Compliance Jobs 2026 (Now Hiring) – Smart Auto Apply

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Risk Compliance Officer II - Corporate Compliance

First Horizon Corp.
Memphis, TN
Location: On site at location listed in job posting. SUMMARY The Risk Compliance Officer II is an intermediate role responsible for providing practical regulatory guidance to busin...

Posted 30+ days ago

Wurth Adams logo

Regulatory Compliance Officer Export Compliance

Wurth Adams
Brooklyn Park, MN
POSITION SUMMARY The Regulatory Compliance Officer - Export Compliance is a business leader responsible for ensuring full adherence to U.S. and international export regulations. Th...

Posted 5 days ago

Keybank National Association logo

Sr Compliance Manager - Compliance Testing And Regulatory Management For Key Investment Services (Kis)

Keybank National Association
Albany, NY

$116,000 - $216,000 / year

Location: 4900 Tiedeman Road, Brooklyn Ohio The Key Investment Services Sr. Compliance Manager - Compliance Testing and Regulatory Management role is direct report of the Key Inves...

Posted 3 weeks ago

The Blackstone Group logo

Legal & Compliance - Publicly Offered Funds Compliance, AVP

The Blackstone Group
New York, NY

$135,000 - $200,000 / year

Blackstone is the world's largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the c...

Posted 2 weeks ago

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AVP Compliance Officer - Loan Compliance

Wintrust Financial Corp.
Rosemont, IL

$98,000 - $132,000 / year

Wintrust provides community and commercial banking, specialty finance and wealth management services through its 16 bank charters and nine non-bank businesses. Wintrust delivers th...

Posted 3 weeks ago

Keybank National Association logo

Sr Compliance Manager - Compliance Testing And Regulatory Management For Key Investment Services (Kis)

Keybank National Association
Albany, NY

$116,000 - $216,000 / year

Location: 4900 Tiedeman Road, Brooklyn Ohio The Key Investment Services Sr. Compliance Manager - Compliance Testing and Regulatory Management role is direct report of the Key Inves...

Posted 3 weeks ago

Keybank National Association logo

Sr Compliance Manager - Compliance Testing And Regulatory Management For Key Investment Services (Kis)

Keybank National Association
Albany, NY

$116,000 - $216,000 / year

Location: 4900 Tiedeman Road, Brooklyn Ohio The Key Investment Services Sr. Compliance Manager - Compliance Testing and Regulatory Management role is direct report of the Key Inves...

Posted 3 weeks ago

Keybank National Association logo

Sr Compliance Manager - Compliance Testing And Regulatory Management For Key Investment Services (Kis)

Keybank National Association
Albany, NY

$116,000 - $216,000 / year

Location: 4900 Tiedeman Road, Brooklyn Ohio The Key Investment Services Sr. Compliance Manager - Compliance Testing and Regulatory Management role is direct report of the Key Inves...

Posted 3 weeks ago

P logo

Compliance Associate - Data Compliance

Point72
New York, NY

$125,000 - $175,000 / year

A Career with Point72’s Compliance Department The Point72 Compliance department is an industry-leading team of compliance professionals that supports global investment and trading...

Posted 30+ days ago

Raymond James logo

Compliance Manager, Investment Advisory Compliance

Raymond James
Saint Petersburg, Florida
Job Description Summary Under intermittent supervision, uses extensive knowledge and skills obtained through education and experience in securities and/or the banking industry to a...

Posted 1 week ago

A logo

Sr Compliance Coordinator- Sport compliance

AKC
Raleigh, North Carolina
The Sr Compliance Coordinator will aid the department with all aspects of its day-to-day tasks, including, but not limited to, preparing and reporting on the disciplinary actions i...

Posted 2 weeks ago

U logo

Compliance Specialist-Corporate Compliance

University of Maryland Faculty Physicians
Baltimore, MD
The Compliance Specialist, working under the direction of the Associate Director of Regulatory Compliance, performs activities in support of the integration of the Compliance Progr...

Posted 1 week ago

Keybank National Association logo

Sr Compliance Manager - Compliance Testing And Regulatory Management For Key Investment Services (Kis)

Keybank National Association
Albany, NY

$116,000 - $216,000 / year

Location: 4900 Tiedeman Road, Brooklyn Ohio The Key Investment Services Sr. Compliance Manager - Compliance Testing and Regulatory Management role is direct report of the Key Inves...

Posted 3 weeks ago

Keybank National Association logo

Senior Compliance Officer, Prudential Regulation Compliance (Reg W, Reg O, Anti-Tying)

Keybank National Association
Albany, NY

$96,000 - $181,000 / year

Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Senior Compliance Officer, Horizontal Compliance is responsible for assisting the applicable Compliance Executive in o...

Posted 1 week ago

Keybank National Association logo

Senior Compliance Officer, Prudential Regulation Compliance (Reg W, Reg O, Anti-Tying)

Keybank National Association
Albany, NY

$96,000 - $181,000 / year

Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Senior Compliance Officer, Horizontal Compliance is responsible for assisting the applicable Compliance Executive in o...

