Compliance Jobs 2026 (Now Hiring) – Smart Auto Apply

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Legal & Compliance Executive Assistant and Operations Coordinator

Soros Fund Management
New York, NY
Company Overview: Soros Fund Management LLC (SFM) is a global asset manager and family office founded by George Soros in 1970. With $28 billion in assets under management (AUM), SF...

Posted 30+ days ago

Clear Street logo

Advertising Compliance Officer

Clear Street
New York, NY
About Clear Street: Clear Street is modernizing the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm replacing the legacy infrastructure...

Posted 30+ days ago

Adyen logo

Senior Compliance Officer, Card Schemes

Adyen
San Francisco, CA

$145,000 - $195,000 / year

This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology plat...

Posted 30+ days ago

Adyen logo

Senior Compliance Officer, Card Network Specialist

Adyen
San Francisco, CA

$145,000 - $195,000 / year

This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology plat...

Posted 30+ days ago

Asset Living logo

Compliance Specialist

Asset Living
Atlanta, GA
Company Overview Asset Living is a third-party management firm and a proven partner in fostering thriving communities nationwide. Founded in 1986, Asset Living has decades of exper...

Posted 2 weeks ago

Asset Living logo

Sourcing Excellence, Compliance and Process Enablement Lead

Asset Living
Houston, TX
Company Overview Asset Living is a third-party management firm and a proven partner in fostering thriving communities nationwide. Founded in 1986, Asset Living has decades of exper...

Posted 3 weeks ago

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VP of Enterprise Safety, Quality and Compliance

WellPower - All External Jobs
Denver, CO
WellPower envisions a community where every person’s mental health is fostered through strength, resilience and hope. We empower people to overcome barriers and achieve lasting wel...

Posted 30+ days ago

JonnyPops logo

Sr. Manager, Regulatory & Compliance

JonnyPops
ELK RIVER, MN

$115,000 - $130,000 / year

Who We Are At JonnyPops, our team is empowered to make an impact at work every day from producing high-quality, innovative frozen novelties to spreading kindness one pop at a time....

Posted 1 week ago

KMG Prestige logo

Compliance Specialist- Chicago, IL

KMG Prestige
Chicago, IL
Are you looking for a career with a premier property management company ? Do you want to be part of a team that was rated as one of the top 100 workplaces to be a part of by the De...

Posted 30+ days ago

S logo

Compliance Director

Spruce Street Compliance
Washington, DC

$90,000 - $120,000 / year

Spruce Street Compliance is a compliance consulting firm based out of Philadelphia, PA (or potentially Washington, DC). Our firm is committed to supporting progressive causes and c...

Posted 30+ days ago

O logo

Cybersecurity Compliance Sales (Remote)

On Call Computer Solutions, LLC
Miami, FL
Average and High-End Sales Consultants earn $175000– $275000 +/ year Why Us Since opening in 2003, On Call Computer Solutions has been a nationwide leader in Cyber Security and Com...

Posted 30+ days ago

Scale AI logo

Director and Associate General Counsel, Compliance

Scale AI
San Francisco, CA

$302,400 - $378,000 / year

Scale seeks a business-minded Director and Associate General Counsel, Compliance to lead Scale’s corporate compliance program. This role will set the legal standards, governance mo...

Posted 1 week ago

Rocketship Public Schools logo

Related Services Billing & Compliance Coordinator

Rocketship Public Schools
Bay Area, CA
At Rocketship Public Schools, we believe in the infinite possibility of human potential. We believe that every student deserves the right to dream, to discover, and to develop thei...

Posted 30+ days ago

Whoop logo

Sr. Program Specialist, Risk & Compliance Operations

Whoop
Boston, MA

$60,000 - $80,000 / year

At WHOOP, we're on a mission to unlock human performance. WHOOP empowers members to perform at a higher level through a deeper understanding of their bodies and daily lives. As a S...

Posted 30+ days ago

FloQast logo

Accounting Technology Consultant, Compliance

FloQast
New York City, NY
The Accounting Technology Consultant (ATC) will join FloQast’s Professional Services organization to deliver high-quality implementations for customers adopting our Compliance Mana...

Posted 1 week ago

NASA Federal Credit Union logo

Regulatory Compliance Analyst (Banking)

NASA Federal Credit Union
Upper Marlboro, MD

$57,500 - $140,000 / year

NASA Federal Credit Union is in search of an experienced Regulatory Compliance Analyst with a track record of maintaining awareness of regulatory requirements, risk management issu...

Posted 2 days ago

Interactive Brokers logo

Data – Compliance Senior Analyst II

Interactive Brokers
Greenwich, CT
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We ha...

Posted 30+ days ago

Interactive Brokers logo

Tax Manager – International Tax Compliance

Interactive Brokers
Greenwich, CT
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We ha...

Posted 30+ days ago

Interactive Brokers logo

AML Compliance – Testing & Monitoring Officer

Interactive Brokers
Chicago, IL

$115,000 - $150,000 / year

Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We ha...

