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Associate Principal, Business & Risk Auditor-logo
Associate Principal, Business & Risk Auditor
The Options Clearing CorporationChicago, IL
THIS POSITION IS NOT ELIGIBLE FOR VISA SPONSORSHIP* This position is not eligible for sponsorship. What You'll Do: This role will support independent assessments of OCC's financial and operational business processes, risk management, and other objectives as needed. The role is responsible for determining the sufficiency of management's controls and activities related to the management of regulatory, operational, and strategic risks and presenting recommendations for improvements to the engagement team. Primary Duties and Responsibilities: To perform this job successfully, an individual must be able to perform each primary duty satisfactorily. Responsibilities will be aligned, but not limited, to three pillars: Delivery Support the team on delivery of assigned audits within the annual audit plan. Support the team confirming a professional auditee experience. Owning the audit quality, accuracy of results, and delivery in a timely manner. Proactively identify regulatory, operational, and/or strategic risks to the organization and bring them to your engagement team. Evaluate exceptions or inefficient practices for root causes and propose advice and recommendations for achievable solutions. Leading audits related to organization changes including business requirements definitions, technology implementations (e.g., changes to the supported business processes), engagement and alignment of change initiatives to business objectives. Quality Maintaining an understanding of policies, procedures, standards, and supporting technologies, and educating staff accordingly, to effectively identify potential risks and alternatives to mitigate risk exposure leveraging leading practices. Ability to understand professional principles and standards (e.g., AICPA, IIA IPPF, COSO) and the relevancy to risk management and impact on policies and procedures. In addition, leveraging these principles and standards to test and evaluate corporate risk management processes and controls. Keeping current on best practices and emerging risks within the financial services industry and making recommendations for improvements as necessary. Leadership Supporting effective relationships with business groups and leadership and partnering with management. Supervisory Responsibilities: N/A Qualifications: The requirements listed are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the primary functions. Qualifications & Experience will be required, but not limited, to: Qualifications Ability to communicate clearly and effectively, both orally and in writing, including the ability to handle potentially sensitive situations and discussions. Strong problem solving and analytical capabilities. Demonstrated ability to gather, analyze, and evaluate facts, and prepare and present concise oral and written reports. Ability to work independently or as part of a team, prioritizing multiple audit assignments to simultaneously complete each in a timely fashion. Experience Experience working in a complex, fast paced environment. Experience using the principles, practices, and techniques involved in conducting audits in accordance with the requirements set forth in the International Standards for the Professional Practice of Internal Auditing published by the Institute of Internal Auditors (IIA). [Preferred] Consulting and/or accounting firm experience. [Preferred] Experience in Financial Services/Security Industry and working with regulatory organizations such as: Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), Federal Reserve. Technical Skills: [Required] Microsoft Office applications [Preferred] Proficiency using Archer or other audit or Governance Risk and Compliance (GRC) software Education and/or Experience: Bachelor's degree (or equivalent) in Accounting, Finance, Business Administration, or related field 5+ years of experience (audit-related) in conducting risk-based operational and compliance audits and projects, business process reviews and internal audits Certificates or Licenses: [Preferred] one of the following or equivalent certifications: Certified Financial Services Auditor (CFSA), Certification in Risk Management Assurance (CRMA), Certified Internal Auditor (CIA), Certified Public Accountant (CPA) About Us The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty (CCP) clearing and settlement services to 19 exchanges and trading platforms. More information about OCC is available at www.theocc.com. Benefits A highly collaborative and supportive environment developed to encourage work-life balance and employee wellness. Some of these components include: A hybrid work environment, up to 2 days per week of remote work Tuition Reimbursement to support your continued education Student Loan Repayment Assistance Technology Stipend allowing you to use the device of your choice to connect to our network while working remotely Generous PTO and Parental leave 401k Employer Match Competitive health benefits including medical, dental and vision Visit https://www.theocc.com/careers/thriving-together for more information. Compensation The salary range listed for any given position is exclusive of fringe benefits and potential bonuses. If hired at OCC, your final base salary compensation will be determined by factors such as skills, experience and/or education. In addition, we believe in the importance of pay equity and consider internal equity of our current team members as part of any final offer. We typically do not hire at the maximum of the range in order to allow for future and continued salary growth. We also offer a substantial benefits package as noted on www.theocc.com/careers All employees may be eligible for a discretionary bonus. Discretionary bonuses are based on various factors, including, but not limited to, company and individual performance and are not guaranteed. Salary Range $94,600.00 - $132,400.00 Incentive Range 8% to 15% This position is eligible for an annual discretionary incentive compensation award, for which the target range is listed above (see Incentive Range). The amount of such award, if any, will be based on various factors, including without limitation, both individual and company performance. Step 1 When you find a position you're interested in, click the 'Apply' button. Please complete the application and attach your resume. Step 2 You will receive an email notification to confirm that we've received your application. Step 3 If you are called in for an interview, a representative from OCC will contact you to set up a date, time, and location. For more information about OCC, please click here. OCC is an Equal Opportunity Employer

Posted 2 weeks ago

Associate, Risk Solutions-logo
Associate, Risk Solutions
Conning Holdings LimitedHartford, CT
Conning is a leading global investment management firm with a long history of serving the insurance industry. We develop customized investment strategies that address our clients' unique objectives, requirements and tolerance for risk. We develop solutions by leveraging Conning's risk management tools and utilizing a highly disciplined investment process that relies on fundamental analysis. Conning's Risk Solutions Group (RS) develops sophisticated financial modeling software, and performs consulting projects for clients using that software. Our client's needs are focused on investment strategy and enterprise risk management. This position will assist senior RS personnel in preparing analyses of insurance company operations and pension plans to support the development of customized enterprise risk models and investment strategies for those companies. The position will prepare financial models using Conning's ADVISE, FIRM and GEMS software along with other asset management and actuarial software, interpret the results, and prepare presentations. Responsibilities Support senior RS personnel in pursuing sales opportunities, including development of presentation material and demo models Develop a working knowledge of Conning's ALM and DFA modeling tools Collect and organize the data needed to create financial models using a variety of actuarial software Analyze the insurance and investment operations of clients and prospects using these models Perform efficient frontier, effective duration and cash flow analysis in order to develop investment Perform software testing and support functions related to the core ADVISE, FIRM and GEMS software platforms Ancillary Responsibilities The position will be responsible for identifying errors, resolving those issues, and communicating the impact to all affected parties. Requirements Bachelor's degree in finance, mathematics, economics, or a related field 0-2 years of experience in risk modeling for financial services Experience and adeptness with financial models Experience with Microsoft Visual Basic is a plus Experience with Python is a plus Progress towards a relevant professional designation, such as a CFA, helpful but not necessary Knowledge of insurance company accounting standards is helpful but not necessary Strong analytical and communication skills Ability to work in a team environment Ability to work well in a project and deadline-oriented position Ability to deliver a high level of client satisfaction through the delivery of high quality work on a timely basis Ability to deliver a high level of senior advisor satisfaction The position will receive guidance and direction from his/her manager, in addition to their work being reviewed by Sr. Mgmt. No direct reports. Commitment to Diversity, Equity and Inclusion Conning is an equal opportunity employer. Our company embraces the principles of diversity, equity and inclusion; our employees can bring the best version of themselves to work every day. We thrive in an environment where everyone's voice is heard, every idea counts, and the differences of our employees are valued. We provide reasonable accommodations to those who need them. If you are unable to complete this application due to a disability, contact us to ask for an accommodation or an alternative application process. We are an Equal Opportunity Employer and do not discriminate against any employee or applicant for employment because of race, color, sex, age, national origin, religion, sexual orientation, gender identity, status as a veteran, and basis of disability or any other federal, state or local protected class. Commitment to Diversity, Equity and Inclusion Conning is an equal opportunity employer. Our company embraces the principles of diversity, equity and inclusion; our employees can bring the best version of themselves to work every day. We thrive in an environment where everyone's voice is heard, every idea counts, and the differences of our employees are valued. We provide reasonable accommodations to those who need them. If you are unable to complete this application due to a disability, contact us to ask for an accommodation or an alternative application process. We are an Equal Opportunity Employer and do not discriminate against any employee or applicant for employment because of race, color, sex, age, national origin, religion, sexual orientation, gender identity, status as a veteran, and basis of disability or any other federal, state or local protected class.

Posted 2 weeks ago

Manager, Credit & Energy Risk-logo
Manager, Credit & Energy Risk
Clearway Energy, Inc.Scottsdale, AZ
What The Role Is The Manager of Credit and Energy Risk will reside within the middle-office function and play a key role in the risk management of energy marketing and trading activities across Clearway's portfolio of renewable and conventional generation assets. This position is responsible for counterparty credit risk management and compliance with risk policies and covenants in commercial agreements. The Manager will ensure that Clearway maintains a risk-oriented mentality as the platform expands into new technology and dynamic market structures, by understanding current and emerging risks across all North American wholesale energy markets. This is a highly visible role for a detail-oriented individual to excel within a growing risk management group. The position will report to the Senior Director of Credit and Energy Risk. This is a hybrid position located in one of our office locations in San Francisco, CA, Scottsdale, AZ, San Diego, CA, and Houston, TX. If you don't meet 100% of the qualifications but see yourself contributing, please submit your resume What You'll Be Doing Assess initial and ongoing creditworthiness of counterparties, establish credit lines with counterparties, ensure that appropriate bilateral collateral and credit support arrangements are in place with such counterparties and ISOs, and oversee daily margin calls. Collaborate with other groups in conveying the appropriate "tone at the top" of prudent risk management of Clearway's operating generation assets, including advancing training initiatives and establishing a greater fluency in risk concepts among Clearway's professionals that facilitates a strong risk management culture within the enterprise. Assist the Front Office functions (energy management, origination) with pre-transaction compliance, negotiation, administration, and maintenance of commodity enabling agreements with counterparties, brokers, futures commission merchants, commodity exchanges, and third-party service providers. Work collaboratively with front-office and back-office staff to achieve productive outcomes for the enterprise - able to identify risk in proposed transactions and undertake prudent/reasonable risk mitigations for a proposed course of action. To be viewed by peers as a 'problem solver' as opposed to a 'roadblock'. Create dashboards that present positions and exposures for Clearway: a) credit exposures including mark-to-market of energy hedges; b) Value at Risk; c) scenario/sensitivity analysis; d) outcomes of stress testing. Oversee the creation and ongoing management of Project Limits for specified projects that will serve to establish the parameters and limits for products that can be executed by the Front Office. Report credit exposures, positions, risk assessments, operational risk issues, and performance in a timely and accurate fashion for presentations going to senior management and other members of the Energy Risk Committee. Prepare risk issues that require approval of the Energy Risk Committee at committee meetings, maintain current and prior versions of the Policy, and facilitate the annual Policy review process. Serve as an active participant in Clearway's ETRM vendor review, selection, implementation, and integration initiative. Ensure that counterparty and contract information is recorded accurately in Clearway's system of record in a timely manner. Coordinate with the Senior Director on reporting incidents of non-compliance, including limit violations and policy violations. What You'll Bring Bachelor's Degree in economics, finance, business, mathematics, or a related discipline. 5+ years of credit risk experience in an energy trading or commodity environment. Solid credit analytical skills with experience negotiating energy-related agreements (ISDAs, EEIs, PPAs) and underlying collateral, including parental guarantees and letters of credit. Thorough understanding of exposure calculations (MTM, PFE), trading instruments, and hedging. Strong communication skills; able to relay complex issues in a digestible, executive-level format. What Would Be Nice Direct renewable energy experience. CPA/CFA designation (or progress towards). Advanced Excel skills, PowerBI reporting, and Bloomberg. Clearway will not sponsor non-immigrant visas for this position (H-1B, TN, E-3, etc.). #LIHybrid The pay rate for the successful candidate will depend on geographic location, skills, relevant and demonstrated experience, education, training and certifications, and other factors permitted by law. This role is eligible to earn an annual cash bonus, subject to personal and company performance goals. Salary Range Across all U.S. Locations $118,000-$160,000 USD Clearway Energy Group is leading the transition to a world powered by clean energy. Along with our public affiliate Clearway Energy, Inc., our portfolio comprises approximately 11.6 GW of gross generating capacity in 26 states, including 9.1 GW of wind, solar, and battery energy storage assets, and over 2.5 GW of conventional dispatchable power generation providing critical grid reliability services. As we develop a nationwide pipeline of new energy projects for the future, Clearway's operating fleet generates enough reliable electricity to power more than 3 million homes today. Clearway Energy Group is headquartered in San Francisco with offices in Denver, Houston, Phoenix, Princeton, and San Diego. For more information, visit clearwayenergygroup.com. Our Commitment to Diversity, Equity, & Inclusion Clearway Energy Group's vision is a world powered by clean energy. Along with our public affiliate Clearway Energy, Inc., our portfolio comprises approximately 11.8 GW of gross generating capacity in 26 states, including 9.1 GW of wind, solar, and battery energy storage assets, and over 2.8 GW of flexible dispatchable power generation providing critical grid reliability services. As we develop a nationwide pipeline of new energy projects for the future, Clearway's operating fleet generates enough reliable electricity to power more than 2 million homes today. Clearway Energy Group is headquartered in San Francisco with offices in Denver, Houston, Phoenix, Princeton, and San Diego. For more information, visit clearwayenergygroup.com. Working at Clearway, Hybrid Together Here at Clearway, we're committed to balancing flexibility while fostering strong relationships with our teammates. We do this by prioritizing new hires based near one of our offices in San Francisco, San Diego, Scottsdale, Houston, Denver, & Princeton. Our office-based employees typically work together from fabulous spaces on Tuesdays & Thursdays to collaborate & learn, build community, get to know one another, & enjoy company-provided meals & events. Clearway Energy is an equal opportunity employer that values a broad diversity of talent, knowledge, experience & expertise. We intentionally foster a culture of inclusion that empowers our employees to deliver superior performance to the communities we serve. We encourage minorities, women, individuals with disabilities & protected veterans to join the team. Clearway is a proud promoter of employment opportunities for our Military & Veterans. What We Provide Clearway offers all eligible employees working 20+ hours per week a comprehensive menu of benefits: generous PTO, medical, dental & vision care, HSAs with company contributions, health FSAs, dependent daycare FSAs, commuter benefits, relocation, & a 401(k) plan with employer match, a variety of life & accident insurances, fertility programs, adoption assistance, generous parental leave, tuition reimbursement, & benefits for employees in same-sex marriages, civil unions & domestic partnerships. For more on Clearway benefits, visit our Benefits Website. Notice to Applicants Clearway Energy is strongly committed to a philosophy of equal opportunity and fully complies with equal employment laws, ordinances, and regulations for all applicants and employees. We will make reasonable accommodations to enable individuals with disabilities to apply and compete for employment opportunities for which they are qualified. If you need a reasonable accommodation because of a disability for any part of the employment process, please send an e-mail to recruiting@clearwayenergy.com and let us know the nature of your request and your contact information. Notice to California Applicants Clearway Energy is strongly committed to a philosophy of equal opportunity and fully complies with equal employment laws, ordinances and regulations for all applicants and employees.

