Compliance Jobs 2026 (Now Hiring) – Smart Auto Apply

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Transamerica logo

Senior Director, Compliance – Fraud & Agent Oversight Compliance

Transamerica
Denver, Colorado

$175,000 - $200,000 / year

Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potentia...

Posted 3 weeks ago

Keybank National Association logo

Compliance Officer - Home Lending Compliance

Keybank National Association
Albany, NY

$71,000 - $125,000 / year

Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Home Lending Compliance Officer will be a member of the Home Lending Compliance team within Compliance Risk Management...

Posted 3 weeks ago

F logo

Compliance Testing - Risk Compliance Officer Senior

First Horizon Corp.
Memphis, TN
Location: On site at location listed in job posting. SUMMARY The primary responsibility of this position is to conduct testing of all Products and Services to all applicable regula...

Posted 30+ days ago

Artisan Partners logo

Compliance Specialist - Marketing Compliance

Artisan Partners
San Francisco, CA

$100,000 - $175,000 / year

The Compliance Specialist will be involved in various aspects of an ever-changing regulatory landscape within the Compliance Team of a global asset management firm. This individual...

Posted 1 week ago

American International Group logo

Senior Compliance Officer, Investments Compliance

American International Group
Boston, MA
Position Summary: AIG's Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies, through internal and external managers...

Posted 5 days ago

S logo

Compliance Coordinator (Driver Compliance Division)

Seaboard Corporation
Miami, FL
Long-term employment with opportunities for growth. Discover more about our organization, culture, and employee benefits by visiting this page. Explore life at Seaboard Marine: htt...

Posted 30+ days ago

Teledyne Technologies logo

Senior Export Compliance Specialist - Trade Compliance (Itar/Ear)

Teledyne Technologies
Wilsonville, OR

$92,300 - $123,000 / year

Be visionary Teledyne Technologies Incorporated provides enabling technologies for industrial growth markets that require advanced technology and high reliability. These markets in...

Posted 3 weeks ago

Keybank National Association logo

Compliance Officer - Home Lending Compliance

Keybank National Association
Albany, NY

$71,000 - $125,000 / year

Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Home Lending Compliance Officer will be a member of the Home Lending Compliance team within Compliance Risk Management...

Posted 3 weeks ago

Aegon logo

Senior Director, Compliance - Fraud & Agent Oversight Compliance

Aegon
Denver, CO

$175,000 - $200,000 / year

Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potentia...

Posted 3 weeks ago

American International Group logo

Senior Compliance Officer, Investments Compliance

American International Group
Parsippany, NJ
Position Summary: AIG's Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies, through internal and external managers...

Posted 5 days ago

PIMCO logo

Compliance Officer, Compliance – Distribution

PIMCO
Newport Beach, California

$108,000 - $135,000 / year

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit oppo...

Posted 30+ days ago

SchoolsFirst Federal Credit Union logo

Senior Lending Compliance Specialist (Senior Compliance Specialist)

SchoolsFirst Federal Credit Union
Tustin, California

$42 - $64 / hour

We’re always looking for diverse, talented, service-oriented people to join our exceptional team. Senior Lending Compliance Specialist (Senior Compliance Specialist) The pay range...

Posted 30+ days ago

Teledyne Technologies logo

Senior Export Compliance Specialist – Trade Compliance (ITAR/EAR)

Teledyne Technologies
Wilsonville, Oregon

$92,300 - $123,000 / year

Be visionary Teledyne Technologies Incorporated provides enabling technologies for industrial growth markets that require advanced technology and high reliability. These markets in...

Posted 3 weeks ago

CoStar Group logo

Compliance Manager, Corporate Compliance - CoStar Group - Arlington, VA

CoStar Group
Arlington, Texas

$99,000 - $168,000 / year

Compliance Manager, Corporate Compliance- CoStar Group- Arlington, VA Job Description Who is CoStar Group? CoStar Group is a leading global provider of commercial and residential r...

Posted 2 days ago

Keybank National Association logo

Compliance Officer - Home Lending Compliance

Keybank National Association
Albany, NY

$71,000 - $125,000 / year

Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Home Lending Compliance Officer will be a member of the Home Lending Compliance team within Compliance Risk Management...

Posted 3 weeks ago

Boeing logo

Experienced or Senior Supply Chain Compliance Analyst - Self Governance & Compliance

Boeing
Dallas, Texas

$78,000 - $111,000 / year

Experienced or Senior Supply Chain Compliance Analyst - Self Governance & Compliance Company: The Boeing Company Boeing Global Services (BGS) is looking for an Experienced or Senio...

