure compliance efforts are implemented, maintained, and governed effectively Serve as Current's Bank Secrecy Act (BSA) Officer, implementing and overseeing Current's BSA/AML/OFAC Program Evaluate existing regulations, perform compliance risk assessments, provide regulatory guidance on new product development, advise on platform development in response to changing regulations, identify and develop monitoring and testing routines and partner with business leadership to address client inquiries Act as subject matter expert on consumer debit and credit regulatory compliance, ensuring products and associated documentation conforms to regulatory obligations Maintain a compliance management framework by developing policies, procedures, training, and quality control processes Regularly engage with bank partners as well as relevant regulatory entities as necessary Develop and enhance compliance metrics and executive reporting ABOUT YOU: 10+ years of regulatory/consumer compliance experience, with experience serving in a senior compliance management function Knowledgeable in credit regulatory compliance and ensuring products and associated documentation conforms to regulatory obligations Extensive knowledge in law, regulations, and subjects applicable to: BSA, TILA/Reg Z, Privacy, Complaints, Fair Lending, EFTA/Reg E Knowledge of Earned Wage Access products, licensing, and regulation preferred Experience developing the elements of a compliance program, including risk assessment, monitoring and testing planning, third party oversight, and compliance training) Technical knowledge of consumer laws / regulations specific to Current's product offerings Experience communicating compliance risks associated with product proposals and advising stakeholders on developing both customer-facing content and key operational controls A strong understanding of consumer financial services with a strong preference for experience with a consumer financial technology company. Ability to manage a team and simultaneously handle multiple tasks and changing priorities in an efficient and effective manner Law degree and previous compliance experience at a consumer fintech preferred This role has a base salary range of $200,000 - $290,000. Compensation is determined based on experience, skill level, and qualifications, which are assessed during the interview process. Current offers a competitive total rewards package which includes base salary, equity, and comprehensive benefits. BENEFITS: Competitive salary Meaningful equity in the form of stock options 401(k) plan with company matching Discretionary performance bonus program Biannual performance reviews Medical, Dental and Vision premiums covered at 100% for you and your dependents Flexible time off and paid holidays Generous parental leave policy Commuter benefits Fitness benefits Healthcare and Dependent care FSA benefit Employee Assistance Programs focused on mental health Healthcare advocacy program for all employees Access to mental health apps Team building activities Our modern Chelsea-based office with open floor plan, stocked kitchen, and catered lunches

Posted 6 days ago

Wawa, Inc. logo
Wawa, Inc.Media, PA

$18+ / hour

This internship begins on May 18th, 2026 and runs until August 6th, 2026. This role is a full time commitment (37.5 hour work week)* Salary: $18.00/hour Job Description Job Title: Internal Audit, Business Compliance & Asset Protection Intern Location: Corporate Department: Legal and Risk Job Summary: The Internal Audit Intern will perform duties across the Internal Audit department to support the audits and reviews performed by the Internal Audit and Business Compliance teams. Principal Duties: Under the supervision of an Internal Auditor, assist with internal audits as assigned, including corporate process reviews. Assist in conducting and documenting stakeholder interviews, including the preparation of document request tasks for end-to-end internal audits. Assist the Internal Auditor team with audit test work and help to document fieldwork in workpaper templates. Under the supervision of a Business Compliance Auditor, assist with compliance audits and ad-hoc surveys, as well as vendor and dock audits. Complete research to identify common risks (internal and external resources and research would be included, such as Knowledge Base, NIST, FAASB, GAAP, etc.). Perform additional analysis and tasks within the Internal Audit department to support and improve internal department processes. Support with the documentation of SOPs performed by the Asset Protection Department. Assist with the collection of video evidence to support law enforcement investigations. Support Internal Auditor, Business Compliance, and Asset Protection, as assigned. Essential Functions: Ability to work well individually as well as in a team environment Good written and verbal communication skills Ability to work collaboratively on cross-functional teams Ability to work in a highly confidential environment. Good customer service skills Deliver precise and accurate work Potential for travel to Mid-Atlantic store and off-site vendor locations Must have reliable transportation Accepting Applications now through the end of December Basic Qualifications: Minimum GPA of 3.0 or Higher Candidates must be currently enrolled in a college or university for the Spring 2026 semester - Fall 2026 semester Pursuit of a Bachelor's degree with a major in Business/Finance/Accounting with a minor in IT or related field preferred. Strong Microsoft Office skills, particularly a high proficiency in Microsoft Excel. Wawa will provide reasonable accommodation to complete an application upon request, consistent with applicable law. If you require an accommodation, please contact our Associate Service Center at asc@wawa.com. Wawa, Inc. is an equal opportunity employer. Wawa maintains a work environment in which Associates are treated fairly and with respect and in which discrimination of any kind will not be tolerated. In accordance with federal, state and local laws, we recruit, hire, promote and evaluate all applicants and Associates without regard to race, color, religion, sex, age, national origin, ancestry, familial status, marital status, sexual orientation or preference, gender identity or expression, citizenship status, disability, veteran or military status, genetic information, domestic or sexual violence victim status or any other characteristic protected by applicable law. Unlawful discrimination will not be a factor in any employment decision.

Posted 4 weeks ago

S logo
Sony Playstation NetworkSan Mateo, CA

$271,300 - $406,900 / year

Why PlayStation? PlayStation isn't just the Best Place to Play - it's also the Best Place to Work. Today, we're recognized as a global leader in entertainment producing The PlayStation family of products and services including PlayStation5, PlayStation4, PlayStationVR, PlayStationPlus, acclaimed PlayStation software titles from PlayStation Studios, and more. PlayStation also strives to create an inclusive environment that empowers employees and embraces diversity. We welcome and encourage everyone who has a passion and curiosity for innovation, technology, and play to explore our open positions and join our growing global team. The PlayStation brand falls under Sony Interactive Entertainment, a wholly-owned subsidiary of Sony Group Corporation. Director, Global Compliance & Ethics Lead San Mateo, CA (hybrid) - will require coming onsite twice a week* Join our dynamic Global Legal Team at PlayStation! Sony Interactive Entertainment LLC ("SIE") seeks a highly motivated attorney to be our Director, Global Compliance & Ethics Lead to manage our global Compliance & Ethics programs. This person will take a leadership role in shaping, implementing, and monitoring compliance strategies globally to safeguard SIE's reputation and business integrity. This role also oversees our Ethics & Compliance program, including training, communication, third-party risk management, conflicts of interest and Ethics & Compliance investigations. The ideal candidate is a strategic thinker with deep expertise in legal compliance, ethics, risk management, and regulatory frameworks. This is a truly great opportunity to join a top-tier global legal team and work on cutting-edge issues involving video game products and services in an exciting, fast-paced environment. What you'll be doing: Compliance Leadership Develop and implement our comprehensive global compliance strategy. Establish and maintain company-wide policies, procedures, and standards to ensure compliance with applicable laws and regulations. Design and oversee compliance training programs to educate employees on regulatory requirements and company policies. Monitor and report on the effectiveness of compliance initiatives and make recommendations for improvements. Ensure adherence to global regulations, including anti-corruption laws (e.g., FCPA, UK Bribery Act), sanctions, supply chain and whistleblowing. Advise the executive leadership team on compliance risks and mitigation strategies Work closely with SIE and Sony Group leadership on implementing compliance programs. Ethics Leadership Manage the investigation and related remediation of Ethics & Compliance complaints Oversee the SIE conflict of interest, gifts and entertainment register, risk assessments and third-party risk management processes Promote and maintain a culture of ethical behavior across SIE What we're looking for: Current member in good standing of the California State Bar, UK qualified lawyer or other jurisdiction, as applicable. Law degree from an accredited U.S. law school, UK university or other legal qualification, as applicable. At least 15 years of experience as in-house Ethics & Compliance counsel and/or outside counsel in related fields (such as risk advisory, corporate compliance, corporate crime and investigations), including working directly with corporate clients, preferably in the video game, electronic technology and/or entertainment industries. Exceptional communication and interpersonal skills, with the ability to influence at all organizational levels. Strong analytical and problem-solving capabilities, with a proactive approach to risk management. Experience handling investigations, audits, and interfacing with regulators. Excellent verbal and written communication skills and good judgment. High ethical standards and integrity. A sense of humor. PlayStation offers a global hybrid office/remote working model - Flex Modes - which aims to combine the flexibility of remote working with the magic of in-person collaboration. The model is built upon the principle of working together in-person as work requires, with the freedom to work remotely otherwise. #LI-SF1 Please refer to our Candidate Privacy Notice for more information about how we process your personal information, and your data protection rights. At SIE, we consider several factors when setting each role's base pay range, including the competitive benchmarking data for the market and geographic location. Please note that the base pay range may vary in line with our hybrid working policy and individual base pay will be determined based on job-related factors which may include knowledge, skills, experience, and location. In addition, this role is eligible for SIE's top-tier benefits package that includes medical, dental, vision, matching 401(k), paid time off, wellness program and coveted employee discounts for Sony products. This role also may be eligible for a bonus package. Click here to learn more. The estimated base pay range for this role is listed below. $271,300-$406,900 USD Equal Opportunity Statement: Sony is an Equal Opportunity Employer. All persons will receive consideration for employment without regard to gender (including gender identity, gender expression and gender reassignment), race (including colour, nationality, ethnic or national origin), religion or belief, marital or civil partnership status, disability, age, sexual orientation, pregnancy, maternity or parental status, trade union membership or membership in any other legally protected category. We strive to create an inclusive environment, empower employees and embrace diversity. We encourage everyone to respond. PlayStation is a Fair Chance employer and qualified applicants with arrest and conviction records will be considered for employment.

