Compliance Jobs 2026 (Now Hiring) – Smart Auto Apply

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Keybank National Association logo

Senior Compliance Officer, Prudential Regulation Compliance (Reg W, Reg O, Anti-Tying)

Keybank National Association
Albany, NY

$96,000 - $181,000 / year

Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Senior Compliance Officer, Horizontal Compliance is responsible for assisting the applicable Compliance Executive in o...

Posted 1 week ago

Wurth Adams logo

Regulatory Compliance Officer Export Compliance

Wurth Adams
Roanoke, VA
POSITION SUMMARY The Regulatory Compliance Officer - Export Compliance is a business leader responsible for ensuring full adherence to U.S. and international export regulations. Th...

Posted 30+ days ago

Artisan Partners logo

Compliance Specialist - Marketing Compliance

Artisan Partners
Milwaukee, WI

$100,000 - $175,000 / year

The Compliance Specialist will be involved in various aspects of an ever-changing regulatory landscape within the Compliance Team of a global asset management firm. This individual...

Posted 1 week ago

Keybank National Association logo

Senior Compliance Officer, Prudential Regulation Compliance (Reg W, Reg O, Anti-Tying)

Keybank National Association
Albany, NY

$96,000 - $181,000 / year

Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Senior Compliance Officer, Horizontal Compliance is responsible for assisting the applicable Compliance Executive in o...

Posted 1 week ago

Fifth Third Bank logo

Compliance Manager - Mortgage Compliance

Fifth Third Bank
Cincinnati, OH
Make banking a Fifth Third better We connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. GENERAL FUN...

Posted 1 week ago

Wurth Adams logo

Regulatory Compliance Officer Export Compliance

Wurth Adams
Brooklyn Park, MN
POSITION SUMMARY The Regulatory Compliance Officer - Export Compliance is a business leader responsible for ensuring full adherence to U.S. and international export regulations. Th...

Posted 30+ days ago

Keybank National Association logo

Compliance Officer - Home Lending Compliance

Keybank National Association
Albany, NY

$71,000 - $125,000 / year

Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Home Lending Compliance Officer will be a member of the Home Lending Compliance team within Compliance Risk Management...

Posted 3 weeks ago

Aegon logo

Senior Director, Compliance - Fraud & Agent Oversight Compliance

Aegon
Cedar Rapids, IA

$175,000 - $200,000 / year

Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potentia...

Posted 3 weeks ago

Boeing logo

Experienced or Senior Supply Chain Compliance Analyst - Self Governance & Compliance

Boeing
Saint Louis, Missouri
Experienced or Senior Supply Chain Compliance Analyst - Self Governance & Compliance Company: The Boeing Company Boeing Global Services (BGS) is looking for an Experienced or Senio...

Posted 1 day ago

G logo

Vice President, Legal and Compliance - CFTC Compliance

Galaxy
New York, NY

$180,000 - $240,000 / year

Who We Are: Galaxy is a global leader in digital assets and data center infrastructure, delivering solutions that accelerate progress in finance and artificial intelligence. We bel...

Posted 30+ days ago

American International Group logo

Senior Compliance Officer, Investments Compliance

American International Group
Atlanta, GA
Position Summary: AIG's Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies, through internal and external managers...

Posted 5 days ago

American International Group logo

Senior Compliance Officer, Investments Compliance

American International Group
New York, NY
Position Summary: AIG's Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies, through internal and external managers...

Posted 5 days ago

Artisan Partners logo

Compliance Specialist - Marketing Compliance

Artisan Partners
New York, NY

$100,000 - $175,000 / year

The Compliance Specialist will be involved in various aspects of an ever-changing regulatory landscape within the Compliance Team of a global asset management firm. This individual...

Posted 1 week ago

Keybank National Association logo

Senior Compliance Officer, Prudential Regulation Compliance (Reg W, Reg O, Anti-Tying)

Keybank National Association
Albany, NY

$96,000 - $181,000 / year

Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Senior Compliance Officer, Horizontal Compliance is responsible for assisting the applicable Compliance Executive in o...

Posted 1 week ago

Artisan Partners logo

Compliance Specialist - Marketing Compliance

Artisan Partners
Denver, CO

$100,000 - $175,000 / year

The Compliance Specialist will be involved in various aspects of an ever-changing regulatory landscape within the Compliance Team of a global asset management firm. This individual...

Posted 1 week ago

PIMCO logo

Compliance Officer, Compliance - Distribution

PIMCO
Newport Beach, CA

$108,000 - $135,000 / year

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit oppo...

Posted 30+ days ago

S logo

Senior Lending Compliance Specialist (Senior Compliance Specialist)

Schools Financial
Tustin, CA

$42 - $64 / hour

We're always looking for diverse, talented, service-oriented people to join our exceptional team. Senior Lending Compliance Specialist (Senior Compliance Specialist) The pay range...