Posted 1 day ago

Boeing logo

Experienced or Senior Supply Chain Compliance Analyst - Self Governance & Compliance

Boeing
Dallas, Texas

$78,000 - $111,000 / year

Experienced or Senior Supply Chain Compliance Analyst - Self Governance & Compliance Company: The Boeing Company Boeing Global Services (BGS) is looking for an Experienced or Senio...

Posted 1 day ago

Artisan Partners logo

Compliance Specialist - Marketing Compliance

Artisan Partners
Boston, MA

$100,000 - $175,000 / year

The Compliance Specialist will be involved in various aspects of an ever-changing regulatory landscape within the Compliance Team of a global asset management firm. This individual...

Posted 1 week ago

N logo

Senior Compliance Analyst - Continuous Compliance Framework (Hybrid - Seattle)

Nordstrom Inc.
Seattle, WA

$142,000 - $220,500 / year

Job Description If you're a compliance pro who thrives on building scalable, tech-enabled frameworks and wants to be at the forefront of AI-assisted testing and automation, we want...

Posted 30+ days ago

Wurth Adams logo

Regulatory Compliance Officer Export Compliance

Wurth Adams
Greenwood, IN
POSITION SUMMARY The Regulatory Compliance Officer - Export Compliance is a business leader responsible for ensuring full adherence to U.S. and international export regulations. Th...

Posted 30+ days ago

Transamerica logo

Senior Director, Compliance – Fraud & Agent Oversight Compliance

TransamericaDenver, Colorado

$175,000 - $200,000 / year

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Overview

Schedule
Full-time
Career level
Executive
Remote
On-site
Compensation
$175,000-$200,000/year
Benefits
Health Insurance
Dental Insurance
Vision Insurance

Job Description

Job Family

Regulatory Compliance

About Us

At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potential of leveraging the talents of a diverse workforce. We embrace an environment where employees enjoy a balance between their careers, families, communities, and personal interests. 

Ultimately, we appreciate the uniqueness of a company where talented professionals work collaboratively in a positive environment — one focused on helping people look forward and plan for the best life possible while providing tools and solutions that make it easier to get there.

Who We Are

We believe everyone deserves to live their best life. More than a century ago, we were among the first financial services companies in America to serve everyday people from all walks of life

Today, we’re part of an international holding company, with millions of customers and thousands of employees worldwide. Our insurance, retirement, and investment solutions help people make the most of what’s important to them.

We’re

What We Do

Transamerica is organized into three distinct businesses. These include 1) World Financial Group, including Transamerica Financial Advisors, 2) Protection Solutions and Savings & Investments, comprised of life insurance, annuities, employee benefits, retirement plans, and Transamerica Investment Solutions, and 3) Financial Assets, which includes legacy blocks of long term care, universal life, and variable and fixed annuities. These are supported by Transamerica Corporate, which includes Finance, People and Places, General Counsel, Risk, Internal Audit, Strategy and Development, and Corporate Affairs, which covers Communications, Brand, and Government and Policy Affairs.

Transamerica employs nearly 7,000 people. It’s part of Aegon, an integrated, diversified, international financial services group servingapproximately 23.9 million customersworldwide. For more information, visit transamerica.com. 

Job Description Summary

Lead the development and execution of a strategy to modernize fraud and agent oversight programs using emerging technologies and AI, while building high performing teams and driving operational efficiencies aligned with organizational objectives, risk tolerance, and applicable regulatory and compliance requirements.

Job Description

Responsibilities

  • Leadthedevelopment of a forward-looking technology, AI,dataand analytics roadmap that strengthens thefraud and agent oversightcomplianceprogramsscalability and effectiveness.

  • Drive and oversee continuous improvement of team performance by tracking KPIs, recommending enhancements to core processes, and helping implement tools or solutions that improve workflow efficiency.

  • Build and sustain a culture of integrity and continuous improvement across high-performing teams

  • Collaborate across the Compliance department and lead integration of other functional areas to build support for work plansand initiatives.

  • Stay current on compliance trends by researching industry publications and literature, benchmarking, consulting with industrycounterparts, and attending industry conferences and continuing education programs.

  • Direct and assign projects; provide guidance to senior managers,managersand other Compliance staff to improve theefficiency of the department and of company Compliance procedures.

  • Develop and/or manage department budgets for Compliance operations.

  • Managehighly complexCompliance matters with minimal supervision.