Posted 30+ days ago

Booking Holdings logo
Booking HoldingsNorwalk, CT

$174,200 - $213,000 / year

Booking Holdings (NASDAQ: BKNG) is the world's leading provider of online travel and related services, provided to consumers and local partners in more than 220 countries and territories through five primary consumer-facing brands: Booking.com, Priceline, Agoda, KAYAK and OpenTable. The mission of Booking Holdings is to make it easier for everyone to experience the world. For more information, visit BookingHoldings.com and follow us on X (formerly known as Twitter) @BookingHoldings. This role is eligible for our hybrid work model: Two days in-office. Booking Holdings is looking for a highly motivated and experienced compliance professional to join our Compliance & Ethics team as Senior Training Manager, Global Compliance & Ethics. In this role, you will be responsible for the effective design and implementation of our global compliance training program, including developing the strategic vision and plan for the program, working closely and collaboratively with our brand Compliance & Ethics teams to implement it, and reporting on the program's effectiveness and continuous improvement. This role is part of a global Compliance & Ethics organization comprising colleagues across multiple geographies and time zones. As such, it demands a dynamic and seasoned individual who has both strong subject matter expertise and interpersonal skills. This role reports to Booking Holdings' Director of Regulatory Compliance. In this role, you will get to: Create and articulate a compelling strategic vision and plan for compliance training that meets applicable external and internal requirements and is tailored to our business and aligned with the overall strategy for our Global Compliance & Ethics Program. Establish effective ways of working with peers on the team to ensure compliance training is linked closely to policies and other compliance program elements and requirements and delivers optimal value to the business. Develop and deliver effective compliance training across Booking Holdings and our brands. Advise on and support stakeholders in other functions (e.g., Cybersecurity, Finance, and Privacy) with their training development and implementation needs. Drive achievement of training targets across Booking Holdings and our brands. Prepare presentations, reports, and other deliverables on compliance training for a broad range of audiences, including senior management. Drive innovation and continuous improvement in training design, deployment, and reporting, using internal insights, external benchmarking, and new technologies and tools. Build and maintain effective relationships with stakeholders across Booking Holdings and our brands, as well as third parties, to deliver on compliance training objectives, projects, and initiatives and contribute to overall compliance program effectiveness. What you have: J.D. degree or equivalent preferred. 8+ years of relevant experience, preferably in a corporate compliance and ethics department or law firm. Experience leading a compliance training function, including strategic planning and program ownership from design through implementation and reporting. Background in training design, instructional design, curriculum development, or relevant learning/cognitive principles a plus. 5+ years of prior managerial experience. Excellent oral and written communication skills, with a polished and professional demeanor and demonstrated ability to be clear and concise when communicating with global stakeholders at all levels. Strong decision-making, judgment, critical thinking, creativity, and problem-solving skills. Highly responsible, dependable, and accountable for managing complex projects and delivering a wide range of content; takes ownership and delivers results. Meticulous attention to detail. Significant experience with project management and systems implementation. Experience selecting and working with vendors using analytical and problem-solving skills. Fluent with metrics and how to evaluate the effectiveness of learning programs in driving significant business impact. Team player and natural collaborator, but also comfortable moving projects forward independently. Ability to thrive in a fast-paced environment, effectively manage competing priorities, and adapt to evolving priorities and needs. Confident and possesses the ability to remain calm in stressful situations. Curious and growth mindset; eager to learn new technologies and consider new ideas. Acts with integrity at all times. Our Commitment to Inclusion Through the Booking Holdings brands, we help our customers reach all corners of the earth. Our ability to provide great service rests on how well we understand our diverse customer base, which is why having a diverse team is so important to us. We bring together employees from all walks of life and we are proud to provide the kind of inclusive environment that stimulates innovation, creativity and collaboration. There are a variety of job related factors that go into determining a salary range, including but not limited to external market benchmark data, geographic location, and years of experience sought/required. In addition to a competitive base salary, roles are eligible to be considered for an annual bonus and equity grant. The base salary range for Connecticut and the NYC-metro area is $174,200-$213,000. We are proud to offer a comprehensive benefits program designed to keep you and your family healthy, plan for the future and make the most out of life. For a glimpse of our benefits offerings, please see here. In addition to competitive health and wellness benefits, we currently offer other perks to eligible employees, such as: tuition reimbursement, fitness reimbursement, discounts, and more! If this role resonates with you, we encourage you to click the "apply" button! EEO Statement: Booking Holdings is an equal opportunity employer in accordance with all applicable federal, state and local laws. We ensure equal employment opportunity to all employees and applicants without discrimination or harassment based on race, religious creed, color, age, sex, sexual orientation, gender identity, national origin, religion, marital status, medical condition, disability, military service, pregnancy, childbirth and related medical conditions, or any other classification protected by federal, state, or local law. Booking Holdings also extends this policy to every phase of the employment process including, but not limited to, recruitment, selection, placement, transfer, training and development, position elimination, restructure, promotion, compensation, benefits, layoffs, termination, and all other conditions or privileges of employment. Booking Holdings and its Affiliated Companies are Equal Employment Opportunity employers and welcome all job seekers including individuals with disabilities and veterans with disabilities. If you have a disability and believe you need reasonable accommodation in order to search for a job opening or apply for a position, please email reasonableaccommodation@bookingholdings.com with your request. M/F/V/D/S #LI-Hybrid