Posted 30+ days ago

Keybank National Association logo

Senior Compliance Officer, Prudential Regulation Compliance (Reg W, Reg O, Anti-Tying)

Keybank National Association
Albany, NY

$96,000 - $181,000 / year

Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Senior Compliance Officer, Horizontal Compliance is responsible for assisting the applicable Compliance Executive in o...

Posted 1 week ago

Keybank National Association logo

Senior Compliance Officer, Prudential Regulation Compliance (Reg W, Reg O, Anti-Tying)

Keybank National Association
Albany, NY

$96,000 - $181,000 / year

Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Senior Compliance Officer, Horizontal Compliance is responsible for assisting the applicable Compliance Executive in o...

Posted 1 week ago

Artisan Partners logo

Compliance Specialist – Marketing Compliance

Artisan Partners
Chicago, New York

$100,000 - $175,000 / year

The Compliance Specialist will be involved in various aspects of an ever-changing regulatory landscape within the Compliance Team of a global asset management firm. This individual...

Posted 1 week ago

Keybank National Association logo

Senior Compliance Officer, Prudential Regulation Compliance (Reg W, Reg O, Anti-Tying)

Keybank National AssociationAlbany, NY

$96,000 - $181,000 / year

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Overview

Schedule
Full-time
Career level
Senior-level
Remote
Hybrid remote
Compensation
$96,000-$181,000/year

Job Description

Location:

4910 Tiedeman Road, Brooklyn Ohio

About the Job

The Senior Compliance Officer, Horizontal Compliance is responsible for assisting the applicable Compliance Executive in overseeing compliance risk mitigation and discouraging actions that may expose KeyCorp and its subsidiaries to regulatory, compliance, or reputational risks in excess of Key's risk tolerance. This position will be responsible for compliance oversight of Regulation W, Regulation O, and Anti-tying regulations, including serving as the second line of defense point of contact for Finance and Law Group Material Business Units. This position will have oversight of compliance risk programs and policies including providing highly specialized guidance and oversight on current and emerging regulatory compliance risks. The qualified candidate must be able to work independently and use sound judgment, taking into consideration risk tolerances of the assigned LOBs and Key's overall risk appetite.

Essential Job Functions

  • Provide second line of defense compliance oversight for Regulation W, Regulation O, and Anti-tying regulations.
  • Serve as the bank's Regulation W Officer.
  • Provide strong leadership, mentoring, and guidance to peers and other members of the team as well as other members of Risk Management.
  • Respond to internal and external audits, exams, and requests for information.
  • Develop and maintain positive working relationships with internal clients, staff, peers, and LOB senior management.
  • Maintain relationships with industry peers and regulatory bodies.
  • Identify, respond and/or escalate risks as appropriate.
  • Assist in the development of policies, standards, procedures, and guidelines to align with corporate risk appetites, tolerances, and policies.
  • Conduct review and challenge activities and escalate as warranted.
  • Support or direct project teams in the ongoing development and implementation of strategic plans and objectives, and regulatory changes.
  • Support other risk disciplines in risk identification, mitigation, and reporting.
  • Exemplify understanding of and implement the three-lines-of-defense model.
  • Perform other duties as required.

Required Qualifications

  • Bachelor's degree or comparable education required, compliance certification, a plus.
  • Minimum of 5 years of relevant industry experience.
  • Extensive knowledge of the banking related statutes and regulations.
  • In-depth practical knowledge of internal controls, risk assessments, compliance processes, and applicable techniques for the implementation of regulatory and legal requirements.
  • Strong relationship management and leadership skills, including the ability to work in a team environment and positively accept and lead through change.
  • Proven track record of integrity, strong ethics, and sound decision-making skills, including the ability to make decisions independently and quickly.
  • Ability to effectively communicate to lines of business and senior management, both in writing and verbally.
  • Strong attention to detail coupled with strong problem-solving and analytical skills.
  • Proven ability to have, maintain, and establish strong contacts within the industry to be aware of current industry issues and practice.
  • Proven ability to think proactively and drive results through people.
  • Strong project management and/or continuous improvement skill.

COMPENSATION AND BENEFITS

This position is eligible to earn a base salary in the range of $96,000.00 - $181,000.00 annually. Placement within the pay range may differ based upon various factors, including but not limited to skills, experience and geographic location. Compensation for this role also includes eligibility for incentive compensation which may include production, commission, and/or discretionary incentives.

Please click here for a list of benefits for which this position is eligible.

Key has implemented an approach to employee workspaces which prioritizes in-office presence, while providing flexible options in circumstances where roles can be performed effectively in a mobile environment.

Job Posting Expiration Date: 07/22/2026

KeyCorp is an Equal Opportunity Employer committed to sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, genetic information, pregnancy, disability, veteran status or any other characteristic protected by law.

Qualified individuals with disabilities or disabled veterans who are unable or limited in their ability to apply on this site may request reasonable accommodations by emailing HR_Compliance@keybank.com.

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