Compliance Jobs 2026 (Now Hiring) – Smart Auto Apply

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Blackstone logo

Legal & Compliance - Marketing & Distribution Compliance, AVP

Blackstone
Miami, New Jersey

$135,000 - $200,000 / year

Blackstone is the world’s largest alternative asset manager. Blackstone seeks to deliver compelling returns for institutional and individual investors by strengthening the companie...

Posted 2 days ago

Blackstone logo

Legal & Compliance - Marketing & Distribution Compliance, AVP

Blackstone
Miami, New Jersey

$135,000 - $200,000 / year

Blackstone is the world’s largest alternative asset manager. Blackstone seeks to deliver compelling returns for institutional and individual investors by strengthening the companie...

Posted 2 days ago

Keybank National Association logo

Compliance Officer - Home Lending Compliance

Keybank National Association
Albany, NY

$71,000 - $125,000 / year

Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Home Lending Compliance Officer will be a member of the Home Lending Compliance team within Compliance Risk Management...

Posted 1 week ago

Point72 logo

Compliance Officer, Trading Compliance

Point72
Stamford, CT

$145,000 - $175,000 / year

A Career with Point72's Compliance Team The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activiti...

Posted 30+ days ago

The Blackstone Group logo

Legal & Compliance - Marketing & Distribution Compliance, AVP

The Blackstone Group
Miami, FL

$135,000 - $200,000 / year

Blackstone is the world's largest alternative asset manager. Blackstone seeks to deliver compelling returns for institutional and individual investors by strengthening the companie...

Posted 30+ days ago

Expeditors International of Washington, Inc. logo

Compliance Program Manager - GT Compliance

Expeditors International of Washington, Inc.
Lane, SC
We take care of our employees, and they take care of our customers! Become a member of a global community! The international logistics industry is an integral piece of the global t...

Posted 30+ days ago

Philips logo

Compliance Engineer, Product Safety & Compliance

Philips
New Kensington, PA

$74,000 - $117,000 / year

Job Title Compliance Engineer, Product Safety & Compliance Job Description Compliance Engineer, Product Safety & Compliance (New Kensington, PA) You will be a part of product safet...

Posted 3 days ago

Point72 logo

Compliance Associate, Trading Compliance

Point72
Stamford, CT
A Career with Point72's Compliance Team The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activiti...

Posted 4 weeks ago

C logo

Compliance Officer - Legal and Compliance

Choreo
Charlotte, NC
Choreo is a wealth management firm built on an interconnected network of financial advisors with a shared vision servicing entrepreneurs, CPAs, and individuals with a forward-think...

Posted 3 weeks ago

Tower Water logo

Field Compliance Auditor - Water Treatment & Compliance Services

Tower Water
New York, NY

$62,355 - $65,000 / year

Come and join an amazing team that is passionate about what we do! Tower Water is a leading company in the environmental services industry, we are looking for someone that shares o...

Posted 30+ days ago

Wurth Adams logo

Regulatory Compliance Officer Export Compliance

Wurth Adams
Brooklyn Park, MN
POSITION SUMMARY The Regulatory Compliance Officer - Export Compliance is a business leader responsible for ensuring full adherence to U.S. and international export regulations. Th...

Posted 30+ days ago

Keybank National Association logo

Compliance Officer - Home Lending Compliance

Keybank National Association
Albany, NY

$71,000 - $125,000 / year

Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Home Lending Compliance Officer will be a member of the Home Lending Compliance team within Compliance Risk Management...

Posted 1 week ago

Goldman Sachs logo

Compliance Division, Compliance Testing Group, Analyst / Associate, Salt Lake City

Goldman Sachs
Salt Lake City, UT
JobID: 181507 Category: Associate JobSchedule: Posted Date: 2026-08-10T18:35:38+00:00 JobShift: : The Goldman Sachs Group, Inc. is a leading global investment banking, securities a...