Posted 2 weeks ago

Lucid Motors logo

HR Program Manager, HR Compliance & Internal Audit

Lucid Motors
Southfield, MI
Leading the future in luxury electric and mobility At Lucid, we set out to introduce the most captivating, luxury electric vehicles that elevate the human experience and transcend...

Posted 2 weeks ago

S logo

Legal & Compliance Executive Assistant and Operations Coordinator

Soros Fund ManagementNew York, NY

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Job Description

Company Overview:

Soros Fund Management LLC (SFM) is a global asset manager and family office founded by George Soros in 1970. With $28 billion in assets under management (AUM), SFM serves as the principal asset manager for the Open Society Foundations, one of the world’s largest charitable foundations dedicated to advancing justice, human rights, and democracy.

Distinct from other investment platforms, SFM thrives on agility, acting decisively when conviction is high and exercising patience when it’s not. With permanent capital, a select group of major clients, and an unconstrained mandate, we invest opportunistically with a long-term view in a wide range of strategies and asset classes, including public and private equity and credit, fixed income, foreign exchange, and alternative assets. Our teams operate with autonomy, while cross-team collaboration strengthens our conviction and empowers us to capitalize on market dislocations.

At SFM, we foster an ownership mindset, encouraging professionals to challenge the status quo, innovate, and take initiative. We prioritize development, enabling team members to push beyond their roles, voice bold ideas, and contribute to our long-term success. This culture of continuous growth and constructive debate fuels innovation and drives efficiencies.

Our impact is measured by both the returns we generate and the values we uphold, from environmental stewardship to social responsibility. Operating as a unified team across geographies and mandates, we remain committed to our mission, ensuring a meaningful, lasting impact.

Headquartered in New York City with offices in Greenwich, Garden City, London, and Dublin, SFM employs 200 professionals.

Team Overview:

The SFM legal team is a seasoned group of attorneys, paralegals, legal analysts and administrative support professionals. Our goal is to provide timely, business-oriented legal solutions that advance SFM’s business objectives, while protecting its legal and financial interests and reputation. We support all aspects of SFM’s business including providing advice and counsel to senior management, negotiating complex investment transactions, drafting and reviewing contracts, managing disputes and litigation, and ensuring compliance with applicable laws and regulations.

Job Overview:

SFM is seeking a highly organized and proactive professional to join the Legal and Compliance Department as an Executive Assistant and Operations Coordinator. This individual will provide day-to-day support to the General Counsel/Chief Compliance Officer (GC/CCO) and the broader legal and compliance team.  The ideal candidate will blend strong executive assistant skills with the ability to coordinate departmental operations, manage projects, and improve processes. This role requires professionalism, discretion, and the ability to thrive in a fast-paced environment with multiple priorities.

Major Responsibilities:

  • Executive Support
    • Provide high-level administrative support to the GC/CCO, Deputy CCO, and Assistant General Counsels
    • Manage complex calendars, meeting coordination, travel arrangements, and expense reporting.
    • Prepare and distribute materials, including meeting agendas, summaries, and presentations.
    • Anticipate needs and help the GC/CCO, Deputy CCO, and assistant general counsels prioritize and manage time effectively.
  • Department Coordination and Operations
    • Serve as a key point of contact and coordinator for the Legal and Compliance Department; serve as liaison to other departments to coordinate cross functional initiatives
    • Manage the department’s invoice processing and vendor coordination
    • Coordinate department-wide logistics, such as team meetings, training sessions, and communications
    • Maintain organized department records, templates, and databases to ensure accuracy and accessibility.
  • Project Management and Process Improvement
    • Track ongoing projects, deadlines, and deliverables for the Legal and Compliance team.
    • Identify opportunities to streamline or automate administrative and legal processes.
    • Partner with Technology and Finance to identify, develop, and implement tools and workflows that improve efficiency and consistency.
  • Legal and Compliance Administration
    • Assist in preparing and maintaining corporate and regulatory documents, filings, and policy updates.
    • Support monitoring and reporting processes related to compliance requirements.

What We Value:

  • 3-5+ years of experience in a Legal, Compliance, or Executive Assistant role within a financial institution, law firm, or similar fast-paced environment.
  • Strong organizational skills, attention to detail, and ability to manage multiple priorities
  • Excellent verbal and written communication skills
  • Proficiency in Microsoft Office and collaboration tools (e.g., Teams, SharePoint, etc).
  • High level of discretion and professionalism in handling confidential information.
  • Proactive, adaptable, and resourceful; able to anticipate needs and take initiative.
  • Comfortable working independently as well as in a collaborative environment

We anticipate the base salary of this role to be between $100,000-$125,000. In addition to a base salary, the successful candidate will also be eligible to receive a discretionary year-end bonus. 

In all respects, candidates need to reflect the following SFM core values:

Smart risk-taking   //   Owner’s Mindset   //   Teamwork   //   Humility   //   Integrity   

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Submit 10x as many applications with less effort than one manual application.

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