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Morgan Stanley logo

Risk Management and Internal Controls – Investment Solutions Products

Morgan Stanley
Purchase, New York

$85,000 - $140,000 / year

Morgan Stanley Wealth Management provides access to a wide range of wealth management products and services for individuals, businesses and institutions to deliver services and sol...

Posted 30+ days ago

Morgan Stanley logo

Model Risk (Risk Management) : Job Level - Associate

Morgan Stanley
New York, New York

$100,000 - $140,000 / year

Model Risk Management - Associate, Capital and Risk Weighted AssetsMorgan StanleyMorgan Stanley is a leading global financial services firm providing a wide range of investment ban...

Posted 30+ days ago

B logo

Project Manager - Utility Management

BGE Careers
Houston, Texas
BGE, Inc. is a nationwide engineering consulting firm that provides services in civil engineering, planning, landscape architecture, construction management, survey and environment...

Posted 30+ days ago

S logo

Supervisor - Inpatient Case Management Shea

30 Shea Medical Center
Scottsdale, Arizona
Primary City/State: Shea Medical Center- 9003 E Shea Blvd Scottsdale, AZ 85260 Category: Case Management Shift: Day Department: Case Management Inpatient- HonorHealth She...

Posted 30+ days ago

B logo

CEI Senior Project Manager - Construction Management - - Roadway/Highway - Austin or San Antonio

BGE Careers
Austin, Texas
BGE Inc is looking for a CEI Senior Project Manager- Roadway /Highway in our Construction Managment Department in Central Texas. You can work out of our North Austin/Round Rock off...

Posted 30+ days ago

Prosync logo

Management Analyst II

Prosync
Naval Support Activity Crane, Indiana
Description *Note: This position is for a future program that has not been awarded yet.* ProSync is seeking a passionate Management Analyst II to provide analytical support to iden...

Posted 30+ days ago

Shirley Ryan AbilityLab logo

Registry/PRN - Care Manager - Social Worker/ LSW/ LCSW/ Care - IP Care Management

Shirley Ryan AbilityLab
Chicago, Illinois

$50+ / hour

Shirley Ryan AbilityLab is the global leader in physical medicine and rehabilitation for adults and children with the most severe, complex conditions. By joining our team, you’ll b...

Posted 30+ days ago

B logo

CEI Director of Construction Management (Transportation: Roadway/Highway) - Austin or San Antonio

BGE Careers
Austin, Texas
BGE, Inc., is seeking a CEI Director of Construction Management (Transportation: Roadway/Highway) to lead our Construction Management Department in Central Texas Region - North Aus...

Posted 30+ days ago

S logo

DSP Management Sr Expert

SwiftX Inc.
Eastvale, CA

$70,000 - $95,000 / year

Manage DSP onboarding, qualification review, and operational approval processes Establish and maintain DSP operational standards, policies, and governance procedures Monitor and ma...

Posted 30+ days ago

T logo

Indirect Procurement Specialist - Software And Vendor Management

TP-Link Systems Inc.
Irvine, CA

$85,000 - $105,000 / year

Headquartered in the United States, TP-Link Systems Inc. is a global provider of reliable networking devices and smart home products, consistently ranked as the world’s top provide...

Posted 30+ days ago

Y logo

Supply Chain Management Trainee - Atlanta GA and Savannah GA

YQN
Pooler, Georgia
Location: Buford, GA / Port Wentworth, GA / Pooler, GA Employment Type: Full-Time Visa Sponsorship: Available for qualified candidates About YQN YQN is a leading one-stop internati...

Posted 30+ days ago

Biogen logo

Field Excellence Lead - Account Management & New Launches (Immunology)

Biogen
Cambridge, Massachusetts

$186,000 - $256,000 / year

About This Role: The Field Excellence Lead for New Products & Account Management is the catalyst who designs the field operational launch roadmap, with a focus on the new or upgrad...

Posted 30+ days ago

Southeastern Freight Lines logo

Management Trainee

Southeastern Freight Lines
Jacksonville, Florida

$50,000 - $60,000 / year

As a Management Trainee, you will participate in our Operations Management Trainee Program. This is an entry level training position and consists of an intensive 16-week training p...

Posted 30+ days ago

A logo

Registered Nurse (RN) - Interventional Pain Management

Advocate Health and Hospitals Corporation
Kenosha, Wisconsin

$36 - $53 / hour

Department: 37200 AMC Kenosha - Pain Management Status: Part time Benefits Eligible: Yes Hou rs Per Week: 20 Schedule Details/Additional Information: Every Monday and Friday, every...

Posted 30+ days ago

PricewaterhouseCoopers logo

Asset & Wealth Management - Tax Senior Associate

PricewaterhouseCoopers
Indianapolis, New York

$77,000 - $214,000 / year

Industry/Sector Asset and Wealth Management Specialism Industry Tax Practice Management Level Senior Associate Job Description & Summary At PwC, our people in tax services focus on...

Posted 30+ days ago

International Rescue Committee logo

Senior Officer, Prospect Research & Management

International Rescue Committee
New York, New York

$85,000 - $90,000 / year

The International Rescue Committee (IRC) responds to the world's worst humanitarian crises, helping to restore health, safety, education, economic wellbeing, and power to people de...

Posted 30+ days ago

Credence logo

Acquisition Management Specialist - PNT

Credence
Aberdeen Proving Ground, MD
Overview At Credence, we support our clients’ mission-critical needs, powered by technology. We provide cutting-edge solutions, including AI/ML, enterprise modernization, and advan...