Posted 1 week ago

Director, Financial Risk-logo
Director, Financial Risk
Fidelity & Guaranty Life Insurance CompanyNew York City, New York
Job Summary The Director, Financial Risk is responsible for providing insight, analysis and assessment of financial risks. This position will engage with our external partners, internal partners and stakeholders to build a risk culture of partnership, transparency and prospective guidance. This position will support the implementation and maintenance of effective risk management processes as it relates to the multi-year business planning process, capital planning, reinsurance, counterparty risk, as well as regulatory changes. Duties and Responsibilities Manage, assess, mitigate, and monitor financial risk across the Company in collaboration with Finance Represent Financial Risk on internal committees providing a risk lens to a variety of financial topics Consult and collaborate with risk owners to reaffirm/identify/assess/monitor Key Risk Indicators Support M&A and reinsurance efforts through scenario analysis and thought leadership Enhance and reduce risk on the muli-year business planning process through stress testing, gap analysis, and controls through partnership with FP&A Support the creation of presentation materials for internal committees Assist in establishing a counterparty risk governance framework (reinsurance, hedging, banking). Ensure reinsurance treaties and embedded risks are well understood Partner with Accounting Advisory and Tax to understand risks and build KRIs Enhance risk modeling capabilities for more real time analyses to support decision making Work closely within the broader ERM group to enhance and improve upon risk dashboard, risk taxonomy, etc… Produce ad-hoc analytics as requested Experience and Education Requirements Bachelors or Master’s Degree in Actuarial Science, Finance; FSA and/or CFA preferred 8+ years of experience in financial risk management, preferably in the life insurance industry Knowledge of insurance products, related investment/hedging strategies, and insurance accounting/capital highly desirable Knowledge, Skills & Abilities Self-directed high performer with ability to execute complicated projects across various organizational constituencies Ability to manage multiple initiatives simultaneously with a results-driven focus Strong problem-solving skills that include advanced analytical, modeling and reasoning abilities Ability to establish and maintain collaborative relationships across the organization Strong organizational and presentation skills; candidate will play a visible role in key oversight Committees Proficient in MS Office, SQL, Python and credit risk systems Team player who can collaborate across the company, yet maintain a strong point of view to advocate a prudent risk profile Other Requirements Perform other functions, duties and projects as assigned Regular and punctual attendance Ability to travel up to 20% #IND-HP #LI-MK1 #LI-Remote. Additional Information Work Environments F&G believes in an employee-centric flexible environment, which is why we offer the ability for in-office, hybrid and remote work arrangements. During the hiring process, you'll work with your leader to decide what works best for your role. F&G complies with federal and state disability laws and makes reasonable accommodations for applicants and candidates with disabilities, unless such accommodation would cause an undue hardship for F&G. If reasonable accommodation is needed to participate in the job application or interview process, please contact talentacquisition@fglife.com. Join our employee-centric hybrid work environment: F&G Careers About F&G Since 1959, Fidelity & Guaranty Life Insurance Company (F&G) has offered annuity and life insurance products to those who are seeking security in retirement and protection during life’s unexpected events. As a national Top Workplace 1 , an Iowa Top Workplace 2 and a proud equal opportunity employer, F&G team members are empowered, collaborative, dynamic and authentic. We believe that by embracing these values, we will continue to build and strengthen the company while continuing to be a great place to work. 1 Top Workplaces USA 2022 – 2023 2 Des Moines Register Top Workplaces 2018 – 2022 Notice for all Applicants who are California residents under the California Privacy Rights Act. Please click here to review the policy.

Posted 5 days ago

IT Audit, Cybersecurity & Risk Advisory Manager-logo
IT Audit, Cybersecurity & Risk Advisory Manager
Baker Tilly Virchow Krause, LLPMinneapolis, MN
Overview Baker Tilly is a leading advisory, tax and assurance firm, providing clients with a genuine coast-to-coast and global advantage in major regions of the U.S. and in many of the world's leading financial centers - New York, London, San Francisco, Los Angeles, Chicago and Boston. Baker Tilly Advisory Group, LP and Baker Tilly US, LLP (Baker Tilly) provide professional services through an alternative practice structure in accordance with the AICPA Code of Professional Conduct and applicable laws, regulations and professional standards. Baker Tilly US, LLP is a licensed independent CPA firm that provides attest services to its clients. Baker Tilly Advisory Group, LP and its subsidiary entities provide tax and business advisory services to their clients. Baker Tilly Advisory Group, LP and its subsidiary entities are not licensed CPA firms. Baker Tilly Advisory Group, LP and Baker Tilly US, LLP, trading as Baker Tilly, are independent members of Baker Tilly International, a worldwide network of independent accounting and business advisory firms in 141 territories, with 43,000 professionals and a combined worldwide revenue of $5.2 billion. Visit bakertilly.com or join the conversation on LinkedIn, Facebook and Instagram. Please discuss the work location status with your Baker Tilly talent acquisition professional to understand the requirements for an opportunity you are exploring. Baker Tilly is an equal opportunity/affirmative action employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability or protected veteran status, gender identity, sexual orientation, or any other legally protected basis, in accordance with applicable federal, state or local law. Any unsolicited resumes submitted through our website or to Baker Tilly Advisory Group, LP, employee e-mail accounts are considered property of Baker Tilly Advisory Group, LP, and are not subject to payment of agency fees. In order to be an authorized recruitment agency ("search firm") for Baker Tilly Advisory Group, LP, there must be a formal written agreement in place and the agency must be invited, by Baker Tilly's Talent Attraction team, to submit candidates for review via our applicant tracking system. Job Description: Responsibilities Are you interested in joining one of the fastest growing consulting and accounting firms in the country? Would you like the ability to join a highly dynamic team focused on providing exceptional client service in the area of informational technology risk advisory? If yes, consider joining Baker Tilly (BT) as an IT Audit, Cybersecurity & Risk Manager! Our Risk Advisory practice provides a full spectrum of services to help our clients assess their risks, develop strategies to compete in an ever-changing business environment, and achieve their goals and objectives. All of this is accomplished through deep industry knowledge of risk, governance, internal audit, compliance, IT, and cybersecurity best practices. As one of the fastest growing firms in the nation, BT has the ability to offer you upward career trajectory, flexibility in how and where you get your work done and meaningful relationships with clients, teammates and leadership who truly care about you and your development. Does this describe you? You want to continue to expand your work experiences and hone your skills as an IT risk professional in the areas of compliance, cybersecurity, and internal controls You crave the opportunity to be part of a fast growing, entrepreneurial risk consulting practice where your hard work and creativity will be rewarded You do your best work when you are part of a talented, down-to-earth team that thrives in collaboration and truly enjoys working together You feel valued when you are provided the resources and support to continually sharpen your technical skills and build your career now, for tomorrow What you will do: Work closely with client executives and management teams to understand their businesses and assist in identifying and managing financial and operational risks within their business systems to ensure technology risks are managed: Develop in-depth knowledge of clients' businesses and industries by having direct client interaction while working on multiple aspects of an engagement Think independently and strategically about your clients' business, systems and risks providing recommendations for business and process improvements based upon knowledge gained relative to the client's operations, processes and business objectives Provide strategic business advice to clients by assisting in the implementation of new processes and controls that address key risks Assess, manage and optimize information technology risk across a wide range of areas, including cybersecurity, IT strategy and governance, IT regulatory and compliance requirements, and business continuity. Review clients' processes and controls against industry frameworks, identifying gaps in design and execution, and communicating issues and recommendations to clients Manage the development of audit programs and the execution of internal audits and IT control assessments in the areas of: IT strategy and governance IT operations, business continuity and disaster recovery Cybersecurity Third party risk ITGC and application controls SOC reporting Regulatory and compliance requirements Draft comprehensive executive summaries and final reports for delivery to the client, documenting and reviewing engagement work papers in accordance with industry-accepted internal audit methodologies Act as a valued business advisor, build relationships and communicate effectively with the client to provide superior client service Facilitate professional and effective presentations to internal and external audiences Continue to develop your knowledge and experience working with a variety of technology environments, platforms, applications and tools/utilities Assist with managing client engagement staffing, billings/collections, and ensure client profitability targets are met Utilize your entrepreneurial skills to network and build strong relationships internally and externally with clients and the community Invest in your professional development individually and through participation in firm wide learning and development programs Support the growth and development of team members through the Baker Tilly Care and Teach philosophy, helping associates meet their professional goals Enjoy friendships, social activities and team outings that encourage a work-life balance Qualifications Bachelor's degree in management/computer information systems, computer science, accounting information systems, computer engineering, industrial engineering, or related program CISA, CISSP, CISM, CIA, or CPA certification(s) required 5+ year(s) experience with IT audit or cybersecurity, previous experienced performing SOC audits preferred Experience as a client serving professional for a consulting firm desired Excellent analytical, technical and problem-solving skills, with strong attention to detail Exceptional verbal and written communication, collaboration, and time management skills U.S Citizenship Required The compensation range for this role is $117,940 to $255,520. Actual compensation is influenced by a variety of factors including but not limited to skills, experience, qualifications, and geographic location. #LI-SB2 #LI-hybrid