Posted 30+ days ago

Wurth Adams logo

Regulatory Compliance Officer Export Compliance

Wurth Adams
Richmond, VA
POSITION SUMMARY The Regulatory Compliance Officer - Export Compliance is a business leader responsible for ensuring full adherence to U.S. and international export regulations. Th...

Posted 30+ days ago

American International Group logo

Senior Compliance Officer, Investments Compliance

American International Group
Philadelphia, PA

$159,000 - $204,000 / year

Position Summary: AIG's Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies, through internal and external managers...

Posted 30+ days ago

R logo

Compliance Officer - Corporate Compliance

Robert W. Baird & Co. Incorporated
Milwaukee, WI

$75,000 - $85,000 / year

About the Role: We are seeking a detail-oriented and collaborative compliance professional to join our Corporate Compliance team. In this role, you will oversee key compliance proc...

Posted 6 days ago

OKX logo

Compliance Analyst, Financial Crime Compliance QA

OKX
San Jose, CA

$107,000 - $160,000 / year

Who We Are At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the develop...

Posted 2 weeks ago

Goldman Sachs logo

Compliance Division, Compliance Testing Group, Analyst / Associate, Dallas

Goldman Sachs
Dallas, TX
JobID: 181506 Category: Associate JobSchedule: Posted Date: 2026-08-10T18:35:51+00:00 JobShift: : The Goldman Sachs Group, Inc. is a leading global investment banking, securities a...

Posted 30+ days ago

Goldman Sachs logo

Compliance, GBM Public Compliance -Equities, Custody Solutions, Associate

Goldman Sachs
New York, NY
JobID: 181696 Category: Associate JobSchedule: Posted Date: 2026-08-25T19:06:32+00:00 JobShift: : Global Compliance Our division prevents, detects and mitigates compliance, regulat...

Posted 30+ days ago

Goldman Sachs logo

Compliance, Financial Crime Compliance, Big, Associate / Vice President, Dallas

Goldman Sachs
Dallas, TX
JobID: 182612 Category: Vice President JobSchedule: Posted Date: 2026-09-03T02:44:08+00:00 JobShift: : Global Compliance Our division prevents, detects and mitigates compliance, re...

Posted 30+ days ago

Blackstone logo

Legal & Compliance - Marketing & Distribution Compliance, AVP

BlackstoneMiami, New Jersey

$135,000 - $200,000 / year

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Overview

Schedule
Full-time
Career level
Executive
Remote
On-site
Compensation
$135,000-$200,000/year
Benefits
Health Insurance
Dental Insurance
Vision Insurance

Job Description

Blackstone is the world’s largest alternative asset manager. Blackstone seeks to deliver compelling returns for institutional and individual investors by strengthening the companies in which the firm invests. Blackstone’s over $1.3 trillion in assets under management include global investment strategies focused on real estate, private equity, credit, infrastructure, life sciences, growth equity, secondaries and hedge funds. Further information is available at www.blackstone.com. Follow @blackstone on LinkedIn, X (Twitter), and Instagram. 

The employee will be a member of the compliance team focusing on regulatory compliance issues with respect to marketing and other investor/third-party materials and communications, as well as working with others on Blackstone’s global Legal and Compliance (“L&C”) team. The AVP will serve as the primary day-to-day adviser with respect to marketing materials and other communications and documents for one or more products. In this capacity, they will be responsible for reviewing investor and third-party communications, advising on legal and compliance matters that arise in connection with various investor audiences, domestic and global marketing registration, and analysis and resolution of regulatory questions. The employee will:

  • Review marketing materials, due diligence responses, investor communications, and other fundraising and reporting-related materials (e.g. quarterly letters, recordings, memoranda, etc.) across various investment strategies from a legal, regulatory, and compliance perspective, supplemented by the use of AI-based regulatory review software.
  • Manage the L&C relationship with designated lines of business and related products.
  • Attend client meetings to discuss Blackstone products and address client questions.
  • Serve as primary adviser to the business on existing investors’ legal and compliance-related requests.
  • Develop internal policies and procedures with respect to marketing and other related compliance matters, and assist maintaining broader L&C policies and procedures, all consistent with current regulatory guidance.
  • Develop educational materials and trainings for business professionals with respect to marketing and fundraising regulations and protocols.
  • Assess current and prospective regulatory risk through industry interaction and research; and
  • Assist with other day-to-day L&C matters as needed.