Posted 30+ days ago

Menzies Aviation logo
Menzies AviationDfw Airport, TX
Quality and Compliance Manager Salary: $75,000.00 USD Reports to: Director, Quality and Compliance, Americas Location: Dallas Fort Worth (DFW) or any hub airport in the US, and reliant upon approval by the hiring manager. All applicants Must reside in the US and possess a US employment authorization Overview Directly responsible for auditing and reporting compliance to the safety and security directives of Menzies Aviation and its airline customer group. The Regional auditor will assess and communicate levels of safety, security, and operational programs for all services provided by Menzies Aviation. Safety, Security, and Environmental stewardship are core values of Menzies Aviation (MA). MA has a duty of care to provide a safe workplace to our Employees. Similarly, Menzies' employees have an obligation to assist in maintaining a safe work environment via the following principles: Ensure that they work safely in accordance with company policy and procedures. Report safety incidents, risks or safety concerns using the Safety Management System (SMS) reporting system. Recognize opportunities to contribute to the continuous improvement of safety and its management. Stay current with information and knowledge relevant to performing their duties safely. Main duties and accountabilities Responsible for auditing all services provided by Menzies Aviation (including but not limited to ramp, passenger service, cargo acceptance and handling, fueling, and de-icing) Issue audit reports in a timely manner Coordinate audit schedules with stations and other auditors to ensure adherence to the audit plan developed by the Director of Quality Assurance and Compliance Evaluate without bias and solely on defined standards. Provide feedback on the Quality Program based upon experience and field work. Assist the Director of QA & Compliance with audit follow-up. Perform other duties that may be assigned. Leads, Supervisors, and Managers have the following safety-related responsibilities: Participate as a key member of the network risk management team promoting & driving the 'Safety First' culture - to include exercising Stop Work Authority (SWA) as necessary to prevent unsafe conditions or acts. Lead by example and immediately correct at-risk behaviors of staff; and provide on-the-spot training and coaching, as required. Ensure the cascade of relevant Safety information to staff via daily shift briefings. Implement the MA Safety Management System (SMS) within their area of control and encourage the engagement of their staff in the safety management processes. Be familiar with all aspects of the local Emergency Response Plan/Local Contingency Plan Ensure staff adherence to Standard Operating Procedures (SOPs) and associated training. Ensure that equipment is properly inspected before use; and that unsafe equipment is properly removed from service (via Red Tag and/or Lockout/Tagout procedures). Actively promote Menzies' Fair & Just reporting culture at all levels of the business. Assume responsibility for reporting incidents and accidents into MORSE; and participate in required investigations and implementation of corrective actions. Maintain focus on operational procedures to ensure changing risks are addressed (via written and dynamic Risk Assessments) and safe working practices developed and adopted (via documented Local Operating Procedures and Training). Complete routine performance assessments of people, processes, and facilities/equipment using the SMART tool. Safety, Security and Compliance All employees have a responsibility and duty whilst at work to: Take reasonable care for the health and safety of themselves and of others who may be affected by their actions or omissions whilst at work. Fully versed on International Aviation Safety and Security standards and passionate about promoting them within the organization. Co-operate with their manager / supervisor to allow them to perform or comply with any legal requirements imposed on the company. Not intentionally or recklessly interfere with or misuse anything provided by the company in the interests of health, safety, or welfare reasons. Inform their manager / supervisor of any work situation, equipment or activity that represents a serious or immediate danger to health and safety. Report any hazards, near misses, incidents, accidents, or dangerous occurrences to their manager / supervisor, who will then follow the procedures contained in this manual. Carry out work in accordance with information and training provided and any specific workplace health and safety rules or procedures. Fully understand the company health and safety policy. Attend training courses as may be arranged by the Company. Qualifications and Experience: High school diploma or equivalent with at least five years of experience in airline or air cargo operations preferably with background in ground handling, fueling, cargo and/or de-icing. Must be able to pass all necessary employment testing, including background, drug test, and certified copy of DMV Record in good standing. Ability to effectively communicate verbally and in writing to all levels of employee groups up to and including senior management. Must always possess a valid driver's license and passport. Ability to travel extensively throughout the Americas region, including international travel (roughly 50-70% travel required) Experience with auditing, airline safety or airline/airport operational management required. Able to provide professional coaching and training for operational personnel. Must be flexible to work weekends on occasion (including flying to audit destinations) Must be self-motivated, disciplined and have excellent interpersonal skills. Excellent interpersonal and vendor management skills with the ability to communicate with people at different levels and from different geographical and ethnic cultures. Experience of working in a busy, sometimes high-pressure environment. Experience of dealing with work of a confidential and sensitive nature. PC (Word, Excel, PowerPoint) literate to a proficient level. Candidate requirements Fluent in both written & spoken English. Ability to speak and write in Spanish is preferred. Enthusiastic, self-motivated, and disciplined Flexible hours based on the needs of the company (may require work outside of regular business hours) This position can be remote or based at the corporate office near DFW airport. If remote, the candidate must live near a hub airport that will allow for ease of travel throughout the region. Salary: $75,000.00

Posted 30+ days ago

Guidehouse logo
GuidehouseCharlotte, NC

$122,000 - $204,000 / year

Job Family: Management Consulting Travel Required: Up to 50% Clearance Required: None Guidehouse is a global management and technology consulting firm backed by Bain Capital. Our integrated approach allows clients to access our full range of services, while our teams collaborate efficiently across markets. We foster a supportive workplace focused on professional growth through mentorship and learning opportunities. Our commitment extends to employee well-being and community involvement. What You Will Do: As a Managing Consultant, you will have responsibility for driving the project, including client management and solution implementation. You will own multiple project workstreams and interact with the client, including leadership, daily to ensure engagement success. This includes supporting operational meetings with client sponsors and consulting team / leaders. You will be expected to drive and communicate well-organized, effective reports and presentations to clients and internal executives. You will lead, coach and mentor more junior consultants and ensure quality deliverables, while also remaining very hands-on in the day-to-day project delivery and execution. Specific responsibilities will include but not limited to: 1st and 2nd line of defense tasks to include identifying, assessing, measuring, monitoring, reporting and remediating operational risk and controls. Identify and assess operational risks in new or existing business processes. Work with business units and process owners to map processes, define inherent risks, and evaluate existing controls. Use tools, workshops, and interviews to uncover risk exposures. Evaluate whether controls are well designed and operating as expected to mitigate risks. Test operating effectiveness of controls. Identify controls gaps and deficiencies. Help develop or improve operational risk management frameworks, guidelines, and policies. Ensure alignment with regulatory requirements. Communicate risk & control findings and influence change. What You Will Need: Bachelor's degree. 5 (FIVE) or more years of experience of banking industry or commercial financial services consulting, in one or more of the following areas: Operational risk and/or big bank compliance (first or second line of defense), ideally with a Global Systemically Important Bank (GSIB). Banking regulations, compliance, and risk management requirements. Experience with risk and controls current state assessments (including process mapping). Experience working with commercial banks / financial institutions, ideally Global Systemically Important Banks (GSIBs). Managed compliance and risk assessment processes for large banks, ensuring adherence to international regulatory standards and enhancing the institution's financial stability. Willingness and ability to travel to NYC (if not local to the NYC metropolitan area); local and non-local candidates must work onsite at the client site approximately 3 days/week. Proficient in all Microsoft Office products. Proven ability to successfully lead client service delivery teams that deliver the highest quality work. Team leadership experience including managing project delivery. What Would Be Nice To Have: Prior management consulting experience. CPA, Lean Six Sigma, PMP, or other relevant certifications. MBA or MA/MS degree in a related field. Exposure to business development activities such as RFP response, sales presentations, and/or proposal support. Risk and Control Self-Assessment (RCSA) experience. Experience working with one or more Global Systemically Important Banks (GSIBs). The annual salary range for this position is $122,000.00-$204,000.00. Compensation decisions depend on a wide range of factors, including but not limited to skill sets, experience and training, security clearances, licensure and certifications, and other business and organizational needs. What We Offer: Guidehouse offers a comprehensive, total rewards package that includes competitive compensation and a flexible benefits package that reflects our commitment to creating a diverse and supportive workplace. Benefits include: Medical, Rx, Dental & Vision Insurance Personal and Family Sick Time & Company Paid Holidays Position may be eligible for a discretionary variable incentive bonus Parental Leave and Adoption Assistance 401(k) Retirement Plan Basic Life & Supplemental Life Health Savings Account, Dental/Vision & Dependent Care Flexible Spending Accounts Short-Term & Long-Term Disability Student Loan PayDown Tuition Reimbursement, Personal Development & Learning Opportunities Skills Development & Certifications Employee Referral Program Corporate Sponsored Events & Community Outreach Emergency Back-Up Childcare Program Mobility Stipend About Guidehouse Guidehouse is an Equal Opportunity Employer-Protected Veterans, Individuals with Disabilities or any other basis protected by law, ordinance, or regulation. Guidehouse will consider for employment qualified applicants with criminal histories in a manner consistent with the requirements of applicable law or ordinance including the Fair Chance Ordinance of Los Angeles and San Francisco. If you have visited our website for information about employment opportunities, or to apply for a position, and you require an accommodation, please contact Guidehouse Recruiting at 1-571-633-1711 or via email at RecruitingAccommodation@guidehouse.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodation. All communication regarding recruitment for a Guidehouse position will be sent from Guidehouse email domains including @guidehouse.com or guidehouse@myworkday.com. Correspondence received by an applicant from any other domain should be considered unauthorized and will not be honored by Guidehouse. Note that Guidehouse will never charge a fee or require a money transfer at any stage of the recruitment process and does not collect fees from educational institutions for participation in a recruitment event. Never provide your banking information to a third party purporting to need that information to proceed in the hiring process. If any person or organization demands money related to a job opportunity with Guidehouse, please report the matter to Guidehouse's Ethics Hotline. If you want to check the validity of correspondence you have received, please contact recruiting@guidehouse.com. Guidehouse is not responsible for losses incurred (monetary or otherwise) from an applicant's dealings with unauthorized third parties. Guidehouse does not accept unsolicited resumes through or from search firms or staffing agencies. All unsolicited resumes will be considered the property of Guidehouse and Guidehouse will not be obligated to pay a placement fee.