Posted 1 week ago

Aegon logo

Compliance Manager - Agent Regulatory Compliance/Agent Misconduct (Hybrid)

Aegon
Philadelphia, PA

$100,000 - $110,000 / year

Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potentia...

Posted 30+ days ago

Keybank National Association logo

Compliance Officer - Home Lending Compliance

Keybank National Association
Albany, NY

$71,000 - $125,000 / year

Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Home Lending Compliance Officer will be a member of the Home Lending Compliance team within Compliance Risk Management...

Posted 1 week ago

Wurth Adams logo

Regulatory Compliance Officer Export Compliance

Wurth Adams
Greenwood, IN
POSITION SUMMARY The Regulatory Compliance Officer - Export Compliance is a business leader responsible for ensuring full adherence to U.S. and international export regulations. Th...

Posted 5 days ago

Point72 logo

Compliance Associate - Data Compliance

Point72
New York, NY

$125,000 - $175,000 / year

A Career with Point72's Compliance Department The Point72 Compliance department is an industry-leading team of compliance professionals that supports global investment and trading...

Posted 6 days ago

F logo

Sr. Risk Compliance Officer - Regulatory Relations & Corporate Compliance

First Horizon Corp.
Memphis, TN
Location: On site in location listed on job posting. SUMMARY The Senior Risk Compliance Officer will primarily support the bank's regulatory relations program by coordinating super...

Posted 30+ days ago

F logo

Risk Compliance Officer II - Corporate Compliance

First Horizon Corp.Memphis, TN

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Overview

Schedule
Full-time
Career level
Senior-level
Remote
On-site
Benefits
Health Insurance
Dental Insurance
Vision Insurance

Job Description

Location: On site at location listed in job posting.

SUMMARY

The Risk Compliance Officer II is an intermediate role responsible for providing practical regulatory guidance to business partners and supporting the bank's Compliance Risk Management Program. This associate interprets applicable laws and regulations, assesses the design and effectiveness of internal controls, identifies and helps remediate issues, and contributes to governance reporting and regulatory exam readiness. The role partners closely with first line business associates, Legal, Operational Risk, Internal Audit, and external regulators to safeguard our clients, strengthen the control environment, and support safe and sound growth.

ESSENTIAL DUTIES AND RESPONSIBILITIES

  • Interpret and apply federal and state regulatory requirements (e.g., consumer protection, fair banking/UDAAP, deposits/loans, privacy; BSA/AML if in scope).
  • Provide clear, actionable guidance to first line associates on control design, disclosures, marketing, complaints, and client communications.
  • Support regulatory change management activities, including obligation inventory updates, impact assessments, and implementation tracking.
  • Contribute to the annual compliance risk assessment: document inherent risks, evaluate control effectiveness, determine residual risk, and recommend enhancements.
  • Help define and track key risk indicators and metrics to monitor trends and emerging risks.
  • Draft and maintain compliance policies/standards or procedure requirements; ensure alignment with regulatory expectations and internal policy frameworks.
  • Develop and deliver targeted training and job aids to first-line associates and other stakeholders.
  • Escalate material issues and emerging risks promptly with recommended risk-mitigating actions.
  • Support compliance reviews of third parties in partnership with vendor management, including due diligence and ongoing monitoring.
  • Analyze client complaint trends to detect potential UDAAP or control issues and recommend corrective actions.
  • Build strong partnerships with line management, Legal, Operational Risk, and Internal Audit; provide credible challenge and influence outcomes.
  • Performs all other duties as assigned

SUPERVISORY RESPONSIBILITIES

  • No supervisory responsibilities

QUALIFICATIONS

To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. Additionally, the qualifications listed below are representative of the knowledge, skills, and/or abilities required in this position:

  • Bachelor (4-year college) degree
  • 2-5 years of Banking experience or equivalent combination of education and experience
  • Previous experience in risk management, internal audit, compliance, or control testing preferred.
  • Professional certification preferred (e.g., CRCM or equivalent).
  • Familiarity with relevant banking regulations (e.g., FRB, CFPB, FDIC) and control frameworks preferred.
  • Strong analytical skills and attention to detail.
  • Excellent written and verbal communication abilities.
  • Proficiency in MS Office Suite; experience with audit or risk management software is a plus.

COMPUTER AND OFFICE EQUIPMENT SKILLS

  • Microsoft Office suite

CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6 or 7 license, etc)

None required

About Us

First Horizon Corporation is a leading regional financial services company, dedicated to helping our clients, communities and associates unlock their full potential with capital and counsel. Headquartered in Memphis, TN, the banking subsidiary First Horizon Bank operates in 12 states across the southern U.S. The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized as one of the nation's best employers by Fortune and Forbes magazines and a Top 10 Most Reputable U.S. Bank. More information is available at www.FirstHorizon.com.

Benefit Highlights

  • Medical with wellness incentives, dental, and vision
  • HSA with company match
  • Maternity and parental leave
  • Tuition reimbursement
  • Mentor program
  • 401(k) with 6% match
  • More -- FirstHorizon.com/First-Horizon-National-Corporation/Careers/Our-Benefits

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