  • Develop,maintain, and update Compliance policies and procedures for multiple functions and/or locations.Recommend corrective action or revisions to policies and procedures asappropriate basedupon findings from internal audits,Compliance reviews, regulatory examinations,investigationsand/or industry trends.

  • Work with multiple functions, units, or locations of the business to develop cost effective and common solutions to achieveregulatory compliance on an enterprise-wide basis.

  • Represent the company on industry committeesregardingvarious regulatory issues.

  • Assistin evaluating overall Compliance risk factors.

  • Assistthecompliancedepartment with regulatory examinations, corporate audits, and internal audits.

Qualifications

  • Bachelor’sin business management, finance, analytics, or other relevant field, or equivalent experience

  • 12 years of financial services, insurance and/or securities experience in compliance, fraud prevention, financial crimes, or regulatory compliance 

  • Leadership and project management skills, including managing cross-functional teams. 

  • Excellent oral/written communication and interpersonal skills

  • Demonstrated experience building or leading fraud monitoring, agent oversight, or surveillance and risk analytics teams, including embedding continuous improvement practices to strengthen controls and reduce risk

Preferred Qualifications

  • Master’s degree, JD, CLU, FLMI or legal assistant degree

  • Advanced understanding of insurance and/or securities laws and the impact on company operations.

Working Conditions

  • Office Environment

Occasional Travel

The Salary for this position generally ranges between $175,000 - $200,000 annually. Please note that the salary range is a good faith estimate for this position and actual starting pay is determined by several factors including qualifications, experience, geography, work location designation (in-office, hybrid, remote) and operational needs. Salary may vary above and below the stated amounts, as permitted by applicable law.

Additionally, this position is typically eligible for an Annual Bonus based on the Company Bonus Plan/Individual Performance and is at the Company’s discretion

What We Offer 

For eligible employees, we offer a comprehensive benefits package designed to support both the personal and financial well-being of our employees. 

Compensation Benefits 

  • Competitive Pay 

  • Bonus for Eligible Employees 

Benefits Package 

  • Pension Plan 

  • 401k Match

  • Employee Stock Purchase Plan

  • Tuition Reimbursement

  • Disability Insurance

  • Medical Insurance

  • Dental Insurance

  • Vision Insurance

  • Employee Discounts

  • Career Training & Development Opportunities

Health and Work/Life Balance Benefits 

  • Paid Time Off starting at 160 hours annually for employees in their first year of service.

  • Ten (10) paid holidays per year (typically mirroring the New York Stock Exchange (NYSE) holidays).

  • Be Well Company holistic wellness program, which includes Wellness Coaching and Reward Dollars 

  • Parental Leave – fifteen (15) days of paid parental leave per calendar year to eligible employees with at least one year of service at the time of birth, placement of an adopted child, or placement of a foster care child.

  • Adoption Assistance

  • Employee Assistance Program

  • Back-Up Care Program

  • PTO for Volunteer Hours

  • Employee Matching Gifts Program

  • Employee Resource Groups

  • Inclusion and Diversity Programs

  • Employee Recognition Program

  • Referral Bonus Programs

Inclusion & Diversity 

We believe our commitment to diversity and inclusion creates a work environment filled with exceptional individuals. We’re thrilled to have been recognized for our efforts through the Human Rights Campaign Corporate Equality Index, Dave Thomas Adoption Friendly Advocate, and several Seramount lists, including the Inclusion Index, 100 Best Companies for Working Parents, Best Companies for Dads, and Top 75 Companies for Executive Women. 

To foster a culture of inclusivity throughout our workforce, workplace, and marketplace, Transamerica offers a wide range of diversity and inclusion programs. This includes our company-sponsored, employee-driven Employee Resource Groups (ERGs), which are formed around a shared interest or a common characteristic of diversity. ERGs are open to all employees. They provide a supportive environment to help us better appreciate our similarities and differences and understand how they benefit us all. 

Giving Back 

We believe our responsibilities extend beyond our corporate walls. That's why we created the Aegon Transamerica Foundation in 1994. Through a mix of financial grants and the volunteer efforts of our employees, the foundation supports nonprofit organizations focused on the things that matter most to our people in the communities where we live and work.     

Transamerica’s Parent Company 

Aegon acquired the Transamerica business in 1999. Since its start in 1844, Aegon has  grown into an international company serving more than 23.9 million people across the globe. * It offers investment, protection, and retirement solutions, always with a clear purpose: Helping people live their best lives. As a leading global investor and employer, the company seeks to have a positive impact by addressing critical environmental and societal issues, with a focus on climate change and inclusion and diversity.   

* As of December 31, 2023

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