Posted 4 weeks ago

Eos Energy Storage logo
Eos Energy StorageEdison, New Jersey
About Eos Energy Enterprises Eos Energy Enterprises, Inc. is accelerating the shift to American energy independence with positively ingenious solutions that transform how the world stores power. Our breakthrough Znyth™ aqueous zinc battery was designed to overcome the limitations of conventional lithium-ion technology. It is safe, scalable, efficient, sustainable, manufactured in the U.S., and the core of our innovative systems that today provides utility, industrial, and commercial customers with a proven, reliable energy storage alternative for 3 to 12-hour applications. Eos was founded in 2008 and is headquartered in Edison, New Jersey. For more information about Eos (NASDAQ: EOSE), visit eose.com . Eos Product Compliance team is looking for a compliance engineer to join our Global Certifications Team for large scale Energy Storage Systems. The qualified candidate must have global standards practices such as UL and IEC testing knowledge and practices. In this role you will work with NRTL’s in conjunction with the Eos Product Design Team. You will be responsible for regulatory product design such as creepage a clearance evaluation, IP rating, critical component evaluation (UL/VDE), UL 94/UL746 and developing end to end product validation test plans, final reports, schedules, product test, presenting and communicating final results. This candidate must have the willingness to travel for up to 3 continuous weeks during certification testing. Responsibilities Regulatory product architecture and design. Support the research of new market entry requirements. Review of products, specifications, and test plans. Developing test criteria, methodologies, and pass/fail criteria. Work with NRTL’s to achieve product compliance. Working knowledge of the NRTL Data Acceptance Program. Record keeping skills as it pertains to Test Laboratory Accreditations and Corrective Actions Record keeping product certification test plans, reports, certification and factory inspections Knowledge, Skills, and Abilities Strong understanding of UL, CSA and CE process including CB Scheme, plus APAC regulations. Environmental compliance for RoHS, Weee, Reach and LCA is a plus. Compliance certification experience; UL 1973, UL 9540, UL 9540A, UL 1741, UL 62368-1, IEC 62619, CSA 22.2 No. 107.1, NFPA 70 and NFPA 855. Knowledge of Functional Safety is a plus. Understand safety concepts (Electrical and battery) – Risk based approach. Demonstrated experience taking products through the certification process. Ability to navigate/interpret ambiguity of standards. Knowledge of EMC/EMI Testing Proven track record in product certifications High voltage/power experience Experience with a multitude of laboratory equipment and data acquisition tools Education and Experience Bachelor's degree in electrical or mechanical engineering or equivalent required. 3-5 years of experience required. Travel Overnight/North America: 10-25% Working Conditions Office Environment- Must be able to remain in a stationary position 50% of the time and occasionally move about inside the office to access file cabinets, office machinery, etc.R equired to have close visual acuity to perform an activity such as: preparing and analyzing data and figures; transcribing; viewing a computer terminal; extensive reading. May be required to e xert up to 25 pounds of force occasionally to lift, carry, push, pull or otherwise move objects, including the human body. Factory- The worker may be subject to hazards. Includes a variety of physical conditions, such as proximity to moving mechanical parts, vibration, moving vehicles, electrical current, exposure to temperature changes or exposure to chemicals. While performing the duties of this job, the employee may be exposed to fumes , airborne particles, odors, dust, mists, and gases . The noise level in the work environment can be loud. R equired to have close visual acuity to perform an activity such as: preparing and analyzing data and figures; transcribing; viewing a computer terminal; extensive reading; visual inspection involving small defects, small parts, and/or operation of machines (including inspection); using measurement devices; and/or assembly or fabrication parts at distances close to the eyes . Machinery operation requires the use of safety equipment to include but not limited to eye safety glasses, hearing protectors, work boots, and lab coats. May be required to e xert up to 50 pounds of force occasionally to lift, carry, push, pull or otherwise move objects, including the human body.

Posted 2 weeks ago

Cornerstone Capital Bank logo
Cornerstone Capital BankHouston, Texas
Who we are: Cornerstone Capital Bank is a new bank, with over $330 million in capital and $2 billion in total assets, and arises from the combination of mortgage industry giant Cornerstone Home Lending and community banking standout Roscoe State Bank. You’ll be on the front end of working for an innovative large community bank that is a leader in mortgage lending and community banking, and growing in middle-market commercial and real estate lending. We honor God by using our talents to make a positive difference in the lives of our Team Members, Clients, Shareholders, Communities, and the People who provide services to us. Who we are looking for: The Compliance Analyst is responsible for communicating methods of adherence to all local, state, and federal regulations to production and operational personnel, as needed. What you’ll do: Respond to inquiries via phone, email, and HelpDesk Ticketing Software Monitor and interpretation of loans through the use of ComplianceAnalyzer. Conduct research, as needed, to provide accurate responses to inquiries Review of disclosures for accuracy and TRID requirements or other regulatory requirements Monitor the delivery of all valuations to borrowers. Review the removal of borrowers for accuracy of reason listed What you’ll need to be successful: Success in this job relies on your time management skills, organization, and positive attitude. In addition, you’ll need the following qualifications: Three (3) years’ experience in the mortgage industry in processing, closing, origination, or other operational or compliance-related department Express ideas and convey complex information in both verbal and written communication Analyze complex information Ability to set priorities to accomplish tasks with minimal supervision. Proficiency in Outlook, Excel, Word Bachelor’s degree and 3 years of progressively responsible related work experience. Additional qualifying work experience may be substituted for the Degree requirements. 3 Years Loansoft or Empower experience preferred Working knowledge of all state, federal mortgage and banking regulations Possesses a willingness to learn Ability to be very productive in a high-stress environment What we offer: Because we recognize and reward hard work, we offer a competitive salary, a full benefits package, and the potential for a performance-based bonus. What to do next: If Cornerstone sounds like the place for you (and if you have the qualifications, drive, and passion to match), we invite you to become a member of our winning team! And remember, once you're part of our Cornerstone family, we'll continue to invest in you as a valuable asset in our company. As many of our team members can tell you, there's something special about working at Cornerstone.

Posted 30+ days ago

N logo
Natixis Investment ManagersBoston, Massachusetts

$70,000 - $90,000 / year

Description The Compliance Analyst - RIA provides registered investment adviser compliance support to the Legal and Compliance Department. The position will primarily assist with the administration of the Code of Ethics Compliance Program; assess, draft, and perform on-site audits for policies and procedures; and report exceptions or concerns to management. The Analyst will manage the Adviser calendar to ensure routine monthly tasks, filings, and reporting obligations are completed while developing a full understanding of the adviser’s structure, offerings, operations, and compliance activities. This individual will also work cooperatively with other team members to provide supplemental/back-up support when needed and will be responsible for special projects as assigned. This is a hybrid position based in Boston, MA. What you will do: Provide administrative support to the Code of Ethics program, including creating new employee accounts, providing employee support with respect to personal trading and completing certifications. Monitor and establish new brokerage accounts and troubleshooting issues with the vendor and account feeds. Conduct testing for adherence with various Compliance policies and procedures. Identify potential policy/procedural weaknesses and recommend improvements. Assist in periodic training on policies, trends and regulations related to advisory compliance. Provide supplemental/backup assistance to other Compliance areas as necessary. Compile and submit regulatory filings and disclosures (13f, 13g, ERISA coverage, 15C) Handle/coordinate annual mailing of ADV and privacy policy to SMA sponsors/clients. Coordinate Responses to annual 15C and Board Material requests What you will bring: Bachelor’s degree 3+ years of compliance and/or relevant financial service experience preferred. Experience with Microsoft applications, Excel and Power BI viewed favorably. Strong interpersonal skills, problem solving and analytical capabilities. Excellent organizational skills and attention to detail. Effective writer with the ability to interact with individuals from all levels of the organization. Ability to work independently and manage multiple priorities concurrently. Experience with Compliance Technology or Power BI viewed favorably. Flexibility and willingness to assist all areas of Legal & Compliance if circumstances required. FINRA Series 7 & 24 viewed favorably. Who we are : We put the best interests of our clients, employees, communities, and environment first in everything we do. We’re dedicated to fostering a culture of collaboration, diversity, and inclusion that supports employee growth. We believe this creates equal opportunities for our employees — and better outcomes for our clients and communities. We offer a robust benefits package designed to integrate life and work and to support our employees. Benefits include, but are not limited to; comprehensive medical, dental and vision insurance, paid time off, 401k plan, tuition reimbursement, student loan repayment program, wellness benefits and volunteer programs*. For additional insight on working at Natixis, visit: https://www.im.natixis.com/us/working-at-natixis #NatixisIMCulture In accordance with the Massachusetts Wage transparency act, the expected annual base salary for this Boston, MA, based position is $70,000.00 - $90,000.00. Actual annual base salaries may vary based on factors including but not limited to education, training, experience, and other job-related factors. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include discretionary bonuses and other Natixis sponsored benefit programs. Natixis Investment Managers is an equal opportunity employer and does not discriminate in recruiting, hiring, training, promotion or other terms, conditions and privileges of employment on the basis of race, color, age, national origin, ancestry, religion, sex (including pregnancy), sexual orientation, gender identity, genetic information, military or veteran status, physical or mental disability, or any other status protected by law. *Benefits eligibility is for permanent employees of Natixis Investment Managers. Interns, contractors and temporary workers are not eligible for benefits. Natixis Investment Managers does not charge fees to participate in the interview process or for employment equipment and does not send employment offers through social media channels. We take security and privacy seriously. If you have been contacted by someone claiming to represent Natixis Investment Managers and are unsure about the legitimacy of the communication, please verify the contact details with Natixis Investment Managers directly.