Posted 3 weeks ago

Insurance Sales And Risk Advisor-logo
Insurance Sales And Risk Advisor
Brown & Brown, INC.Houma, LA
Built on meritocracy, our unique company culture rewards self-starters and those who are committed to doing what is best for our customers. Brown & Brown is seeking an Insurance Sales and Risk Advisor to join our growing team in Lafayette, LA. The Insurance Sales and Risk Advisor is responsible for driving new business, renewing accounts, and providing proactive risk management solutions. Reporting to a Profit Center Leader or executive, this role builds and maintains client relationships, identifies cross-selling opportunities, and delivers tailored insurance strategies. The Advisor also supports claims advocacy and contributes to team development through collaboration and mentorship. How You Will Contribute: Identifying prospects for business from existing and prospective clients Maintaining a consistently strong and active new business pipeline Developing new relationships with individuals responsible for insurance and risk management decisions at prospective clients. Aggressively identifying and pursuing cross-selling opportunities amongst existing clients. Obtaining referral leads from existing clients. Participating and taking leadership roles in targeted civic and professional associations. Designing individual prospect sales strategies and developing unique prospect programs. Understanding our value proposition for each opportunity and aligning the firm's resources and expertise with individual client sales strategies. Maintaining consistent and high-quality touch points with clients and prospects. Providing proactive risk management advice to existing clients and resolving client issues before they become "problems". Licenses and Certifications: Insurance License (Property & Casualty) CIC designation (preferred) Skills & Experience to Be Successful: BS, BA or 5-10 years plus relevant work experience in insurance or business to business sales Bachelor's degree in a business or financial related discipline (Preferred) Proficient with Microsoft Office Applications (Word, Excel, Outlook) Exceptional telephone demeanor Ability to maintain a high level of confidentiality 1 - 3 years' experience in a similar position Teammate Benefits & Total Well-Being We go beyond standard benefits, focusing on the total well-being of our teammates, including: Health Benefits: Medical/Rx, Dental, Vision, Life Insurance, Disability Insurance Financial Benefits: ESPP; 401k; Student Loan Assistance; Tuition Reimbursement Mental Health & Wellness: Free Mental Health & Enhanced Advocacy Services Beyond Benefits: Paid Time Off, Holidays, Preferred Partner Discounts and more. Not reflective of all benefits. Enrollment waiting periods or eligibility criteria may apply to certain benefits. Benefit details and offerings may vary for subsidiary entities or in specific geographic locations. The Power To Be Yourself As an Equal Opportunity Employer, we are committed to fostering an inclusive environment comprised of people from all backgrounds, with a variety of experiences and perspectives, guided by our Diversity, Inclusion & Belonging (DIB) motto, "The Power to Be Yourself".

Posted 2 weeks ago

Senior First Line Of Defense Risk Analyst-logo
Senior First Line Of Defense Risk Analyst
East West Bancorp, Inc.Pasadena, CA
Introduction Since 1973, East West Bank has served as a pathway to success. With over 110 locations across the U.S. and Asia, we are the premier financial bridge between the East and West. Our teams of experienced, multi-cultural professionals help guide businesses and community members on both sides of the Pacific looking to explore new markets and create new opportunities, and our sustained growth and expertise in industries like real estate, entertainment and media, private equity and venture capital, and high-tech help build sustainable businesses and expand our associates' potential for career advancement. Headquartered in California, East West Bank (Nasdaq: EWBC) is a top-performing commercial bank with a strong foundation, an enterprising spirit and a commitment to absolute integrity. East West Bank gives people the confidence to reach further. Overview The First Line of Defense Senior Risk Analyst will work within the Bank's first line of defense risk management function and will support the execution of the first line of defense risk management program. The Senior Analyst will work with the first line of defense managers and team leaders to conduct consistent and effective testing of control design and effectiveness. This role requires an individual with knowledge of the Bank's policies, guidelines, and practices and the ability to support a developing first line testing and risk management program. Responsibilities Support the execution of first line testing of controls to evaluate the design and operating effectiveness of business unit controls. Conduct walkthroughs and help business units identify and understand the impact of applicable risks as part of the Risk and Control Self-Assessment (RCSA) program. Manage assigned tasks and create detailed control testing documentation. Assist with the validation and closure of control issues. Work collaboratively with other team members across lines of defense. Keep stakeholders informed of testing progress and findings, and help escalate issues as needed Stay up to date and knowledgeable about current and emerging business risks. Provides support for special projects and initiatives. Qualifications Five (5) or more years of related work experience in audit, supervision, risk management or compliance with a banking / financial services company. Knowledge of banking operations, products, and services; experience with risks and controls/control gap identification related to Loan Operations, Commercial Lending and Banking, Retail Banking, Bank Support and Corporate functions (such as Marketing, HR, Accounting, FP&A etc.). AML/BSA, Payment Fraud Cross-border Banking, and Digital Banking is a big plus. Understanding of federal and/or state compliance regulatory requirements applicable to Banks. Professional and self-motivated with an ability to work in a dynamic, fast paced environment. Experience conducting risk assessments, testing controls, and helping business units address risk management challenges. Strong written and oral communication skills and ability to manage time, stay organized, and prioritize. Analytical skills with the ability to identify, research and weigh risk and control issues Strong Microsoft Office knowledge; preferably advanced Microsoft PowerPoint and Excel skills and familiarity Professional risk management certification (CIA, PRM, CRMP). Compensation The base pay range for this position is USD $69,000.00/Yr. - USD $120,000.00/Yr. Exact offers will be determined based on job-related knowledge, skills, experience, and location.

Posted 30+ days ago

Governance & Controls - Senior Risk Advisor II - Enterprise Data, Analytics & AI-logo
Governance & Controls - Senior Risk Advisor II - Enterprise Data, Analytics & AI
Truist Financial CorporationCharlotte, NC
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status. Need Help? If you have a disability and need assistance with the application, you can request a reasonable accommodation. Send an email to Accessibility (accommodation requests only; other inquiries won't receive a response). Regular or Temporary: Regular Language Fluency: English (Required) Work Shift: 1st shift (United States of America) Please review the following job description: This Senior Technology Risk Advisor role is responsible for ensuring strong first line of defense risk management for the Enterprise Data Analytics and AI team. This role provides an opportunity to leverage strong prior technology and risk management experience to ensure activities align with sound risk management practices. This role provides an opportunity to collaborate and influence outcomes at all levels of the organization to drive adoption of Truist risk program requirements as well as strengthen controls to detect and prevent issues. The role requires effective and objective assessment of material risk taking by the business unit, prompt identification, and appropriate escalation and management of risks. The ideal candidate will have a strong background in banking technology roles coupled with a solid understanding of risk management processes. Senior Risk Advisors demonstrate sound judgment, strong relationship skills, a risk-based mindset, a flexibility to re-focus based on evolving priorities, and a level of trust to serve as a valuable resource to leaders within the Enterprise Technology, Governance & Controls, and Risk Management organizations. Job Description: (expecting this aligns to the common GCO Senior Risk Advisor II job description) Following is a summary of the essential functions for this job. Identification, escalation, mitigation planning, and remediation oversight of control gaps and control weaknesses within Enterprise Data Analytics And AI Learn Truist Policies and Standards to proactively identify gaps and impacts of changes Lead discussions to explore potential gaps in adherence to policies and standards Write, review, and improve the quality of self-identified finding submissions Ensure remediation plans are developed to strengthen controls and drive risk reduction activities Manage a pipeline of findings which need to be opened, modified, or closed to ensure effective prioritization to remain within metric tolerance Proactive management of registered controls to ensure they are written to standard, and owners are preparing for tests of design and effectiveness Challenge and improve the quality of evidence validation packages for finding closure Ensure accurate and timely executive commentary for findings health and KRI metrics Challenge and approve publishing of content to Committees and Regulators Submit requests for Policy Exceptions or Risk Acceptance, when warranted Ensure the portfolio of findings adhere to Enterprise Issues Management Procedures Review, challenge, and approve requests to advance projects through the lifecycle Promote Truist risk management values and culture Executive presentations and other duties, as appropriate for the role. Qualifications Required Qualifications: (expecting this aligns to the common GCO Senior Risk Advisor II job description) The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. Bachelor's degree in Accounting, Business, Finance, Management Information Systems or related field, or equivalent education and related training Twelve years of experience in a financial institution with emphasis on risk management or equivalent work experience and training Experience in technology, compliance, and operational risk mitigation and remediation Strong communication, interpersonal, presentation and negotiation skills Proven leadership and management skills Ability to think critically and strategically, multi-task, and drive change. Strong analytical, problem solving and decision-making skills in complex environments and with senior leadership Strong time management and organizational skills adaptable to a dynamic and complex work environment; capable of handling multiple projects concurrently Demonstrated proficiency in basic computer applications, such as Microsoft Office software products Ability to travel, occasionally overnight Preferred Qualifications: Bachelor's degree in Data Management, Business, Computer Science, Information Management, Risk Management, or equivalent experience 15+ years of banking experience 10+ years of combined technology delivery lifecycle, data management, automation and/or Artificial Intelligence experience 5+ years of Risk, Audit, and/or Regulatory experience Excellent communication and problem-solving skills Action oriented behaviors which as well as thought leadership Effective delivering results in a fast paced, dynamic, and complex work environment Foster healthy debate and challenge while establishing trust Ability to think broadly, inspire others to embrace continuous improvement, exhibit risk-based mindset, drive accountability, demonstrate a bias for momentum, and exercise sound judgment General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Truist offers medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan to teammates. Teammates also receive no less than 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during their first year of employment, along with 10 sick days (also prorated), and paid holidays. For more details on Truist's generous benefit plans, please visit our Benefits site. Depending on the position and division, this job may also be eligible for Truist's defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you advance through the hiring process, you will also learn more about the specific benefits available for any non-temporary position for which you apply, based on full-time or part-time status, position, and division of work. Truist is an Equal Opportunity Employer that does not discriminate on the basis of race, gender, color, religion, citizenship or national origin, age, sexual orientation, gender identity, disability, veteran status, or other classification protected by law. Truist is a Drug Free Workplace. EEO is the Law Pay Transparency Nondiscrimination Provision E-Verify

Posted 2 weeks ago

Analyst - Model Risk & Data Analytics-logo
Analyst - Model Risk & Data Analytics
RiskSpanRosslyn, VA
About RiskSpan RiskSpan is a leading source of analytics, modeling, data, and risk management solutions for the Consumer and Institutional Finance industries. We help financial institutions and regulators solve complex problems involving market, credit, and operational risk. Our clients include top banks, asset managers, servicers, and government-sponsored enterprises. Position Overview We are seeking a mid-level Analyst to support data-driven initiatives involving the model management lifecycle, including the development and validation of financial models and tools. The ideal candidate will have strong technical and communication skills, demonstrated Python proficiency, and experience gathering and documenting business requirements for regulated environments. Familiarity with second line of defense and model risk governance frameworks is a plus. Key Responsibilities Gather, document, and validate business and technical requirements for models and applications. Assist in documenting model methodologies and application processes to support 2nd Line of Defense reviews and other regulatory inquiries. Collaborate with cross-functional teams to define project scope and data needs. Perform data manipulation, analysis, and visualization using Python (Pandas, NumPy, etc.). Contribute to model lifecycle activities including model development, change management, implementation documentation, and validation support. Interpret model results and provide concise, actionable summaries for both technical and non-technical stakeholders. Maintain clear documentation of analytical processes, model assumptions, limitations, and business logic. Qualifications Bachelor's degree in Finance, Statistics, Economics, Applied Mathematics, Computer Science, or a related discipline. 2-5 years of experience in data analysis, quantitative modeling, or model governance in the financial services sector. Strong Python programming skills, including data handling and analysis with libraries such as Pandas, NumPy, and SciPy. Experience with SQL and working with structured data sets. Ability to communicate effectively with both technical and business stakeholders. Familiarity with model governance frameworks and second line of defense practices is preferred. Experience documenting models and applications for regulatory or audit review is a plus. Detail-oriented with strong analytical and problem-solving skills. Why RiskSpan? At RiskSpan, we blend advanced analytics with deep financial domain expertise. You'll work on meaningful projects that shape the financial industry's approach to data and risk. We foster a collaborative and inclusive work environment where innovation and professional development are encouraged. RiskSpan is an Equal Opportunity/Affirmative Action employer. All qualified applicants will receive consideration for employment.

