Compliance Jobs 2026 (Now Hiring) – Smart Auto Apply
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Co-Founder & CEO - AI RIA Compliance
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Compliance QA Program Manager
Posted 1 day ago
Program Manager | Global Compliance | Rnc Risk Management
$48 - $50 / hour
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Overview
Job Description
- Risk Managers ensure that risk assessment outcomes are effectively communicated to application team members.
- They support ideation activities, facilitate meetings, and gather information from various teams. In addition to their managerial duties, Risk Managers also take on the responsibilities of Risk Reviewers.
- This includes reviewing tickets for inconsistencies, managing ERV calls, and collaborating with Risk Reviewers to define the ticket review approach.
- They maintain a dashboard of ticket statuses, report on ticket status and metrics, and act on pending items in a timely manner.
- Risk Managers assist in creating issues and mitigation plans, track ticket progress, and manage interactions with other NIS teams.
- They are responsible for presenting problems as opportunities and knowing when to escalate issues to senior management.
- Review tickets for inconsistencies, talking points, in advance of ERV calls/Initial conversation with customers
- Validate ticket, associated tasks and SDD information
- Manage and run ERV calls
- Work with Risk Reviewer to understand questionable items and define approach to ticket review
- Review previous tickets, including upstream and downstream relationships and for other firms and their results in relationship to other tickets– discuss inconsistencies with the Risk Reviewer
- Maintain a dashboard of your ticket status' and be ready to report on status of any ticket and general metrics upon request
- Review and action pending items/responses in a timely manner
- Participate in Team calls and ideation exercises
- Be able to communicate with Seniors and Stakeholders
- Review related CRS and SRT tasks and manage calls upon request or when the Customer does not understand the record documentation
- Assist with creation of Issues and/or Mitigation Plans for Issues
- Track progress of the ticket through the Issue Mgmt. Stage and manage interactions with ancillary NIS teams: Global Workspace; m365; Third Party Risk Mgmt.; Splunk; Business
- Continuity; Mobile Application Mgmt.; BISO/CISO teams
- Know when and how to escalate to senior management
- Must have skills: - Global Workspace, m365, Third Party Risk Mgmt., Splunk, Business
- Continuity, Mobile Application Mgmt., BISO/CISO teams
- Strong communication and organizational skills
- Ability to manage multiple projects and teams
- Problem-solving skills and strategic thinking
- Knowledge of information security policies and application readiness standards
- Desired Certifications: But not mandatory.
- CISSP / CISM /CISA / CCSK / CCSP / CRISC
- Customer service skills to create an exceptional customer experience
- Risk Reviewer – 2 positions
- Security Architect
- Code review services analyst
- Strong organizational and time management skills to support multiple concurrent reviews
- Self- Awareness
- Quick Learner (ability to integrate training and coaching received into action)
- Asks questions to deepen their understanding of our processes, the business, and solutions
- Knowledge of the Information Security Policy, Application Readiness Standard, & Applicable
- Supporting Standards
- Understand the purpose of Application Readiness process
- Ability to interact with customers, and ensure customers understand what actions they need to take
- Ability to assess whether a control is 'met' or 'not met' (black and white)
- Ability to review documentation analytically and assess control compliance based on information/ documentation provided.
- Ability to evaluate complex data and determine whether data can be used to support the reviews being conducted
- Ability to pull facts and details related to controls from different types of documentation and diagrams submitted
- Interface with customers to ask clarifying questions, prompt for responses to open items, provide guidance on next steps, schedule meetings
- Interface with AR Risk Manager(s) and AppSec Architects to provide status, raise flags/ concerns related to IT Security Risk
- Document work in the SNOW AR Ticket
- Strong English written and verbal skills
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