Posted 2 days ago

STX Group logo
STX GroupNew York City, New York

$90,000 - $120,000 / year

We’re a team of 450+ professionals from 50+ nationalities, all commercially driven, entrepreneurial and ready to turn potential into progress. Not just for us, but for the world too. At STX, we’re focused on so much more than making money. We’re here to make money make a difference. Because for us, nothing’s more important than being able to trade in environmental commodities and create the most effective decarbonization strategies for our clients. Join us and we can change the world together – one trade at a time. It’s no wonder we can go further, faster together. Your success story starts here... ABOUT THE TEAM & ROLE As a key contributor to both STX’s Sustainability and Operations teams, this hybrid role ensures compliance with national and international sustainability regulations while actively supporting day-to-day operational execution. Working cross-functionally with Trading, Operations, and Sustainability stakeholders, the role serves as the gatekeeper for all business operations, optimizing portfolio value while maintaining sustainability standards. KEY RESPONSIBILITIES Perform administrative and operational tasks in coordination with the Operations team, including managing contracts, deliveries, and settlements within the STX Renewable Gas business. Prepare and submit reports with regulatory bodies (e.g. EPA) and prepare audits (e.g. ISCC) for STX and partners. Process incoming volumes for accurate, regulatory-compliant delivery to customers. Leverage data analytics tools to support product and proces s improvements; e nsure precise trade splitting and reconcile positions across databases and registries. Ensure trade process integrity by enforcing adherence and challenging the Front Office when needed, while supporting business development and collaborating with Trading, Legal, Operations, and Risk on compliance, P&L monitoring, and efficient execution and reporting. Perform monthly inventory reconciliation and internal Sustainability audits. KEY REQUIREMENTS 3+ years of experience in Sustainability and/or Compliance - ideally within biofuels/renewable gas/renewable power trading. Solid understanding of Clean Fuel Regulations and sustainability schemes (e.g., ISCC, LCFS, RFS , CFR ) or a strong motivation to learn them quickly. Fuel inventory skills are considered strong assets. Strong Excel skills (coding and automation are strong assets) . Excellent organizational skills, strong attention to detail, and a proactive approach to managing multiple tasks. Commercial mindset with excellent communication skills, along with experience in preparing and executing (sustainability) audits. Ability to thrive in a fast-paced, changing business environment, demonstrating self-motivation and teamwork. Fluent in English, with additional languages being beneficial - based in or willing to relocate to New York, NY or Houston, TX. COMPENSATION AND BENEFITS STX intends on offering the selected candidate a competitive base salary withing the range of $90,000-$120,000 based on several objective factors such as relevant experience, location, holistic skillset, and applicable licenses and certifications. The candidate may also be eligible for discretionary compensation as determined annually within the company fiscal year. In addition to a competitive salary, STX is committed to the well-being of our employees and offers extensive benefits including: 100% Company Covered Health, Dental, and Vision for employees and their families with minimal co-pays Retirement plan options with company match (401k) 20 days of annual, flexible paid time off Generous parental & caregiver leave Reimbursement for office commuting costs Monetary stipend for office equipment DIVERSITY STATEMENT We encourage and welcome applications from candidates of diverse backgrounds, experiences, and perspectives to enhance our team and contribute to a more inclusive work environment. Diversity, equity, inclusion, and belonging are more than just concepts – they are part of our everyday work culture, ensuring employees are welcomed and experience true camaraderie. At STX, we ask applicants to think holistically about roles. If the role sounds exciting and a great fit for you but some of the criteria or required experience doesn’t 100% line up, we still encourage you to apply! #LI-Onsite #LI-LB1

Posted 30+ days ago

Sandvik logo
SandvikRomeoville, Illinois

$80,000 - $105,000 / year

Sandvik Mining & Rock , the leading global supplier of equipment and tools, service, and technical solutions for the mining industry, currently has an opening for a Technical Data and Customs Compliance Specialist at our Romeoville, IL. facility. As the Technical Data and Customs Compliance Specialist, you will be responsible for ensuring regulatory compliance in the company's foreign trade operations, focusing on the correct application of international regulations, focusing on certifications under any other government agencies that require it. Monitor and evaluate regulatory changes affecting the mining and construction sectors. Coordinate import and export processes by land, air, and sea, ensuring logistical efficiency and legal compliance. Main responsibilities Include: Technical expertise measuring parts and interpret technical data sheets for accuracy. Coordinate product certification processes in accordance with Mexican Official Standards (NOMs) and any other government agency. Manage the technical and legal documentation required for certification. Stay up-to-date on new legal provisions, tariff and non-tariff reforms, and regulations affecting the mining and construction sectors. Analyze the impact of regulatory changes on the company's commercial operations. Foreign Trade Management Ensure compliance with land, air, and sea imports and exports, including customs regulations, international treaties, restrictions, and permits. Verify tariff classification, origin of goods, and non-tariff regulations (NRT). Interaction with Authorities and Suppliers Coordinate with customs brokers, transporters, suppliers, and government agencies. Attend and follow up on audits (internal/external), requirements or inspections by customs authorities. Experience and Required Competencies Minimum of 3 years of experience in similar positions within the logistics or foreign trade area. Specific experience in NOM certification processes and regulatory oversight. Knowledge of the mining and/or construction sectors (desirable). Bilingual (English/Spanish) Benefits and Pay Sandvik offers a comprehensive total compensation package including a competitive package of health, dental and disability insurance, and a 401(k)-retirement savings plan. In addition, we provide opportunities for professional competence development and training, as well as opportunities for career advancement. Pay is dependent on experience with pay rate of $80,000-$105,000 How to Apply For immediate consideration, please apply online at http://www.sandvik.com/careers / for the Logistics Compliance Officer position. Sandvik is an equal opportunity/affirmative action employer. All qualified applicants will receive consideration for employment without regard to sex, gender identity, sexual orientation, race, color, religion, national origin, disability, protected Veteran status, age, or any other characteristic protected by law. Any applicant who, because of a disability, needs accommodation or assistance in completing an application or at any time during the application process should contact Human Resources. Sandvik also provides reasonable accommodations to employees with disabilities consistent with its obligations under the law.