Posted 2 weeks ago

Risk And Quantitative Analyst-logo
Risk And Quantitative Analyst
Viking GlobalNew York, NY
Viking Global Investors LP is a global investment firm founded in 1999. We manage more than $50 billion of capital for our investors across public equity, private equity, and credit and structured capital investment strategies. We have more than 275 employees and offices in Stamford, New York, Hong Kong, London, and San Francisco. Risk and Quantitative Analyst Location: New York, NY Description: POSITION: Risk and Quantitative Analyst LOCATION: Viking Global Investors LP, New York, NY Viking Global Investors LP is a global investment firm founded in 1999. We manage more than $50 billion of capital for our investors across long/short, long-only, and liquid/illiquid strategies. We have approximately 275 employees and offices in Stamford, New York, Hong Kong, London, and San Francisco. Responsibilities may include, but are not limited to: Perform portfolio analysis and quantitative research focused on risk management, portfolio construction, thematic market drivers, and investment behavior to enhance the firm's risk-adjusted performance. Analyze portfolio returns and risk by applying equity factor models to break down performance into various elements, including sector risk and stock-specific risk. Identify core return drivers (such as sector weightings or stock selection) and communicate insights to senior leadership and portfolio managers, recommending portfolio adjustments as needed. Assess and quantify investment behavior biases (e.g., trading patterns in winning vs. losing stocks) and evaluate the impact of these biases on performance through quantitative methods and behavioral insights. Design and implement statistical and machine learning models to identify and flag potential risks, such as detecting stocks influenced by retail trading trends or other market forces, utilizing advanced knowledge of statistics and Python programming. Conduct macroeconomic research to evaluate the effects of factors like inflation or other macro data on stock markets and sectors, developing models to quantify portfolio exposure to these variables and using SQL and Python for data management and analysis. Create and maintain proprietary economic and fundamental data sets (such as interest rates, manufacturing data, GDP, company financial metrics) to support analyses of economic trends and investment themes. Use these data sets to assess the impact of economic factors and investment strategies, including market outlook insights and asset allocation recommendations, which are shared with the firm and portfolio managers. Tools: SQL, Python, R, and Tableau. Authorized to work remotely up to one day per week. Qualifications: Bachelor's degree (U.S. or foreign degree equivalent) Statistics, Computer Science, Economics, Mathematics, or a related field plus four (4) years of experience in model development, risk modelling and portfolio analytics or a related field. Must include four (4) years of experience in/with: Programming tools including Python, SQL, R and Tableau. Analyze large datasets using statistical models and machine learning techniques (time-series, cross-sectional); equity risk factor models such as Barra and Axioma; financial databases: Bloomberg, FactSet, Compustat, Capital IQ; working with portfolio managers to analyze their performance and risk. The base salary range for this position in New York, NY is $175,000 - $250,000. In addition to base salary, Viking employees may be eligible for other forms of compensation and benefits, such as a discretionary bonus, 100% coverage of medical and dental premiums, and paid lunches. Actual compensation for successful candidates will be individually determined based on multiple factors including, but not limited to, a candidate's skill set, experience, education, and other qualifications. #LI-DNI #IND-DNS For more information on our benefits, please visit www.vikingglobal.com/life-at-viking/ Viking is an equal opportunity employer. Questions about your candidacy and requests for reasonable accommodation in the recruitment process should be directed to recruiting@vikingglobal.com

Posted 1 week ago

Public Enity Risk Manager-logo
Public Enity Risk Manager
Brown & Brown, INC.Carmel, IN
Built on meritocracy, our unique company culture rewards self-starters and those who are committed to doing what is best for our customers. Brown & Brown is seeking a Public Entity Risk Manager to join our growing team in Carmel, IN! The Public Entity Risk Manager is responsible for monitoring workers compensation claims history, identifying risk factors, performing facility inspections, providing injury and illness prevention recommendations, and conducting training for members in an assigned territory. How You Will Contribute: Analyze member experience modification and claim data for determination of frequency, severity, and loss trends for assigned members. Utilize the data to determine necessary risk management services. Assist members in the creation or continuous improvement of safety committees. Advise members regarding sound risk management principles for risk improvement or hazard correction. Conduct safety and health training as necessary for compliance and/or injury and illness prevention. Perform and/or assist members with Job Hazard Analysis and Ergonomic Risk Assessments for their site-specific work tasks. Assist with review and implementation of written programs, policies, and standard operating procedures. Conduct 20 training sessions, WC101 sessions, etc. per month. "Value add" meetings will be considered. Maintain knowledge of technical advancements in risk management and familiarity with accepted national standards. Update data within the member risk management files and become proficient in utilizing internal risk management software programs. Licenses and Certifications: Must have a valid driver's license and a favorable motor vehicle record. Must have dependable personal transportation for commuting to appointments, meetings, etc. OSHA-10HR Authorized Outreach Trainer (preferred) CSP or ARM designation (preferred) Skills & Experience to Be Successful: Bachelor's degree in safety and Loss Control Management or Occupational Safety and Health Experience with public entity risk management (preferred) Risk management and risk management knowledge of applicable statutes, OSHA and NFPA standards, guidelines, and safety requirements Ability to write recommendations for assessment by Underwriting and Claims Ability to communicate professionally and effectively with both internal and external contacts Ability to maintain a high level of confidentiality Proficient with MS Office Suite Teammate Benefits & Total Well-Being We go beyond standard benefits, focusing on the total well-being of our teammates, including: Health Benefits: Medical/Rx, Dental, Vision, Life Insurance, Disability Insurance Financial Benefits: ESPP; 401k; Student Loan Assistance; Tuition Reimbursement Mental Health & Wellness: Free Mental Health & Enhanced Advocacy Services Beyond Benefits: Paid Time Off, Holidays, Preferred Partner Discounts and more. Not reflective of all benefits. Enrollment waiting periods or eligibility criteria may apply to certain benefits. Benefit details and offerings may vary for subsidiary entities or in specific geographic locations. The Power To Be Yourself As an Equal Opportunity Employer, we are committed to fostering an inclusive environment comprised of people from all backgrounds, with a variety of experiences and perspectives, guided by our Diversity, Inclusion & Belonging (DIB) motto, "The Power to Be Yourself".

Posted 1 week ago

Risk Officer-logo
Risk Officer
Enterprise Bank & TrustSaint Louis, MO
Enterprise Bank & Trust was founded in the spirit of entrepreneurship and community. From the small mom-and-pop coffee shop to the large construction company that employs local people, our goal is to help businesses succeed and our communities thrive. With offices in Arizona, California, Florida, Kansas, Missouri, New Mexico, Nevada and Texas, we're strong, growing and committed to supporting the communities we serve. We extend this commitment to the community to our associates, offering annual paid volunteer time off and charitable-matching opportunities. Voted a Best Bank to Work For by American Banker for multiple years, we offer our associates an array of benefits and the opportunity to chart their own career path with us. Join us in the pursuit of our mission to guide people to a lifetime of financial success, and enjoy a career filled with professional growth opportunities, interesting colleagues and the satisfaction of supporting our communities. Together, there's no stopping you! Job Title: Risk Officer Job Description: Summary This role will be responsible for supporting the build out and enhancement of the Enterprise Risk Management (ERM) Team and Program. This would include structuring foundational risk data to align with the implementation of risk programs, assessments, and risk response. This position oversees the finance, technology, or other risk management activities of the bank and holding company through consultation and monitoring. Works with management and to apply effective challenge through monitoring, analysis, and reporting on significant risk and control issues. Assists management in the development of effective action plans, participates in strategic enterprise-wide projects to drive proactive risk identification and mitigation for risks, maintains an enterprise risk management strategy that reduces risk, promotes operational efficiency and fosters a high quality customer experience through implementation of the Enterprise Risk Management program. Essential Duties and Responsibilities: Demonstrates strong understanding in the finance, technology, operations, or other risk area(s) of bank or in order to effectively monitor and challenge associated risk management activities, as well as, provide appropriate level of consultation. Develops and implements processes for monitoring, analyzing, and reporting on enterprise-wide risks, which include capital, liquidity, market, credit, regulatory, operations, and technology. Leads cross-functional risk management initiatives and projects that impact multiple risk disciplines and/or business units. Performs root cause analysis and facilitates remediation efforts. Prepares risk management reports to Executive Management and contribute to the Board of Directors committees' reports relative to enterprise risk management activities. Demonstrates compliance with all bank regulations for assigned job function and apply to designated job responsibilities - knowledge may be gained through coursework and on-the-job training. Keeps up to date on regulation changes. Maintain a working knowledge of Bank's written policies and procedures regarding Bank other regulations. May coach, mentor, or train others as subject matter expert. Completes other projects and tasks as assigned. Qualifications: Strong understanding of risk management and ERM's function Deep curiosity and aptitude for understanding how risk information connects Talent for building and implementing program requirements/enhancement into a user interface Extensive understanding of financial institution general control structure, as well as, knowledge of various bank operations, in order to assess risk, challenge, and make appropriate recommendations. Demonstrated ability to independently manage multiple and complex work efforts, which involves directing other key stakeholders across the bank. Possess strong oral and written communication skills, critical thinking, and analytical skillset. Ability to present complex information to a variety of different audiences. Supervisory Responsibilities: None Education and/or Experience: Minimum of 3-5 years of work experience in a major financial institution or similar Approx. 3-5 years of experience in Risk Management, Finance, or Audit preferred Bachelor's degree in Business, Accounting or Finance Computer and Software Skills: Proficiency in all Microsoft Office applications. Google applications, including Google Documents, Sheets, GMail GRC tool experience a plus Certificates, Licenses and Registrations: None Equal Opportunity Statement: Enterprise Bank & Trust is committed to helping individuals with disabilities participate in the workforce and ensuring equal opportunity to apply and compete for jobs. If you need an accommodation in order to apply for a position at Enterprise Bank & Trust please contact Human Resources at hr@enterprisebank.com. Enterprise Bank & Trust is committed to managing our business and community relationships in ways that positively impact our associates, clients, and the diverse communities where we work and live. We are proud to be an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to age, race, color, religion, sex, national origin, sexual orientation, gender identity or protected veteran status and will not be discriminated against on the basis of disability. All employment offers are contingent upon the applicant successfully completing both drug and background check screenings. If you would like more information about your EEO rights as an applicant under the law, please click HERE.