Posted 30+ days ago

E logo

Office Management Staff Officer - Ts/Sci With CI Poly

ENS Solutions, LLC
Tampa, FL
The Office Manager/Staff Officer are versatile and proficient professionals responsible for performing a wide range of administrative and staff support functions with a high degree...

Posted 30+ days ago

Raymond James logo

Asset Management Trading Associate - UMA Trading

Raymond James
Memphis, Tennessee
Job Description Summary An individual contributor with recognized skills in a specialized role in the field of Asset Management. Job Description This position will follow our hybri...

Posted 30+ days ago

Ellie Mental Health logo

Revenue Cycle Management Specialist

Ellie Mental Health
Smyrna, Tennessee

$50,000 - $60,000 / year

Benefits: Competitive salary Health insurance Opportunity for advancement Paid time off Training & development Dental insurance Vision insurance About Ellie Ellie Mental Health is...

Posted 30+ days ago

Morgan Stanley logo

Risk Management and Internal Controls – Investment Solutions Products

Morgan StanleyPurchase, New York

$85,000 - $140,000 / year

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Overview

Schedule
Full-time
Career level
Senior-level
Remote
On-site
Compensation
$85,000-$140,000/year
Benefits
Health Insurance
Family/Dependent Health
Paid Vacation

Job Description

Morgan Stanley Wealth Management provides access to a wide range of wealth management products and services for individuals, businesses and institutions to deliver services and solutions that help build, preserve and manage wealth. These services include brokerage and investment advisory, financial and wealth planning, credit and lending, cash management, annuities and insurance, retirement and trust.

Business Risk Management

The Investment Solutions Business Risk Management team is responsible for implementing the product risk and control framework supporting Traditional Investment Products, Insured Solutions, Alternative Investments and Private Markets. This requires close coordination with support partners such as the Product teams, Operations, Technology, Compliance and Legal to identify and assess operational risks and implement controls and processes.

Position Summary

Business Risk Management is seeking a candidate for Risk Management and Internal Controls. This position is responsible for partnering with the business units to ensure continued adherence to the risk and control framework and provide ongoing risk management support with a focus on Private Markets and Alternative Investments.

Primary responsibilities include:

Supporting BCU Officer(s)in the following areas:

  • EquityZenMigration – Assist in the migration of newly acquired Equity Zen business processes with a focus on developing and implementing of the control framework.

  • RCSA Coordination – Assist in coordination with risk owners in the business to continue to enhance the risk and control self-assessment to ensure that risks and controls are documented around current supervisory processes and test the supervisory process to ensure coverage is adequate.

  • Examination Management– Assist in coordination with internal/external auditors, compliance and central RCSA testing teams to ensure that the business is adequately prepared for all reviews. Track the status of open risks identified by internal/external audit, compliance and central RCSA testing teams and work with each action owners to identify the best resolution to remediate controls or mitigate risk.

  • Risk Incident Monitoring – Assist in analyzing incidents and determine firm, advisor and/or client impact. Conduct a mini front-to-back analysis of incidents to determine if an enhancement is needed to a function/process/control and ensure that operational risk incidents are properly posted to and processed through the Risk Incident Tracking Application (ReCap).

  • Risk Identification – Assist in planning and performing internal reviews of procedures and controls residing within various product and business areas to ensure that controls are adequately designed and are operating effectively in preparation for all audits, compliance exams, and regulatory inquiries. 

  • Risk Mitigation – Proactively engage appropriate stakeholders and partners to lead the implementation of enhanced processes and controls build-out for any identified control gaps or opportunities for enhancement.

  • Management Reporting – Develop reporting and effectively and timely communicate risk management issues and internal control deficiencies to BRM Management with properly vetted and proposed solutions.

  • IT Project and Risk Management – Manage certain aspects of the pipeline of IT projects for certification through partnering with management and various PMO groups and ensure that IT projects are appropriately assessed for risk ratings. Engage the Business Unit Information Security Officer (BUISO) team when information security risks are identified.

  • Vendor Management, EUC, User Entitlements – Participate in review and monitoring of these areas to ensure compliance and timely response to inquiries and/or testing.

Qualifications

  • At least 5 years of relevant risk experience.

  • Undergraduate degree in business, finance, accounting or other related fields

  • Audit and RCSA experience preferred

  • Business Process and Operational control environment experience preferred

  • Strong understanding of Compliance and Audit practices

  • Knowledge of IT Security controls

  • Demonstrate an understanding of the financial services industry, Investment Solutions products specifically alternative investments (private equity, hedge funds, exchange funds etc) and insurance products (annuities, insurance including property and insurance experience a plus

  • Ability to take initiative, analyze, summarize, and communicate effectively orally and in writing

  • Strong interpersonal skills - ability to work with various professionals and levels of management across departments

  • Excellent organizational skills, ability to manage multiple tasks and meet assigned deadlines

  • Ability to work independently and within teams, promote teamwork and demonstrate sound reasoning and judgment.

  • Strong working knowledge of MS Office (Microsoft Word, Excel (including pivot tables, vlookups, etc.) and PowerPoint))

WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years.  Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices​ into your browser.

Expected base pay rates for the role will be between $85,000 and $140,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.

Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background.  Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.

Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.

For more information, please visit: https://www.morganstanley.com/people-opportunities/eeo.

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