Posted 1 week ago

American Credit Acceptance logo
American Credit AcceptanceSpartanburg, South Carolina
Description Summary/Objective The Compliance Manager will be responsible for development, implementation, and continuous enhancement of key aspects of the Compliance Department, as assigned by Compliance leadership. This position will provide strategic leadership in the areas of governance efforts and issue management, collaborate cross-functionally, drive operational excellence and process improvements, and render subject-matter expertise of compliance and operational aspects of ACA policies, procedures, and practices. Essential Functions Compliance Governance Oversee the scheduling, facilitation, and documentation of various governance bodies in alignment with associated charters and policies. Oversee the maintenance of accurate and organized governance records, including meeting minutes, decisions, and supporting documentation. Compliance Reporting and Monitoring Design, implement, and maintain compliance monitoring activities for identified risks and issues. Develop and manage a Fair Lending and discrimination complaint review and escalation process. Compliance Change Management Facilitate and oversee Risk Acceptance reviews and approvals for Compliance. Oversee the Compliance Event process, ensuring accurate and timely reporting and resolution. Manage ACA’s policy and procedure library in accordance with ACA’s Business Change Management Program. Manage the Template Document Library and other appropriate compliance infrastructure. Provide oversight and leadership in the development of training materials for ACA. Develop, revise, and maintain Compliance Department policies and procedures. Compliance Project Management Lead compliance-driven projects and initiatives in collaboration with cross-functional teams. Serve as the primary Compliance contact for innovation teams, projects, and efforts. Support Compliance oversight of vendors, debt sales, and other third-party relationships or tasks. Commercial Lending / Portfolio Transactions (Spartan) Oversee performance and conduct certain due diligence procedures on Spartan clients and portfolios. Produce comprehensive summary documentation for review by the Spartan and Compliance leadership to enable decision-making. Process Improvement & Automation Identify opportunities to streamline workflows, automate manual processes, and optimize Compliance Department operations. Partner with internal stakeholders and technology teams to evaluate and implement tools that expand the team’s capacity and efficiency. Monitor and assess the effectiveness of implemented solutions to ensure sustained process improvements. Regulatory Licensing & Exam Management Manage regulatory licensing applications and renewals, ensure compliance with surety bond and other licensing requirements, and maintain a comprehensive licensing database. Coordinate and oversee compliance examinations conducted by regulatory agencies, including the preparation and timely submission of required reports, documentation, and responses. Partner with Legal and other stakeholders to monitor, analyze, and communicate changes to federal and state laws and regulations impacting ACA’s licensing and examination programs. Prepare clear and comprehensive reports and presentations on licensing and examination activities, as well as the potential impact of legal or regulatory developments on ACA’s business. Coordinate and manage responses to regulatory requests, audits, and inquiries, ensuring accuracy, timeliness, and consistency. Maintain thorough records and documentation related to all licensing and examination activities to support audit readiness and regulatory compliance. Develop and manage projections for licensing and examination related expenses. Innovation, Technology & Emerging Risk Oversight Serve as a primary Compliance stakeholder for emerging technologies, including AI and automation initiatives, ensuring they align with regulatory expectations and internal policies. Oversee the monitoring of AI functions across the organization to identify and mitigate potential compliance risks. Stay actively engaged in industry developments and evolving AI regulatory frameworks, providing proactive guidance on best practices and risk management. Collaborate with Legal, Risk, and Technology teams to implement appropriate governance and controls for AI-driven processes. Other Duties Perform additional responsibilities as assigned to support departmental and organizational objectives. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. Qualifications Bachelor’s degree OR Associate’s degree with 3+ years of relevant compliance experience. 2+ years of experience in people management Experience in interpreting, evaluating, and communicating laws and regulations applicable to consumer lending, including but not limited to: Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, Unfair, Deceptive, or Abusive Acts or Practices Act (UDAAP), Truth in Lending Act (TILA), Fair Credit Reporting Act (FCRA), Fair Debt Collection Practices Act (FDCPA), Equal Credit Opportunity Act (ECOA), Gramm-Leach-Bliley Act (GLBA). Excellent analytical and problem-solving skills with a strong attention to detail. Excellent organization skills, project management, and prioritization within in complex, fast-paced environment. Proficiency in MS Office Suite (specifically Outlook, Word, Excel, PowerPoint), with the ability to quickly learn new systems and tools. Excellent written and verbal communication skills, with the ability to effectively collaborate with internal and external stakeholders. Experience driving process improvements, leveraging automation, or implementing operational efficiencies is a plus. Handle confidential material and sensitive information discreetly. Supervisory Responsibility This position will supervise a team of Analysts and/or Specialists. Work Environment and Physical Demands This job operates in a professional office environment. This role routinely uses standard office equipment such as computers, phones, photocopiers, filing cabinets and fax machines. Position Type/Expected Hours of Work This is a full-time position with a work schedule of Monday-Friday with some schedule variations as needed. Travel This position may require up to 10% travel. EEO Statement ACA provides equal employment opportunities (EEO) to all applicants for employment without regard to race, color, religion, gender, sexual orientation, gender identity or expression, national origin, age, disability, genetic information, marital status, amnesty, or status as a covered veteran in accordance with applicable federal, state and local laws.ACA complies with applicable state and local laws governing non-discrimination in employment in every location in which the company has facilities. Please note this job description is not designed to cover or contain a comprehensive listing of activities, duties or responsibilities that are required of the employee for this job. Duties, responsibilities and activities may change at any time with or without notice. California Privacy Notice As an employer of California residents, we are dedicated to protecting your privacy rights. Any personal information you provide during the application process will be used solely for permitted internal purposes and will be handled in accordance with applicable privacy laws. By applying to this position, you consent to the collection, use, and disclosure of your personal information as described in our Employee Privacy Notice .

Posted 4 days ago

Leidos logo
LeidosSpringfield, Virginia

$50,050 - $90,475 / year

The Multi-Domain Solutions ( MDS ) division at Leidos is seeking a Senior Security & Life Safety Technician who is responsible for supporting the planning, monitoring, and maintenance of life safety and security systems across all organizational facilities. This role ensures the optimal performance and compliance of fire detection, hazard monitoring, emergency egress, and fire suppression systems. The technician plays a key role in supporting outage response, system documentation, and ongoing safety reporting to uphold a safe and compliant environment for personnel and property. Primary Responsibilities : Submits life safety incident reports to the site GPOCs to include 24-hour incident reporting of life safety incidents affecting mission operations. Duties include Life Safety Systems Inspection/Testing/Maintenance according to DoD UFC standards. Oversee and maintain life safety systems including fire alarms, fire extinguishers, emergency lighting, hazard monitoring systems, and egress systems. Conduct inspections, testing, and documentation of life safety systems to ensure compliance with relevant codes and standards. Provide technical support for safety system outages and support restoration efforts to minimize operational disruptions. Read, monitor, and document safety system performance for daily, weekly, and monthly reports. Collaborate with facilities management and safety teams to ensure proactive maintenance and readiness of emergency systems. Assist in the development of safety inspection procedures and emergency protocols. Ensure compliance with all applicable local, state, and federal safety regulations. Basic Qualifications TS/SCI w/ Poly Clearance is required High school diploma or equivalent is required. 3–5 years of relevant experience in facilities operations, maintenance, or space planning. Demonstrated ability to plan, allocate, and manage facility space across multiple locations. Working knowledge of building systems such as HVAC, plumbing, and electrical. Experience supporting facility inspections and ensuring compliance with safety and operational standards. Strong communication skills with the ability to interact with vendors, contractors, and internal stakeholders. Ability to solve moderately complex problems by drawing from experience and applying practical judgment. Proficiency with Microsoft Office and familiarity with facility management systems. Preferred Qualifications Associate degree or higher in Facilities Management, Construction Management, Engineering, or related field. Facility Management Professional (FMP), Certified Facility Manager (CFM), or similar industry certifications. Experience in project management, including planning, scheduling, and budgeting for construction or renovation projects. Proficiency in interpreting building codes, safety regulations, and compliance requirements (e.g., OSHA, ADA). Background in managing contract negotiations and vendor performance. Familiarity with CAD software and space planning tools. Demonstrated success in long-range space planning and workforce utilization strategies. Knowledge of energy management, sustainability practices, and building automation systems (BAS/BMS). At Leidos, we don’t want someone who "fits the mold"—we want someone who melts it down and builds something better. This is a role for the restless, the over-caffeinated, the ones who ask, “what’s next?” before the dust settles on “what’s now.” If you’re already scheming step 20 while everyone else is still debating step 2… good. You’ll fit right in. Original Posting: May 28, 2025 For U.S. Positions: While subject to change based on business needs, Leidos reasonably anticipates that this job requisition will remain open for at least 3 days with an anticipated close date of no earlier than 3 days after the original posting date as listed above. Pay Range: Pay Range $50,050.00 - $90,475.00 The Leidos pay range for this job level is a general guideline only and not a guarantee of compensation or salary. Additional factors considered in extending an offer include (but are not limited to) responsibilities of the job, education, experience, knowledge, skills, and abilities, as well as internal equity, alignment with market data, applicable bargaining agreement (if any), or other law.