Posted 2 days ago

Financial Services Commercial Advisory - Financial Crimes, Risk & Compliance | Senior Consultant-logo
Financial Services Commercial Advisory - Financial Crimes, Risk & Compliance | Senior Consultant
GuidehouseChicago, IL
Job Family: Risk & Regulatory Compliance Consulting Travel Required: Up to 50% Clearance Required: None What You Will Do: Guidehouse has an aggressive growth strategy for its Financial Crimes, Risk and Compliance (FCRC) practice and currently seeks candidates with relevant financial crimes, fraud, consumer protection, risk management, and / or regulatory compliance experience. Responsibilities will include, but not be limited to, the following: Support Digital Onboarding, Perpetual KYC, Transaction Monitoring, Sanctions, Trade Surveillance, Anti-Bribery & Corruption, and / or Fraud projects and / or related investigations. Support enterprise risk management program, risk assessment, controls design, implementation, and testing, third party risk management, compliance program, regulatory change management, compliance testing, and / or regulatory inquiry and response projects, particularly in the areas of consumer and small business banking, commercial banking, asset and wealth management, corporate and investment banking, financial technology / digital assets, and insurance. Assist the execution of independent risk assessment, target state design, functional & technical transformation, and regulatory response management to support our client in their modernization and / or regulatory remediation journeys. Assist in the development and production of reports, presentations, analyses, and memorandums summarizing observations, trends, and / or recommendations. Assist in the development and delivery of proposals to prospective clients. Develop relationships with a variety of clients, Anticipate and address client concerns and resolving problems as they arise. Promote new ideas and business solutions that result in extended relevant services to existing clients. What You Will Need: Bachelor's degree. Minimum 3-5+ years of financial crimes, risk, and compliance work experience at a financial services or management consulting company, or comparable experience working as an advisor to a financial services firm. Solid understanding of Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) laws or exposure to the consumer finance industry (Mortgage, Auto, Student, Credit Card, and / or Unsecured Lending). Experience with risk assessments, risk and controls matrices, design / operational effectiveness testing, compliance / transactional testing, and / or regulatory response. Ability to work as a team with other consultants through all phases of project life cycle. Experience creating and submitting written or oral reports to senior management including findings, analysis, conclusions, and recommended actions. Proficient in Microsoft Outlook, Word, Excel, Power Point, and SharePoint Ability and comfort in researching client inquiries and understanding emerging issues relating to financial crimes, risk, and compliance, including regulations, industry practices, and new technologies. Flexibility with respect to assigned engagements and tasks due to challenging deadlines, changing deliverables, and evolving task priorities. Excellent oral and written presentation skills. Highly motivated, driven, and dynamic attitude towards work and career. Willingness to travel whenever needed based on client and project needs. High-energy, positive, persuasive, and aptitude to lead by example. What Would Be Nice To Have: Master's degree. Certified Anti-Money Laundering Specialist (CAMS), Certified Regulatory Compliance Manager (CRCM), or Certified Public Accountant (CPA). Proficiency with BSA / AML and consumer finance / protection regulatory requirements for retail banking activities, products, and services. Strong understanding of BSA / AML, Sanctions, Fraud, and consumer finance / protection regulatory functions and requirements for financial institutions. Understanding of relevant banking regulations and supervisory expectations for national and regional financial institutions, crypto / digital assets exchanges, securities / capital markets institutions, and / or regulatory / government agencies. Knowledge and practical use of statistical analytics and testing methods. Experience working in a professional services or project-based environment. The annual salary range for this position is $98,000.00-$163,000.00. Compensation decisions depend on a wide range of factors, including but not limited to skill sets, experience and training, security clearances, licensure and certifications, and other business and organizational needs. What We Offer: Guidehouse offers a comprehensive, total rewards package that includes competitive compensation and a flexible benefits package that reflects our commitment to creating a diverse and supportive workplace. Benefits include: Medical, Rx, Dental & Vision Insurance Personal and Family Sick Time & Company Paid Holidays Position may be eligible for a discretionary variable incentive bonus Parental Leave and Adoption Assistance 401(k) Retirement Plan Basic Life & Supplemental Life Health Savings Account, Dental/Vision & Dependent Care Flexible Spending Accounts Short-Term & Long-Term Disability Student Loan PayDown Tuition Reimbursement, Personal Development & Learning Opportunities Skills Development & Certifications Employee Referral Program Corporate Sponsored Events & Community Outreach Emergency Back-Up Childcare Program Mobility Stipend About Guidehouse Guidehouse is an Equal Opportunity Employer-Protected Veterans, Individuals with Disabilities or any other basis protected by law, ordinance, or regulation. Guidehouse will consider for employment qualified applicants with criminal histories in a manner consistent with the requirements of applicable law or ordinance including the Fair Chance Ordinance of Los Angeles and San Francisco. If you have visited our website for information about employment opportunities, or to apply for a position, and you require an accommodation, please contact Guidehouse Recruiting at 1-571-633-1711 or via email at RecruitingAccommodation@guidehouse.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodation. All communication regarding recruitment for a Guidehouse position will be sent from Guidehouse email domains including @guidehouse.com or guidehouse@myworkday.com. Correspondence received by an applicant from any other domain should be considered unauthorized and will not be honored by Guidehouse. Note that Guidehouse will never charge a fee or require a money transfer at any stage of the recruitment process and does not collect fees from educational institutions for participation in a recruitment event. Never provide your banking information to a third party purporting to need that information to proceed in the hiring process. If any person or organization demands money related to a job opportunity with Guidehouse, please report the matter to Guidehouse's Ethics Hotline. If you want to check the validity of correspondence you have received, please contact recruiting@guidehouse.com. Guidehouse is not responsible for losses incurred (monetary or otherwise) from an applicant's dealings with unauthorized third parties. Guidehouse does not accept unsolicited resumes through or from search firms or staffing agencies. All unsolicited resumes will be considered the property of Guidehouse and Guidehouse will not be obligated to pay a placement fee.

Posted 30+ days ago

Business Application Consulting - Program Risk & Quality Director-logo
Business Application Consulting - Program Risk & Quality Director
PwCDallas, TX
Industry/Sector Not Applicable Specialism Platform Engineering & Architecture Management Level Director Job Description & Summary At PwC, our people in business application consulting specialise in consulting services for a variety of business applications, helping clients optimise operational efficiency. These individuals analyse client needs, implement software solutions, and provide training and support for seamless integration and utilisation of business applications, enabling clients to achieve their strategic objectives. As a business application consulting generalist at PwC, you will provide consulting services for a wide range of business applications. You will leverage a broad understanding of various software solutions to assist clients in optimising operational efficiency through analysis, implementation, training, and support. Translating the vision, you set the tone, and inspire others to follow. Your role is crucial in driving business growth, shaping the direction of client engagements, and mentoring the next generation of leaders. You are expected to be a guardian of PwC's reputation, understanding that quality, integrity, inclusion and a commercial mindset are all foundational to our success. You create a healthy working environment while maximising client satisfaction. You cultivate the potential in others and actively team across the PwC Network, understanding tradeoffs, and leveraging our collective strength. Examples of the skills, knowledge, and experiences you need to lead and deliver value at this level include but are not limited to: Lead in line with our values and brand. Develop new ideas, solutions, and structures; drive thought leadership. Solve problems by exploring multiple angles and using creativity, encouraging others to do the same. Balance long-term, short-term, detail-oriented, and big picture thinking. Make strategic choices and drive change by addressing system-level enablers. Promote technological advances, creating an environment where people and technology thrive together. Identify gaps in the market and convert opportunities to success for the Firm. Adhere to and enforce professional and technical standards (e.g. refer to specific PwC tax and audit guidance) the Firm's code of conduct, and independence requirements. The Opportunity As part of the Enterprise Cloud Risk team you are expected to design, implement, and assess risks around large-scale transformations that are Cloud technology enabled. As a Director, you are expected to set the strategic direction and lead business development efforts, making impactful decisions and overseeing multiple projects while maintaining executive-level client relations. This role involves managing complex programs that include on-premise or Cloud system implementations with a focus on program delivery and organizational change management aspects. Responsibilities Design, implement, and assess risks for large-scale transformations Set strategic direction and lead business development Make impactful decisions and oversee multiple projects Maintain executive-level client relations Manage complex programs including on-premise or Cloud system implementations Focus on program delivery and organizational change management Lead teams in assessing and mitigating risks Drive technological advancements and business growth What You Must Have Bachelor's Degree 10 years of experience What Sets You Apart Designing and assessing risks in large scale transformations Managing complex programs with Cloud system implementations Serving as subject matter specialist for lifecycle methodologies Rescuing and recovering troubled programs Understanding end-to-end business processes and controls Leading teams to generate vision and motivate members Identifying new opportunities and leading proposal efforts Managing large engagements and program delivery activities Facilitating program governance and organizational change management Project Management Professional (PMP) certification, Scrummaster certification, Scaled Agilist certification preferred Travel Requirements Up to 40% Job Posting End Date Learn more about how we work: https://pwc.to/how-we-work PwC does not intend to hire experienced or entry level job seekers who will need, now or in the future, PwC sponsorship through the H-1B lottery, except as set forth within the following policy: https://pwc.to/H-1B-Lottery-Policy . As PwC is an equal opportunity employer, all qualified applicants will receive consideration for employment at PwC without regard to race; color; religion; national origin; sex (including pregnancy, sexual orientation, and gender identity); age; disability; genetic information (including family medical history); veteran, marital, or citizenship status; or, any other status protected by law. For only those qualified applicants that are impacted by the Los Angeles County Fair Chance Ordinance for Employers, the Los Angeles' Fair Chance Initiative for Hiring Ordinance, the San Francisco Fair Chance Ordinance, San Diego County Fair Chance Ordinance, and the California Fair Chance Act, where applicable, arrest or conviction records will be considered for Employment in accordance with these laws. At PwC, we recognize that conviction records may have a direct, adverse, and negative relationship to responsibilities such as accessing sensitive company or customer information, handling proprietary assets, or collaborating closely with team members. We evaluate these factors thoughtfully to establish a secure and trusted workplace for all. The salary range for this position is: $148,000 - $317,000, plus individuals may be eligible for an annual discretionary bonus. For roles that are based in Maryland, this is the listed salary range for this position. Actual compensation within the range will be dependent upon the individual's skills, experience, qualifications and location, and applicable employment laws. PwC offers a wide range of benefits, including medical, dental, vision, 401k, holiday pay, vacation, personal and family sick leave, and more. To view our benefits at a glance, please visit the following link: https://pwc.to/benefits-at-a-glance