In addition, the employee will have the opportunity to drive the team’s global regulatory compliance model by working with legal and compliance professionals in other geographic regions or Blackstone’s other business units, and will assist in developing cross-functional compliance policies and procedures. 

Qualifications:

Blackstone seeks to hire individuals who are highly motivated, intelligent, and have demonstrated excellence in prior endeavors. More specifically, the successful candidate should have:

  • 5+ years of prior experience at a law firm and/or investment management firm.
  • Prior experience in a compliance role and/or J.D. required.
  • Understanding of the Advisers Act and FINRA regulations strongly preferred.
  • Knowledge of hedge funds and drawdown funds a plus.
  • Strong attention to detail and analytical skills.
  • Strong project management and organizational skills with expertise to manage team members along with multiple and sometimes conflicting business demands. 
  • Transform complex compliance, legal, and business problems into commercially actionable work plans.
  • Highly effective verbal and written communication skills, communicates confidently and effectively. 
  • Work independently while remaining a strong team player who works collaboratively and builds strong working relationships.
  • Proactive time management and skilled at managing projects independently and to conclusion.
  • Substantial initiative, creativity and drive to implement a measured approach under competing demands.
  • Role may require work outside of regular business hours as needed.

The duties and responsibilities described here are not exhaustive and additional assignments, duties, or responsibilities may be required of this position.  Assignments, duties, and responsibilities may be changed at any time, with or without notice, by Blackstone in its sole discretion.

Expected annual base salary range:

$135,000 - $200,000

Actual base salary within that range will be determined by several components including but not limited to the individual's experience, skills, qualifications and job location. For roles located outside of the US, please disregard the posted salary bands as these roles will follow a separate compensation process based on local market comparables.Additional compensation and benefits offered in connection with the roleconsist of comprehensive health benefits, including but not limited to medical, dental, vision, and FSA benefits; paid time off; life insurance; 401(k) plan; and discretionary bonuses. Certain employees may also be eligible for equity and other incentive compensation at Blackstone’s sole discretion.

Blackstone is committed to providing equal employment opportunities to all employees and applicants for employment without regard to race, color, creed, religion, sex, pregnancy, national origin, ancestry, citizenship status, age, marital or partnership status, sexual orientation, gender identity or expression, disability, genetic predisposition, veteran or military status, status as a victim of domestic violence, a sex offense or stalking, or any other class or status in accordance with applicable federal, state and local laws. This policy applies to all terms and conditions of employment, including but not limited to hiring, placement, promotion, termination, transfer, leave of absence, compensation, and training.  All Blackstone employees, including but not limited to recruiting personnel and hiring managers, are required to abide by this policy.

If you need a reasonable accommodation to complete your application, please contact Human Resources at 212-583-5000 (US), +44 (0)20 7451 4000 (EMEA) or +852 3656 8600 (APAC).

Depending on the position, you may be required to obtain certain securities licenses if you are in a client facing role and/or if you are engaged in the following:

  • Attending client meetings where you are discussing Blackstone products and/or and client questions;

  • Marketing Blackstone funds to new or existing clients;

  • Supervising or training securities licensed employees;

  • Structuring or creating Blackstone funds/products; and

  • Advising on marketing plans prepared by a sales team or developing and/or contributing information for marketing materials.

Note: The above list is not the exhaustive list of activities requiring securities licenses and there may be roles that require review on a case-by-case basis.  Please speak with your Blackstone Recruiting contact with any questions.To submit your application please complete the form below. Fields marked with a red asterisk * must be completed to be considered for employment (although some can be answered "prefer not to say"). Failure to provide this information may compromise the follow-up of your application. When you have finished click Submit at the bottom of this form.

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