Posted 4 days ago

H logo
Hub International InsurancePhoenix, New York

$160,000 - $180,000 / year

ABOUT US At HUB International , we are a team of entrepreneurs. We believe in protecting and supporting the aspirations of individuals, families, and businesses. We help our clients evaluate their risks and develop solutions tailored to their needs. We believe in empowering our employees to learn, grow, and make a difference. Our structure enables our teams to maintain their own unique, regional culture while leveraging support and resources from our corporate centers of excellence. HUB is one of the largest global insurance and employee benefits broker , providing a boundaryless array of business insurance, employee benefits, risk services, personal insurance, retirement, and private wealth management products and services. With over $5 billion in revenue and almost 20,000 employees in 600 offices throughout North America, HUB has grown substantially, in part due to our industry leading success in mergers and acquisitions. This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company. This position is supporting HUB International’s Retirement & Private Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer, will be a highly visible, senior leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer, working closely with RPW senior leadership to collectively support the growing RPW business while mitigating risk and enhancing the SEC compliance infrastructure. Job Summary: The Chief Compliance Officer for Retirement and Private Wealth will be responsible for assisting the Global/Executive Chief Compliance and Risk Officer in implementing, updating, and maintaining SEC investment advisor and/or FINRA compliance policies and procedures. This means assisting in enhancing and developing SEC compliance programs and infrastructure. This includes conducting mandatory SEC annual risk assessments and establishing and enforcing the Code of Ethics. A key initiative is identifying, recommending and implementing compliance and operational SEC efficiencies to enhance the day-to-day SEC compliance program. Responsibilities: Compliance Aid in the administration and follow up of the firm’s Code of Ethics and other policies and procedures designed to prevent violations of the federal securities laws such as the SEC Investment Adviser Act of 1940; Assist in conducting ongoing compliance reviews, internal investigations and surveillance to evaluate and test for compliance with applicable SEC rules, regulations, and internal policies; Recommend workable action plans for identifying and correcting material compliance weaknesses; Keep up to date with new regulatory requirements and ensure communication of best practices/new rules to appropriate staff within the Firm. Assist in preparing an annual written report to leadership on the operation, adequacy, and effectiveness of the policies and procedures which support Rule 206(4)-7. Email surveillance / personal trade reviews / marketing material reviews Develop and support SEC compliance training and education initiatives for RPW RIAs. Assist in document collection related to internal and external examinations by auditors and regulators; Be responsive to RPW business inquiries and requests; Run point on ad hoc regulatory projects and other requirements as necessary. Compliance Operational Manage the annual ADV process including data collection and completion of the ADV forms with support of operations and advisor staff. Participate in the investment due diligence process for SEC compliance and/or operational reviews as needed Requirements: Must possess a Juris Doctor (JD) degree and demonstrate a strong understanding of legal principles relevant to corporate governance, compliance, and strategic business initiatives. 10+ years’ experience as a senior SEC regulatory compliance professional for either a large financial services firm or in-house Legal team. Experience leading a team and preferably, leading a function as the senior leader of that function Solid familiarity with investment advisor business activities Experience developing, monitoring, and enforcing appropriate policies and procedures. Ability to confront difficult issues and challenge others when necessary. Excellent verbal and written communication skills, particularly the ability to clearly communicate technically complex SEC regulatory developments, issues, and analysis in actionable ways. The ability to meet tight deadlines and prioritize a varied workload and competing priorities in a fast-paced, and at times unpredictable or demanding environment. Public speaking as well as oral presentation and written skills a plus. Strong negotiating and conflict resolution skills. Collegial and collaborative approach to working effectively with others to build strong professional relationships both inside and external to HUB RPW. Outstanding organizational skills, including prioritization and follow-up. JOIN OUR TEAM Do you believe in the power of innovation, collaboration, and transformation? Do you thrive in a supportive and client focused work environment? Are you looking for an opportunity to help build and drive change in a rapidly growing and evolving organization? When you join HUB International, you will be part of a community of learners and doers focused on our Core Values: entrepreneurship, teamwork, integrity, accountability, and service. Disclosure required under applicable law in California, Colorado, Illinois, Maryland, Minnesota, New York, New Jersey, and Washington states: The expected salary range for this position is $160,000 to $180,000 and will be impacted by factors such as the successful candidate’s skills, experience and working location, as well as the specific position’s business line, scope and level. HUB International is proud to offer comprehensive benefit and total compensation packages which include health/dental/vision/life/disability insurance, FSA, HSA and 401(k) accounts, paid-time-off benefits such as vacation, sick, and personal days, and eligible bonuses, equity and commissions for some positions. Department LegalRequired Experience: 10-15 years of relevant experienceRequired Travel: Up to 25%Required Education: Bachelor's degree (4-year degree) HUB International Limited is an equal opportunity employer that does not discriminate on the basis of race/ethnicity, national origin, religion, age, color, sex, sexual orientation, gender identity, disability or veteran's status, or any other characteristic protected by local, state or federal laws, rules or regulations. E-Verify Program We endeavor to make this website accessible to any and all users. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please contact the recruiting team HUBRecruiting@hubinternational.com . This contact information is for accommodation requests only; do not use this contact information to inquire about the status of applications.