Posted 4 days ago

Senior Staff Engineer, Risk-logo
Senior Staff Engineer, Risk
WEX Inc.Chicago, IL
Company Overview WEX is a global commerce platform and payments technology company that helps businesses solve operational complexities such as employee benefits, fleet management and mobilization, and streamlining payments. Our goal is to simplify the business of running a business for our customers, freeing them to spend more time, with less worry, on the things they love. We are on a journey to build a unified, world-class user experience across our products and services, leveraging customer-driven innovations across all our strategic initiatives, including big data, AI, and Risk. Position Summary We are looking for a highly motivated, technically deep, and experienced hands-on Software Engineer to join a group of high-performing engineers in the Risk area to provide hands-on technical leadership including tech direction, tech stack decisioning, architecture design, end-to-end development, deployment, and production measurement and monitoring. This is an exciting time to be in risk technology at WEX. We are hiring for a cross-functional initiative with the goal of creating a modern, cloud-based technology ecosystem that will enable WEX to be more nimble, faster to market, and open to emerging business opportunities, while keeping regulations, policy, and risk mitigation top of mind. We are in the process of building a powerful platform for risk operations and management, credit underwriting and management, and finance risk operations and management, all built on top of our Data Platform and AI Platform, leveraging open-source technologies as well as vendor platforms and tools. The vision of this integrated risk platform is to streamline how WEX interacts with customers-ranging from creating accounts, maintaining and expanding relationships to monitoring for overall health and risk across multiple vectors. With strong risk control and management, this platform will enable WEX to grow our business and customer base at a faster pace, and in a safer manner, all while improving customer experience. This role will report to the Senior Director of Risk Engineering, based in the San Francisco Bay Area. It can also be based in Chicago, Portland, Maine (Wex HQ), or Boston. The ideal candidate will have extensive experience in the risk field and risk platform development, a proven background in developing complex software platforms, strong engineering skills and technical expertise, excellent communication skills, and a drive to achieve results in a fast-paced environment. This individual will have a strong track record of delivering an effective, highly available, and flexible technology platform in a hyper-growth environment where priorities shift quickly. Responsibilities From the technology and engineering side, lead and drive the development of the technology and platform for the company's risk needs, ensuring the functional richness, reliability, performance, and flexibility of the Risk Platform. Own the technology and architecture of the Risk platform and services by partnering with the Senior Director of Risk Engineering and other leaders in the team. Challenge the status quo and maintain a high bar to drive better technical solutions that effectively serve the broad risk needs of WEX. Closely partner with leaders in the Risk Product and Risk & Compliance organizations to deeply understand business needs and collaboratively develop technical solutions to meet these needs effectively. Demonstrate strong thought leadership and partnership. Help grow and build a strong global risk engineering team, attracting high talent and hiring with a high bar. Provide effective guidance and coaching on engineering principles and best practices to ensure team productivity, high quality, and timeliness in initiative development and delivery. Ensure reliable risk platform production execution with observability, and provide clear visibility to partners. Partner with leaders in the Data, AI, and Risk organizations to leverage the Data Platform and AI Platform to address the needs of Risk. Partner with the solutions architecture and line-of-business (LOB) product and engineering organizations on integrating the Risk Platform with their products and systems, ensuring reliable and high-performance execution. Drive the technical vision and strategy for Risk, serving both near-term and long-term business needs, by partnering with the Senior Director of Risk Engineering. Close collaboration with the Risk & Compliance and Risk Product teams is essential. Set a high bar and provide technical guidance, training, and mentorship to engineering teams, including engineering principles, skills, and best practices. Uphold strong DORA metrics across the organization. Foster an environment of continuous learning and innovation. Build an inclusive, productive, innovative, and engaging Risk group, attracting top talent from the industry. Guide leaders within your group to do the same. Partner with the security and SRE organizations to ensure continuous improvement and the fulfillment of security requirements, SLOs, and error budgets. Qualifications & Experience A technically deep, innovative, empathetic, and passionate technical leader, capable of acting and delivering on business needs. 10+ years of software design and development experience at a large scale. Technically deep and hands-on in architecture design, development, deployment, and production operations; familiar with agile software development and modern development tools and frameworks; holding strong engineering principles, including automation, code quality, and best practices, with a high bar. Extensive experience in the full software development life cycle (E2E), including production monitoring. Extensive experience in the risk area, including architecting and developing Risk platforms. Strong understanding and experience in Data and ML/AI, and applying these to solve risk-related problems. Broad understanding of cloud architecture tools and services, such as S3, EMR, Kubernetes, and Lambda functions. Experience with AWS and Azure is highly desirable. Excellent leadership and partnership skills, with the ability to navigate a matrixed organization and influence technical direction and strategy. Exceptional analytical skills, with the ability to identify and resolve complex problems. Understanding of and experience in payments is a plus. Ability to drive action and make clear decisions, leveraging analytics and a test-and-learn approach. Capable of recognizing and recovering quickly from failures, both as an individual and on behalf of the team. A mentor to individual contributors of varying seniority levels and expertise. Ability to encourage and foster a culture of visibility and transparency across teams. Strong written and verbal communication skills. A strong philosophy of continuous improvement. Bachelor's degree in Computer Science or a related field; a higher degree (Master's or PhD) in a related field is a plus. Leadership & Personal Characteristics Beyond experience, the right leadership competencies and personal style are critical to success as Senior Staff Engineer. The candidate will model WEX's commitment to innovation, integrity, execution, relationships, community, and the excellence that they commit to their customers. They will have a strong corporate stewardship philosophy and leadership style combined with the following: Demonstrates a collaborative, engaging, mission-driven style with good listening skills combined with gravitas and self-confidence in order to effectively interact with senior leadership and other key constituencies with humility, empathy, transparency, cultural sensitivity, and agility. Champions a culture of high standards, pushes for progress, embraces change and challenges the status quo based on integrity, strong partnership and financial responsibility. Possesses uncompromising ethics and unwavering integrity. Able to operate in a fast-paced entrepreneurial environment with a hands-on approach. Leads with empathy. Recognizes others, listens intently, holds others accountable, and makes diversity and inclusion a priority. Promotes a culture of trust, transparency, fairness, innovation, collaboration, inclusion, and diversity of thought; empowers individuals. Communicates effectively in small and large group formats. Able to articulate a compelling vision and purpose that excites the team and drives outstanding performance and service delivery excellence. Talent magnet, talent developer and talent scout that proactively engages external talent and builds and nurtures internal talent; empowers individuals and manages diverse teams to drive engagement and performance. Possesses a high level of intellectual curiosity and learning agility. A natural change agent with a combination of vision and execution skills. Understands nuance and how to drive change through influence across a complex business. Superb stakeholder management and comfortable operating in a fast-changing environment. The base pay range represents the anticipated low and high end of the pay range for this position. Actual pay rates will vary and will be based on various factors, such as your qualifications, skills, competencies, and proficiency for the role. Base pay is one component of WEX's total compensation package. Most sales positions are eligible for commission under the terms of an applicable plan. Non-sales roles are typically eligible for a quarterly or annual bonus based on their role and applicable plan. WEX's comprehensive and market competitive benefits are designed to support your personal and professional well-being. Benefits include health, dental and vision insurances, retirement savings plan, paid time off, health savings account, flexible spending accounts, life insurance, disability insurance, tuition reimbursement, and more. For more information, check out the "About Us" section. Pay Range: $158,000.00 - $210,000.00

Posted 30+ days ago

Security Analyst, Governance, Risk, And Compliance-logo
Security Analyst, Governance, Risk, And Compliance
Pure Storage Inc.Lehi, UT
We're in an unbelievably exciting area of tech and are fundamentally reshaping the data storage industry. Here, you lead with innovative thinking, grow along with us, and join the smartest team in the industry. This type of work-work that changes the world-is what the tech industry was founded on. So, if you're ready to seize the endless opportunities and leave your mark, come join us. SHOULD YOU ACCEPT THIS CHALLENGE... Are you ready to be the hero behind the scenes, tackling high-stakes security challenges like Ethan Hunt in "Mission: Impossible"? Join our dynamic Governance, Risk, and Compliance (GRC) team within Pure Security Office, where you'll be at the forefront of safeguarding our digital assets and ensuring robust risk management practices. You will be an expert of our digital fortress, identifying and addressing risks to strike an optimal balance between business outcomes and risk mitigation. If you are passionate about risk management and understand its fundamental role in key business decisions, then this is the perfect role for you! Overview We are seeking a detail-oriented Security Analyst specializing in Governance, Risk, and Compliance (GRC) with a strong focus on Risk Management. The ideal candidate will be responsible for identifying, assessing, and mitigating risks to ensure the security and compliance of our organization's information systems. This role requires a deep understanding of risk management frameworks, security policies, and compliance standards to protect our digital assets and support our business objectives. What You'll Do Collaborate with cross-functional Infrastructure, Engineering, Business and Security teams to Identify potential security risks to information systems and data Educate, influence and work with technology and platform owners to implement necessary controls and best practices related to identified risks Develop and implement risk management strategies and processes Maintain the cybersecurity risk register Conduct regular risk assessments Process security exceptions while assessing risks Monitor and report on the effectiveness of risk management initiatives Appropriately assess risk when business and technical decisions are made, demonstrating risk management mindset Requirements General Experience 5+ years of proven experience in a GRC or Risk Management role, in both on-prem and cloud environments in a Technology Company Knowledge of Security Best Practices (e.g., least privileged, zero trust model) Hands on working knowledge with GRC tools (e.g., ServiceNow, ZenGRC) Cybersecurity certifications (e.g., CISSP, CISM, CISA) are a plus Technical Skills Strong knowledge of risk management frameworks (e.g., NIST, ISO 31000) and compliance standards (e.g., ISO27001, SOC-2). Basic to intermediate understanding of secure software development practices Expertise with risk identification in solution architecture and design Strong working knowledge of building risk reports for senior management Soft Skills Analytical Thinking: Skill in analyzing problems, identifying root causes, and providing solutions Project Management: Experience managing project timelines, resources, and stakeholders Collaboration: Ability to work well with cross-functional teams, including Engineering, IT operations, Security, and Compliance teams We are primarily an in-office environment and therefore, you will be expected to work from the Santa Clara, California office OR Lehi, Utah office in compliance with Pure's policies, unless you are on PTO, or work travel, or other approved leave. Santa Clara, CA Pay Range: $149,000.00 - $224,000.00 Lehi, UT Pay Range: $104,000.00 - $157,000.00 LI-TH3 LI-ONSITE Salary ranges are determined based on role, level and location. For positions open to candidates in multiple geographical locations, the base salary range is reflective of the labor market across the applicable locations. This role may be eligible for incentive pay and/or equity. There is no application deadline and we accept applications on an ongoing basis until the job is filled. The annual base salary range is: $104,000-$224,000 USD WHAT YOU CAN EXPECT FROM US: Pure Innovation: We celebrate those who think critically, like a challenge and aspire to be trailblazers. Pure Growth: We give you the space and support to grow along with us and to contribute to something meaningful. We have been Named Fortune's Best Large Workplaces in the Bay Area, Fortune's Best Workplaces for Millennials and certified as a Great Place to Work! Pure Team: We build each other up and set aside ego for the greater good. And because we understand the value of bringing your full and best self to work, we offer a variety of perks to manage a healthy balance, including flexible time off, wellness resources and company-sponsored team events. Check out purebenefits.com for more information. ACCOMMODATIONS AND ACCESSIBILITY: Candidates with disabilities may request accommodations for all aspects of our hiring process. For more on this, contact us at TA-Ops@purestorage.com if you're invited to an interview. WHERE DIFFERENCES FUEL INNOVATION: We're forging a future where everyone finds their rightful place and where every voice matters. Where uniqueness isn't just accepted but embraced. That's why we are committed to fostering the growth and development of every person, cultivating a sense of community through our Employee Resource Groups and advocating for inclusive leadership. At Pure Storage, diversity, equity, inclusion and sustainability are part of our DNA because we believe our people will shape the next chapter of our success story. Pure Storage is proud to be an equal opportunity employer. We strongly encourage applications from Indigenous Peoples, racialized people, people with disabilities, people from gender and sexually diverse communities, and people with intersectional identities. We also encourage you to apply even if you feel you don't match all of the role criteria. If you think you can do the job and feel you're a good match, please apply.

