Compliance Jobs 2026 (Now Hiring) – Smart Auto Apply

The Director of Compliance plays a crucial role in both leading and executing the company's compliance program. In our lean, dynamic compliance team, this position requires a hands-on approach, combining strategic oversight with direct execution of key compliance functions. The ideal candidate must be comfortable wearing multiple hats, performing individual contributor tasks, and adapting to changing priorities in a fast-paced environment.

This role requires a versatile professional who can seamlessly transition between high-level oversight and hands-on execution of compliance tasks. The successful candidate will be expected to personally perform a wide range of compliance functions while also providing strategic guidance and support business units.

Hybrid in downtown Chicago, 3 days onsite. 

Compliance Program Management and Execution

• Oversee and execute critical aspects of the company's compliance management system
• Implement and maintain compliance policies, procedures, and controls across business lines
• Directly perform compliance testing and monitoring activities
• Manage and participate in the compliance risk assessment process

Risk Assessment and Monitoring

• Conduct compliance risk assessments across business lines
• Develop and execute test plans to assess compliance with laws, regulations, and internal policies
• Personally monitor compliance controls and key risk indicators
• Identify compliance gaps and lead remediation efforts

Reporting and Analytics

• Develop and track key risk indicators and performance metrics
• Prepare and present compliance reports for senior management
• Analyze compliance data to identify trends and emerging risks

Regulatory Change Management

• Stay abreast of regulatory changes and assess their impact on the business
• Update policies and procedures to reflect regulatory changes
• Collaborate with legal and business teams to implement compliance changes

BSA/AML and Consumer Protection

• Manage and execute day-to-day operations of the BSA/AML compliance program
• Conduct BSA/AML risk assessments and enhance the program as needed
• Ensure consumer protection practices are embedded in daily operations
• Review consumer complaints analysis and implement corrective actions as necessary

Issue Management

• Manage the compliance issues tracking and resolution process
• Investigate and document compliance issues or violations
• Develop and implement corrective action plans

• Bachelor's degree in Business, Law, or related field
• 5-7 years of experience in compliance, with a mix of strategic and hands-on operational roles
• Strong knowledge of financial services regulations, particularly in fintech and consumer lending
• Proven ability to both lead projects and perform detailed individual work
• Excellent analytical, problem-solving, and decision-making skills
• Strong written and verbal communication abilities
• Proficiency with compliance management systems and databases
• Ability to work independently, manage multiple priorities, and adapt to changing needs
• Comfortable in a lean team environment where flexibility and direct execution are essential