Posted 4 days ago

EMC Insurance Group Inc. logo
EMC Insurance Group Inc.Des Moines, IA

$101,677 - $145,733 / year

At EMC, we're all about working together to make an impact. As part of our team, you'll have the opportunity to grow, contribute, and gain experience that matters. We strive to be caring leaders, close partners, and responsive experts-always supporting each other to do our best work. Join us, and let's improve lives together. This role can be performed remotely in the Des Moines, Iowa area, with ability to work on site twice per quarter Essential Functions: Manages a team responsible for accurate and timely reporting to regulatory authorities and reporting bureaus. Leads the analysis of regulatory texts, official guidance documents, regulatory updates, and industry publications to understand the nuances of reporting requirements. Maintains a deep understanding of the regulations and reporting requirements impacting assigned lines of business. Collaborates closely with Compliance, legal counsel, and regulatory affairs teams to ensure a comprehensive understanding of regulatory requirements. Oversees risk assessments and impact analyses to evaluate the potential effects of regulatory changes on reporting processes, systems, controls, and business operations. Identifies gaps and implements mitigating measures to effectively address regulatory compliance challenges. Manages the creation of detailed documentation of regulatory interpretations, reporting methodologies, data sources, and compliance activities for audit purposes and regulatory examinations. Communicates with states and reporting bureaus as required to manage expectations, answer questions, and ensure compliance with requirements. Manages and triages incoming requests according to requirements, priority, and due dates; assigns work to team members and monitors team deliverables to ensure timely and accurate completion. Works cross-functionally with various departments including Claims, Underwriting, Finance, and Information Technology to identify, acquire, and report information. Utilizes analytical capabilities to conduct root cause analysis and to investigate compliance issues, identify systemic weaknesses, and implement corrective actions to ensure accurate and timely reporting. Serves as an escalation point for issues impeding team progress and acts as liaison across departments to manage work dependencies. Evaluates team workflows for efficiency and effectiveness, creates process documentation and workflow maps, identifies bottlenecks, and implements process improvements to enhance productivity and quality. Develops team metrics and KPIs to monitor ongoing performance, inform decision making, and communicate priorities to team members and stakeholders. Builds culture and develops team members while overseeing regulatory and bureau reporting functions. Develops training materials, conducts workshops, and organizes knowledge-sharing sessions to facilitate continuous learning and skills development. Collaborates with team members to establish performance goals and monitors status, conducts performance reviews, and provides coaching. Interviews, hires, and recommends salary adjustments for team members. Resolves disciplinary issues, reviews results, action plans, and progress. Develops team expertise and completes succession planning, including identifying talent and implementing development plans for critical positions. Supports diversity, equity, and inclusion initiatives. Fosters an innovative culture, including supporting new ideas and providing guidance on potential changes. Leads selection, onboarding, and ongoing management activities for vendor solutions handling data and report submissions to bureaus or states. Researches and evaluates potential vendors, conducts due diligence including formal assessments, prepares business cases, and negotiates contracts. Collaborates with vendors to integrate the company's systems and processes, providing oversight of data mapping, issue resolution, and deliverable acceptance. Oversees periodic reviews and audits of vendor solutions to ensure the accuracy and integrity of data submissions. Manages vendor contracts including renewal negotiations, amendments, and terminations as needed. Manages the development and maintenance of internal and external data extraction, transformation, and load routines from diverse sources into target systems and files. Oversees the creation of data cleansing routines to ensure data quality and consistency across different sources. Manages the creation of reusable business rules, validation checks, and error handling mechanisms necessary for reporting purposes. Evaluates and leverages different data extraction tools such as SQL, VBA, Denodo, and Excel to prepare and deliver data; manages diverse data sources, integrates data, and oversees data reporting processes. Oversees the creation of data maps and specifications for internal and external stakeholders in support of regulatory requirements. Identifies opportunities to optimize data integration routines, SQL queries, and data processing workflows to improve performance and efficiency. Oversees data quality standards with each industry bureau to ensure EMC receives the correct reporting credits for accuracy and timeliness of reporting. Oversees and manages the performance of the team through Agile ceremonies and traditional project management methodologies to coordinate team projects effectively, foster collaboration, and ensure project objectives are met within scope, budget, and timeline. Liaises with Digital Product Management teams as necessary to integrate regulatory reporting requirements into product backlogs. Manages cross-functional team dependencies, risks and issues, and prioritization processes to ensure team deliverables are met. Collaborates with the Statistical Data Management Product Owner to inform and manage scope and priorities. Establishes regular communication channels with stakeholders to provide project updates, solicit feedback, and address concerns or issues in a timely manner. Directs the creation and maintenance of documentation in OneSumX and Jira as required. Education & Experience: Bachelor's degree in business, statistics, finance or related field, or equivalent relevant experience Ten years of experience with property and casualty insurance regulatory compliance and data analysis, or relevant experience Previous leadership experience Certifications such as Chartered Property Casualty Underwriter (CPCU) or Certified Data Manager (CDM) preferred Knowledge, Skills & Abilities: Thorough understanding of insurance regulations, especially filing of rates, rules, coverage forms and endorsements Strong knowledge of all property and casualty commercial lines coverages and premium development Excellent computer knowledge needed, especially with MS Word, Excel, SQL, Power BI, and similar toolsets Excellent skill in conducting root cause analysis to investigate compliance issues, data discrepancies, and reporting errors, with the ability to identify underlying causes, systemic weaknesses, or process deficiencies Ability to approach complex problems with a systematic and analytical mindset, applying critical thinking skills to dissect issues and explore potential solutions Excellent written and verbal communication skills, including the ability to speak effectively before groups Excellent organizational and problem-solving abilities and strong human relations skills, as well as leadership abilities Excellent ability to analyze large volumes of data from various sources to identify trends, patterns, and anomalies Excellent skills in dissecting regulatory texts, identifying key provisions, and understanding their implications on reporting obligations and compliance activities Ability to manage a variety of tasks at one time while meeting deadlines The hiring salary range for this position will vary based on geographic location, falling within either of the following: $101,677 - $145,733 or $112,094 - $160,670 A hiring range represents a subset of the full salary range. The actual salary will depend on several factors, including relevant education, skills, and experience of an applicant, geographic location, and business needs. Our employment practices are in accordance with the laws that prohibit discrimination due to race, color, creed, sex, sexual orientation, gender identity, genetic information, religion, age, national origin or ancestry, physical or mental disability, medical condition, veteran status, active military status, citizenship status, marital status or any other consideration made unlawful by federal, state, or local laws. All of our locations are tobacco free including in company vehicles.

Posted 3 weeks ago

Exclusive Networks logo

Governance, Risk Management And Compliance Specialist

Exclusive NetworksManila, AR

Automate your job search with Sonara.

Submit 10x as many applications with less effort than one manual application.1

Reclaim your time by letting our AI handle the grunt work of job searching.

We continuously scan millions of openings to find your top matches.

pay-wall

Job Description

Exclusive Networks (EXN) is a global cybersecurity specialist that provides partners and end-customers with a wide range of services and product portfolios via proven routes to market. With offices in over 45 countries and the ability to serve customers in over 170 countries, we combine a local perspective with the scale and delivery of a single global organization.

Our best-in-class vendor portfolio is carefully curated with all leading industry players. Our services range from managed security to specialist technical accreditation and training and capitalize on rapidly evolving technologies and changing business models. For more information visit www.exclusive-networks.com.

At Exclusive Networks, we are passionate about making a difference. That means delivering the best to our clients, doing our part to create a prosperous and trusted digital world, and helping our people to realize their potential.

DUTIES AND RESPONSIBILITIES | About the role

As a GRC Specialist, you will be part of the Security Strategy & Governance (SSG) team within the Information Security & Technology department of Exclusive Networks. In this role, you will support the SSG team in the development, delivery, and impropvement of the services the team provides to the rest of the organization. Key responsibilities include maintaining the organization's ISMS and risk register, supporting Identity & Access Management processes, and driving Security Awareness initiatives. You will collaborate closely with cross-functional teams to identify and mitigate risks, manage compliance activities with the overall aim of strengthening the security posture of the organization.

As the Governance, Risk Management and Compliance Specialist, you will:

  • Compliance Management: Assist in the development and maintenance of compliance programs and initiatives

  • Risk Assessment:

1.Conduct risk assessments to identify, assess, and prioritize security risks.

  1. Assist in the development of risk mitigation strategies and action plans.
  • Policy and Procedure Development:

1.Collaborate with stakeholders to develop, review, and update information security policies, procedures, and standards.

2.Ensure that policies and procedures align with industry best practices and compliance requirements.

  • Audits and Assessments:
  1. Assist in the preparation and coordination of internal and external audits and assessments.

  2. Help manage and follow up on the remediation of findings.

  • Security Awareness:

1.Contribute to security awareness and training programs to ensure employees understand their roles and responsibilities regarding compliance and security.

  • Identity & Access Management
  1. Contribute to the Identity & Access Management function by ensuring secure access to business applications and administrating our main identity provider.
  • Documentation and Reporting:
  1. Maintain accurate and up-to-date records, documentation, and reports related to compliance and risk management activities.

  2. Prepare and present reports to management and relevant stakeholders on compliance and risk status.

QUALIFICATIONS AND EXPERIENCE | About you

The ideal Governance, Risk Management and Compliance Specialist,

  • Bachelor's degree in Information Security, Computer Science, Information Systems, Risk Management, or related field (certifications like CISA, CISM, CRISC, or ISO/IEC 27001 are a plus).

  • 2-5 years of experience in information security, governance, risk management, or compliance roles.

  • Hands-on experience developing security policies, conducting risk assessments, and maintaining a risk register.

  • Familiarity with frameworks and regulations such as ISO/IEC 27001, NIST, GDPR, NIS 2, and DORA.

  • Experience supporting Identity & Access Management (IAM) processes and delivering security awareness initiatives.

  • Strong communication skills, attention to detail, and a proactive, collaborative mindset.

WHO IS EXCLUSIVE NETWORKS? | Why work for us

We are people focused and strongly believe that talent empowers us to continue our dynasty of disruption and growth in the future. Our Mission is to drive the transition to a totally trusted digital world for all people and organizations. Visit our website www.exclusive-networks.com.

We are proud to be an Equal Opportunity Employer. We are committed to the recruitment and hiring of individuals from diverse backgrounds and experiences, as we believe this strengthens our ability to develop superior solutions, make informed decisions, and better serve our valued customers. We do not discriminate against individuals on the basis of race, religion, color, national origin, gender, sexual orientation, disability status, or any similar characteristic. Employment decisions are made solely on the basis of qualifications, merit, and business need. Please click here to review our Diversity and Inclusion Policy for further information.

We care about your data: please click here to read our Recruitment Data Protection Policy prior to applying, and therefore sharing your data with us.

If you think the open position you see is right for you, we encourage you to apply!

Our people make all the difference in our success.

Automate your job search with Sonara.

Submit 10x as many applications with less effort than one manual application.

pay-wall