Posted 1 week ago

Senior AI Risk Oversight Manager-logo
Senior AI Risk Oversight Manager
Truist Financial CorporationCharlotte, NC
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status. Need Help? If you have a disability and need assistance with the application, you can request a reasonable accommodation. Send an email to Accessibility (accommodation requests only; other inquiries won't receive a response). Regular or Temporary: Regular Language Fluency: English (Required) Work Shift: 1st shift (United States of America) Please review the following job description: The Senior AI Risk Oversight Manager provides leadership and drives the successful implementation of the AI Risk Oversight Program in the second line-of-defense (2LoD) including management of applicable roles and responsibilities. Ensures that resources, expertise, processes, practices, tools, and overall capabilities are effectively positioned and aligned to execute and deliver against the Program's goals and objectives. This position reports to the Head of AI Risk Oversight. This position will also work closely with the first line Enterprise Data, AI & Analytics (EDA) to effectively plan, synchronize activities, and deliver against the top Program priorities, goals and objectives. Essential Duties and Responsibilities Following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time. Drive execution of AI Risk program activities from inception to completion, ensuring alignment with organizational goals and objectives, including but not limited to oversight of identification, mitigation, validation and monitoring of transverse AI risk (e.g., technology, data, operational, compliance, teammate). Coordinate and communicate with stakeholders at all levels to ensure program success and address any issues or concerns. Provide informal leadership to others in a matrixed environment. Develop detailed project plans and timelines to deliver program scope, objectives, and deliverables to achieve business outcomes that balance business growth and risk management objectives. Provide aggregation of risk metrics, status reporting and escalation as needed. Serve as a subject matter expert and steward of the AI Risk Framework to aggregate and report AI risk metrics. Strengthen and sustain proactive risk culture through conducting effective risk focused management and partnership routines with internal partners. Interface with senior leaders and key partners across the organization. Provide review and challenge of maturity and adequacy of first line-of-defense (1LoD) risk program execution. Monitor legal, regulatory, compliance and audit matters for assigned risk oversight area(s) and ensure timely action; Embed AI-related risk considerations in policies and governance routines. Drive adherence monitoring to AI policies and procedures to ensure compliance with regulatory standards. Qualifications Required Qualifications: The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. Bachelor's Degree or an equivalent combination of education and experience. Ten+ years of banking, technology, operations or risk management experience. Experience with AI lifecycle governance and risk assessment methodologies. Knowledge of AI regulatory frameworks and compliance standards. Strong business acumen/knowledge, management experience, problem solving, critical thinking, influencing and decision-making skills. Experience operating independently and navigating ambiguity to deliver value. Excellent interpersonal and communication skills demonstrating the ability to establish credibility with all levels of management effectively. Demonstrated ability to organize and manage complex initiatives and deliver high-quality, executive level work products. Preferred Qualifications: Advanced degree in a related field (e.g., Computer Science, Data Science, Risk Management). Familiarity with financial services technology-related laws, rules, regulations, and risk management standards (e.g. Federal Financial Institutions Examination Council (FFIEC), Control Objectives for Information and Related Technology (COBIT), Information Technology Infrastructure Library (ITIL)). Familiarity with risk measurement approaches including development of Key Risk Indicators and thresholds and associated reporting and analytics tools (e.g. Tableau). Familiarity with enterprise Governance Risk and Compliance (eGRC) platforms and tools (e.g., RSA Archer) Professional certifications in AI or risk management (e.g., CRISC, CISM). General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Truist offers medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan to teammates. Teammates also receive no less than 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during their first year of employment, along with 10 sick days (also prorated), and paid holidays. For more details on Truist's generous benefit plans, please visit our Benefits site. Depending on the position and division, this job may also be eligible for Truist's defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you advance through the hiring process, you will also learn more about the specific benefits available for any non-temporary position for which you apply, based on full-time or part-time status, position, and division of work. Truist is an Equal Opportunity Employer that does not discriminate on the basis of race, gender, color, religion, citizenship or national origin, age, sexual orientation, gender identity, disability, veteran status, or other classification protected by law. Truist is a Drug Free Workplace. EEO is the Law Pay Transparency Nondiscrimination Provision E-Verify

Posted 30+ days ago

Health & Risk Solutions, Sales Enablement Consultant-logo
Health & Risk Solutions, Sales Enablement Consultant
Sun Life FinancialHartford, CT
Sun Life U.S. is one of the largest providers of employee and government benefits, helping approximately 50 million Americans access the care and coverage they need. Through employers, industry partners and government programs, Sun Life U.S. offers a portfolio of benefits and services, including dental, vision, disability, absence management, life, supplemental health, medical stop-loss insurance, and healthcare navigation. We have more than 6,400 employees and associates in our partner dental practices and operate nationwide. Visit our website to discover how Sun Life is making life brighter for our customers, partners and communities. Job Description: Sun Life embraces a hybrid work model that balances in-office collaboration with the flexibility of virtual work. Internal candidates are not required to relocate near an office. The opportunity: The Sun Life U.S. Health and Risk Solutions Go-to-Market Strategy team is looking for a proactive, collaborative, and dynamic team player to help us to grow our presence and brand in the market through Sales Enablement initiatives. To support our ambitious growth goals, the Sales Enablement Consultant will be responsible for producing and developing sales enablement tools as well as driving the continued success of our resources. The Sales Enablement Consultant will have exposure to multiple initiatives working cross functionally across not only the Go-to-Market team but the entire Health and Risk Solutions organization. The individual will work with other sales enablement team members to drive forward new solution launches, distribution feedback gathering, and sales tool development. How you will contribute: Assist in management of sales enablement resources, including evaluation, design and production of our tools. Develop and maintain suite of digital experiences focused on promoting Sun Life's value proposition Measure the success of our sales tools through dashboards and reporting both within and outside of Salesforce, providing metrics to determine recommendations for improved utilization or necessary enhancements Support increased customization and personalization for our distribution team throughout the sales process Collaborate with marketing, client management, and other Health and Risk Solution teams to support existing and emerging sales-focused initiatives Build relationships across our distribution team, gathering feedback throughout the year to uncover opportunities and novel insights What you will bring with you: Ability to work with a diverse range of people Bachelor's degree in Sales, Marketing, Business, or related field, preferred 2+ years of experience in a sales, marketing or insurance role Proficiency in Microsoft Office, specifically Excel Insurance or healthcare industry experience preferred Experience with salesforce or other digital sales tools preferred Stop-Loss insurance experience a plus Highly motivated, adaptable, self-starter with the desire to grow and learn Strong execution skills and production of detail-oriented sales collateral Willingness to contribute to a dynamic team and assist outside defined role when needed Prioritization skills, focused on managing multiple projects with demanding deadlines Success with relationship building and collaboration, with the ability to work both independently and within teams Strong organizational and time management skills, able to work on multiple projects Desire to learn and build strong "test and learn" skills Salary: $61,800-$92,700 At our company, we are committed to pay transparency and equity. The salary range for this role is competitive nationwide, and we strive to ensure that compensation is fair and equitable. Your actual base salary will be determined based on your unique skills, qualifications, experience, education, and geographic location. In addition to your base salary, this position is eligible for a discretionary annual incentive award based on your individual performance as well as the overall performance of the business. We are dedicated to creating a work environment where everyone is rewarded for their contributions. Not ready to apply yet but want to stay in touch? Join our talent community to stay connected until the time is right for you! We are committed to fostering an inclusive environment where all employees feel they belong, are supported and empowered to thrive. We are dedicated to building teams with varied experiences, backgrounds, perspectives and ideas that benefit our colleagues, clients, and the communities where we operate. We encourage applications from qualified individuals from all backgrounds. Life is brighter when you work at Sun Life At Sun Life, we prioritize your well-being with comprehensive benefits, including generous vacation and sick time, market-leading paid family, parental and adoption leave, medical coverage, company paid life and AD&D insurance, disability programs and a partially paid sabbatical program. Plan for your future with our 401(k) employer match, stock purchase options and an employer-funded retirement account. Enjoy a flexible, inclusive and collaborative work environment that supports career growth. We're proud to be recognized in our communities as a top employer. Proudly Great Place to Work Certified in Canada and the U.S., we've also been recognized as a "Top 10" employer by the Boston Globe's "Top Places to Work" for two years in a row. Visit our website to learn more about our benefits and recognition within our communities. We will make reasonable accommodations to the known physical or mental limitations of otherwise-qualified individuals with disabilities or special disabled veterans, unless the accommodation would impose an undue hardship on the operation of our business. Please email thebrightside@sunlife.com to request an accommodation. For applicants residing in California, please read our employee California Privacy Policy and Notice. We do not require or administer lie detector tests as a condition of employment or continued employment. Sun Life will consider for employment all qualified applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws, including applicable fair chance ordinances. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Job Category: Product Posting End Date: 29/06/2025

Posted 2 weeks ago

AVP I, Technology Risk And Controls Manager-logo
AVP I, Technology Risk And Controls Manager
Corebridge Financial Inc.Jersey City, NJ
Who We Are At Corebridge Financial, we believe action is everything. That's why every day we partner with financial professionals and institutions to make it possible for more people to take action in their financial lives, for today and tomorrow. We align to a set of Values that are the core pillars that define our culture and help bring our brand purpose to life: We are stronger as one: We collaborate across the enterprise, scale what works and act decisively for our customers and partners We deliver on commitments: We are accountable, empower each other and go above and beyond for our stakeholders We learn, improve and innovate: We get better each day by challenging the status quo and equipping ourselves for the future We are inclusive: We embrace different perspectives, enabling our colleagues to make an impact and bring their whole selves to work Who You'll Work With The Information Technology organization is the technological foundation of our business and works in collaboration with our partners from across the company. The team drives technology and digital transformation, partners with business leaders to design and execute new strategies through IT and operations services and ensures the necessary IT risk management and security measures are in place and aligned with enterprise architecture standards and principles. About The Role The Technology Risk and Controls (TRC) manager role is a new and exciting position that will be reporting to and working alongside the Director of Technology Risk and Controls. This position will be responsible for assisting the TRC Director with managing and reporting technology risk within the organization as well as contribute to strategic IT initiatives. Responsibilities will include, but not be limited to supporting risk and control assessments, metrics reporting (KRI/KPI), key technology transformation initiatives/projects, IT Issues analysis and thematic risk reporting, etc. The role will also work closely and collaborate with key stakeholders across the enterprise and lines of defense to ensure risks are being managed effectively and efficiently. This includes integration of activities within the broader controls group as required. This role will help in providing strategic risk guidance and maturation of key controls in the organization. Responsibilities Development and reporting of key metrics (KRIs and KPIs) based on data analytics, analysis of open issues self-identified and audit issues, etc. Draft, create and/or edit correspondences and reports using MS Excel and PowerPoint. Advanced Microsoft application skills required. Continuous third-party risk monitoring activities through identification and assessment of emerging risks and issues, industry trends, etc. Evaluate and document effectiveness of responses to timely identify risk areas. Develop strong relationships and interact with Technology teams and Corporate Business Functions to coordinate and ensure adequate preparation for upcoming audits and exams. Respond to questions from stakeholders regarding required control requirements. Assist in maintaining the Process, Risk, and Controls (PRC) library. Ensure ownership and management of program controls and compliance mandates. Assist the management and prioritization of control issue remediation processes to ensure that the underlying risk to the organization is being managed. Ensure timely remediation of issues. Support performing deficiency evaluation while understanding mitigating controls to determine risk aggregation. Execute controls testing and monitoring on a regular basis. Skills and Qualifications 3+ years in IT governance and compliance, risk assessment, controls assurance, or audit management. Highly proficient in Microsoft Office applications, particularly Excel and PowerPoint. Experience with third-party/vendor risk monitoring and assessment highly desirable. Strong knowledge of information system components and related risks. Knowledge of industry practices, standards, and frameworks (i.e. COSO, COBIT, NIST, ISO, etc.). Understanding of technology regulatory requirements in the US and/or regions represented. Experience in the banking, financial services, or insurance industry a plus but not required. Compensation The anticipated salary range for this position is $105,000 to $130,000 at the commencement of employment. Not all candidates will be eligible for the upper end of the salary range. The actual compensation offered will ultimately be dependent on multiple factors, which may include the candidate's geographic location, skills, experience and other qualifications. In addition, the position is eligible for a discretionary bonus in accordance with the terms of the applicable incentive plan. Corebridge also offers a range of competitive benefits as part of the total compensation package, as detailed below. Work Location This position is based in Corebridge Financial's Woodland Hills, CA, Jersey City, NJ, or Houston, TX office and is subject to our hybrid working policy, which gives colleagues the benefits of working both in an office and remotely. #LI-SAFG #LI-CW1 #LI-Hybrid Why Corebridge? At Corebridge Financial, we prioritize the health, well-being, and work-life balance of our employees. Our comprehensive benefits and wellness program is designed to support employees both personally and professionally, ensuring that they have the resources and flexibility needed to thrive. Benefit Offerings Include: Health and Wellness: We offer a range of medical, dental and vision insurance plans, as well as mental health support and wellness initiatives to promote overall well-being. Retirement Savings: We offer retirement benefits options, which vary by location. In the U.S., our competitive 401(k) Plan offers a generous dollar-for-dollar Company matching contribution of up to 6% of eligible pay and a Company contribution equal to 3% of eligible pay (subject to annual IRS limits and Plan terms). These Company contributions vest immediately. Employee Assistance Program: Confidential counseling services and resources are available to all employees. Matching charitable donations: Corebridge matches donations to tax-exempt organizations 1:1, up to $5,000. Volunteer Time Off: Employees may use up to 16 volunteer hours annually to support activities that enhance and serve communities where employees live and work. Paid Time Off: Eligible employees start off with at least 24 Paid Time Off (PTO) days so they can take time off for themselves and their families when they need it. Eligibility for and participation in employer-sponsored benefit plans and Company programs will be subject to applicable law, governing Plan document(s) and Company policy. We are an Equal Opportunity Employer Corebridge Financial, is committed to being an equal opportunity employer and we comply with all applicable federal, state, and local fair employment laws. All applicants will be considered for employment based on job-related qualifications and without regard to race, color, religion, sex, gender, gender identity or expression, sexual orientation, national origin, disability, neurodivergence, age, veteran status, or any other protected characteristic. The Company is also committed to compliance with all fair employment practices regarding citizenship and immigration status. At Corebridge Financial, we believe that diversity and inclusion are critical to building a creative workplace that leads to innovation, growth, and profitability. Through a wide variety of programs and initiatives, we invest in each employee, seeking to ensure that our colleagues are respected as individuals and valued for their unique perspectives. Corebridge Financial is committed to working with and providing reasonable accommodations to job applicants and employees, including any accommodations needed on the basis of physical or mental disabilities or sincerely held religious beliefs. If you believe you need a reasonable accommodation in order to search for a job opening or to complete any part of the application or hiring process, please send an email to TalentandInclusion@corebridgefinancial.com. Reasonable accommodations will be determined on a case-by-case basis, in accordance with applicable federal, state, and local law. We will consider for employment qualified applicants with criminal histories, consistent with applicable law. To learn more please visit: www.corebridgefinancial.com Functional Area: IT - Information Technology Estimated Travel Percentage (%): Up to 25% Relocation Provided: No American General Life Insurance Company

Posted 30+ days ago

Director, Risk Strategy-logo
Director, Risk Strategy
Highmark Inc.PA, PA
Company : Highmark Health Job Description : JOB SUMMARY This job is responsible for the management of the strategy to provide framework for risk appetite & profile alignment, risk identification, risk assessment, risk decisioning, risk treatment, & risk monitoring strategies. ESSENTIAL RESPONSIBILITIES Perform management responsibilities to include, but are not limited to: involved in hiring and termination decisions, coaching and development, rewards and recognition, performance management and staff productivity. Plan, organize, staff, direct and control the day-to-day operations of the department; develop and implement policies and programs as necessary; may have budgetary responsibility and authority. Works closely with the Vice President of Risk Strategy to lead the risk strategy for the enterprise including (1) defining and refining the risk taxonomy and risk management framework, and (2) understand and maintain the enterprise risk appetite statement and risk profile. Establish and maintain risk quantification models as necessary to support business owners in making informed risk-based decisions. Manage the team of analysts and data scientists to support the strategic needs of the enterprise. Serve as subject matter expert for enterprise risk management, levering analytics, third party resources and business understanding to guide the enterprise. Interacts with senior leaders across the enterprise to guide leaders on risk issues and drive risk culture aligned with the overall enterprise strategy. Provide oversight of ad-hoc and routine projects related to risk strategy Other duties as assigned or requested. EDUCATION Required Bachelor's Degree in Risk Management, Finance, Business Administration or related field Substitutions 6 years of related and progressive experience in lieu of Bachelor's degree Preferred Master's Degree in Risk Management, Finance, Business Administration or related field EXPERIENCE Required 7 years in Risk Management, Strategy or similar management area 5 years in a leadership or management role Preferred None LICENSES or CERTIFICATIONS Required None Preferred None SKILLS Broad-based business knowledge as well as in-depth knowledge of the healthcare industry Excellent oral, written, and presentation skills, as well as conceptual and analytic skills High-level of skill in leading interdepartmental and cross-functional strategy development. Experience managing multiple projects and managing professional staff on numerous projects to ensure corporate deadlines and objectives are met. The utmost integrity in the discreet and confidential handling of confidential materials is necessary Language (Other than English): None Travel Requirement: 0% - 25% PHYSICAL, MENTAL DEMANDS and WORKING CONDITIONS Position Type Office-based Teaches / trains others regularly Occasionally Travel regularly from the office to various work sites or from site-to-site Rarely Works primarily out-of-the office selling products/services (sales employees) Never Physical work site required Yes Lifting: up to 10 pounds Constantly Lifting: 10 to 25 pounds Occasionally Lifting: 25 to 50 pounds Never Disclaimer: The job description has been designed to indicate the general nature and essential duties and responsibilities of work performed by employees within this job title. It may not contain a comprehensive inventory of all duties, responsibilities, and qualifications required of employees to do this job. Compliance Requirement: This job adheres to the ethical and legal standards and behavioral expectations as set forth in the code of business conduct and company policies. As a component of job responsibilities, employees may have access to covered information, cardholder data, or other confidential customer information that must be protected at all times. In connection with this, all employees must comply with both the Health Insurance Portability Accountability Act of 1996 (HIPAA) as described in the Notice of Privacy Practices and Privacy Policies and Procedures as well as all data security guidelines established within the Company's Handbook of Privacy Policies and Practices and Information Security Policy. Furthermore, it is every employee's responsibility to comply with the company's Code of Business Conduct. This includes but is not limited to adherence to applicable federal and state laws, rules, and regulations as well as company policies and training requirements. Pay Range Minimum: $108,000.00 Pay Range Maximum: $201,800.00 Base pay is determined by a variety of factors including a candidate's qualifications, experience, and expected contributions, as well as internal peer equity, market, and business considerations. The displayed salary range does not reflect any geographic differential Highmark may apply for certain locations based upon comparative markets. Highmark Health and its affiliates prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities and prohibit discrimination against all individuals based on any category protected by applicable federal, state, or local law. We endeavor to make this site accessible to any and all users. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please contact the email below. For accommodation requests, please contact HR Services Online at HRServices@highmarkhealth.org California Consumer Privacy Act Employees, Contractors, and Applicants Notice

Posted 1 week ago

The Options Clearing Corporation logo
Associate Principal, Business & Risk Auditor
The Options Clearing CorporationChicago, IL
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Job Description

  • THIS POSITION IS NOT ELIGIBLE FOR VISA SPONSORSHIP*

This position is not eligible for sponsorship.

What You'll Do:

This role will support independent assessments of OCC's financial and operational business processes, risk management, and other objectives as needed. The role is responsible for determining the sufficiency of management's controls and activities related to the management of regulatory, operational, and strategic risks and presenting recommendations for improvements to the engagement team.

Primary Duties and Responsibilities:

To perform this job successfully, an individual must be able to perform each primary duty satisfactorily.

Responsibilities will be aligned, but not limited, to three pillars:

Delivery

  • Support the team on delivery of assigned audits within the annual audit plan.

  • Support the team confirming a professional auditee experience.

  • Owning the audit quality, accuracy of results, and delivery in a timely manner.

  • Proactively identify regulatory, operational, and/or strategic risks to the organization and bring them to your engagement team.

  • Evaluate exceptions or inefficient practices for root causes and propose advice and recommendations for achievable solutions.

  • Leading audits related to organization changes including business requirements definitions, technology implementations (e.g., changes to the supported business processes), engagement and alignment of change initiatives to business objectives.

Quality

  • Maintaining an understanding of policies, procedures, standards, and supporting technologies, and educating staff accordingly, to effectively identify potential risks and alternatives to mitigate risk exposure leveraging leading practices.

  • Ability to understand professional principles and standards (e.g., AICPA, IIA IPPF, COSO) and the relevancy to risk management and impact on policies and procedures. In addition, leveraging these principles and standards to test and evaluate corporate risk management processes and controls.

  • Keeping current on best practices and emerging risks within the financial services industry and making recommendations for improvements as necessary.

Leadership

  • Supporting effective relationships with business groups and leadership and partnering with management.

Supervisory Responsibilities:

  • N/A

Qualifications:

The requirements listed are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the primary functions.

Qualifications & Experience will be required, but not limited, to:

Qualifications

  • Ability to communicate clearly and effectively, both orally and in writing, including the ability to handle potentially sensitive situations and discussions.

  • Strong problem solving and analytical capabilities.

  • Demonstrated ability to gather, analyze, and evaluate facts, and prepare and present concise oral and written reports.

  • Ability to work independently or as part of a team, prioritizing multiple audit assignments to simultaneously complete each in a timely fashion.

Experience

  • Experience working in a complex, fast paced environment.

  • Experience using the principles, practices, and techniques involved in conducting audits in accordance with the requirements set forth in the International Standards for the Professional Practice of Internal Auditing published by the Institute of Internal Auditors (IIA).

  • [Preferred] Consulting and/or accounting firm experience.

  • [Preferred] Experience in Financial Services/Security Industry and working with regulatory organizations such as: Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), Federal Reserve.

Technical Skills:

  • [Required] Microsoft Office applications

  • [Preferred] Proficiency using Archer or other audit or Governance Risk and Compliance (GRC) software

Education and/or Experience:

  • Bachelor's degree (or equivalent) in Accounting, Finance, Business Administration, or related field

  • 5+ years of experience (audit-related) in conducting risk-based operational and compliance audits and projects, business process reviews and internal audits

Certificates or Licenses:

  • [Preferred] one of the following or equivalent certifications: Certified Financial Services Auditor (CFSA), Certification in Risk Management Assurance (CRMA), Certified Internal Auditor (CIA), Certified Public Accountant (CPA)

About Us

The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty (CCP) clearing and settlement services to 19 exchanges and trading platforms. More information about OCC is available at www.theocc.com.

Benefits

A highly collaborative and supportive environment developed to encourage work-life balance and employee wellness. Some of these components include:

  • A hybrid work environment, up to 2 days per week of remote work
  • Tuition Reimbursement to support your continued education
  • Student Loan Repayment Assistance
  • Technology Stipend allowing you to use the device of your choice to connect to our network while working remotely
  • Generous PTO and Parental leave
  • 401k Employer Match
  • Competitive health benefits including medical, dental and vision

Visit https://www.theocc.com/careers/thriving-together for more information.

Compensation

  • The salary range listed for any given position is exclusive of fringe benefits and potential bonuses. If hired at OCC, your final base salary compensation will be determined by factors such as skills, experience and/or education.
  • In addition, we believe in the importance of pay equity and consider internal equity of our current team members as part of any final offer.
  • We typically do not hire at the maximum of the range in order to allow for future and continued salary growth. We also offer a substantial benefits package as noted on www.theocc.com/careers
  • All employees may be eligible for a discretionary bonus. Discretionary bonuses are based on various factors, including, but not limited to, company and individual performance and are not guaranteed.

Salary Range

$94,600.00 - $132,400.00

Incentive Range

8% to 15%

This position is eligible for an annual discretionary incentive compensation award, for which the target range is listed above (see Incentive Range). The amount of such award, if any, will be based on various factors, including without limitation, both individual and company performance.

Step 1

When you find a position you're interested in, click the 'Apply' button. Please complete the application and attach your resume.

Step 2

You will receive an email notification to confirm that we've received your application.

Step 3

If you are called in for an interview, a representative from OCC will contact you to set up a date, time, and location.

For more information about OCC, please click here.

OCC is an Equal Opportunity Employer