Compliance Jobs 2026 (Now Hiring) – Smart Auto Apply

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A logo

Senior Associate, Allocations & Portfolio Compliance

Ares Operations
New York, New York

$120,000 - $135,000 / year

Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values – Collaborative, Responsible, Entrepreneurial, Sel...

Posted 2 weeks ago

Priority1 logo

Payroll Compliance Specialist

Priority1
Little Rock, Arkansas
Priority1 strives to go beyond simply offering jobs. We foster careers by creating a great working environment for our team members. We hire talented individuals who will provide t...

Posted 30+ days ago

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Compliance Auditor/Analyst

ProMedica Shared Services
Toledo, Ohio
Location: Steam Plant - HQ Department: Compliance Weekly Hours: 40 Status: Full time Shift: Days (United States of America) Job Summary: As a Compliance Auditor/Analyst, you will p...

Posted 1 week ago

SOLV Energy logo

Environmental Compliance Manager

SOLV Energy
San Diego, California

$98,742 - $123,428 / year

SOLV Energy is a leading provider of infrastructure services to the power industry, designing, building and maintaining utility scale solar, battery storage and high voltage substa...

Posted 4 days ago

Transamerica logo

Advertising Compliance Manager

Transamerica
Cedar Rapids, Iowa
Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potentia...

Posted 2 weeks ago

Kraft Heinz logo

Compliance Manager

Kraft Heinz
Dover, Delaware

$104,200 - $130,200 / year

Job Description Job Purpose This role is responsible for supervising and maintaining the plants' Quality systems to ensure compliance with regulatory, federal, state laws and inter...

Posted 30+ days ago

HP logo

SOX Compliance Lead

HP
Vancouver, Washington

$105,050 - $161,800 / year

SOX Compliance Lead Description - At HP, we believe that the future of work is delivering growth and fulfillment through technology. We are a technology company born of the belief...

Posted 30+ days ago

OpenFX logo

Americas Compliance Manager and BSA Officer

OpenFX
Miami, Florida
About OpenFX OpenFX is on a mission to move money as freely as data, unrestricted by time zones, banking hours, or legacy systems. We are building the infrastructure that will powe...

Posted 1 week ago

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LCB - Regional Compliance Manager

JAS
Atlanta, Georgia
JAS is an international, non-asset-based supply chain services and solutions company. Our services include air and ocean freight forwarding, contract logistics, customs brokerage,...

Posted 3 days ago

JLM Strategic Talent Partners logo

Construction Labor Compliance Administrator

JLM Strategic Talent Partners
Pasadena, Texas

$28 - $38 / hour

Benefits: 401(k) matching Opportunity for advancement Paid time off WHO IS JLM STRATEGIC TALENT PARTNERS & WHAT IS OUR ROLE We partner with National & International prime contracto...

Posted 30+ days ago

K logo

Sr. Export Compliance Leader

KLA
Ann Arbor, Michigan
Company Overview KLA is a global leader in diversified electronics for the semiconductor manufacturing ecosystem. Virtually every electronic device in the world is produced using o...

Posted 2 weeks ago

Sphinx logo

Compliance Solutions Architect

Sphinx
San Francisco, California
tl;dr: We’re automating compliance for banks and fintechs with AI agents that work on existing systems like human analysts. We’re looking for someone who understands both complianc...

Posted 3 weeks ago

Cbem logo

Quality Assurance and Compliance Director

Cbem
Lafayette, Louisiana
CBEM brings lasting, positive changes to the individuals with developmental disabilities we serve, some of whom experience mental illness. Our process begins with observations from...

Posted 30+ days ago

United Therapeutics logo

Director, Senior Counsel - Regulatory & Compliance

United Therapeutics
Rtp, North Carolina

$230,000 - $285,000 / year

California, US residents click here . The job details are as follows: Who We Are We are the first publicly-traded biotech or pharmaceutical company to take the form of a public ben...

Posted 30+ days ago

AmeriLife logo

Compliance Analyst, Agent Conduct

AmeriLife
Clearwater, Florida
Our Company Explore how you can contribute at AmeriLife. For over 50 years, AmeriLife has been a leader in the development, marketing and distribution of annuity, life and health i...

Posted 3 weeks ago

Mizuho logo

Compliance Internship - Summer 2026

Mizuho
New York, New York

$35+ / hour

Mizuho is a bank on the rise climbing the league tables, disrupting the status quo and attracting top talent. Positions are available across investment and corporate banking, capit...

Posted 3 days ago

JLM Strategic Talent Partners logo

Labor Compliance Specialist

JLM Strategic Talent Partners
Costa Mesa, California

$30 - $45 / hour

Benefits: 401(k) Competitive salary Paid time off Benefits/Perks Competitive Compensation Paid Time Off Career Growth Opportunities Job Summary We are seeking a skilled Labor Compl...

Posted 4 days ago

Tricon Residential logo

Construction Compliance Technician

Tricon Residential
Chicago, Illinois

$56,450 - $94,090 / year

Tricon is an owner, operator and developer of single-family rental homes in the U.S. and multi-family apartments in Canada. Our commitment to enriching the lives of our employees,...

Posted 30+ days ago

Orion logo

Compliance Analyst

Orion
Omaha, Nebraska

$56,046 - $82,313 / year

About this Opportunity: As a Compliance Analyst, you will ensure Orion complies with all legal, regulatory, and internal requirements while supporting the firm’s Investment Adviser...

Posted 30+ days ago

G logo

IT Risk & Compliance Program Manager

Glidewell Dental
Irvine, California
Description Position at Glidewell Dental Essential Functions : Formulates strategy for delivering compliance programs including, but not limited to, planning, execution, reporting...

Posted 2 days ago

A logo

Senior Associate, Allocations & Portfolio Compliance

Ares OperationsNew York, New York

$120,000 - $135,000 / year

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Overview

Schedule
Full-time
Career level
Senior-level
Compensation
$120,000-$135,000/year
Benefits
Health Insurance
Dental Insurance
Vision Insurance

Job Description

Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values – Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy – and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming, we are committed to fostering a welcoming and inclusive work environment where high-performance talent of diverse backgrounds, experiences, and perspectives can build careers within this exciting and growing industry.

Job Description

The Investment Operations group within a prestigious credit investment manager is looking to expand.The firm’s private credit businesses have grown significantly over recent years and high caliber talent is needed to help support continued business growth, improve processes, and scale operations.This role would focus on supporting day to day requirements of the investment allocations process for the US Direct Lending business.

Responsibilities:

  • Support the investment allocation process for the US Direct Lending business in coordination with deal teams, accounting, operations, and other internal parties
  • Develop expertise around the various internal accounts for the US Direct Lending business and the suitability of investments
  • Assist deal teams with capacity analyses as they evaluate investment opportunities
  • Work with Investor Relations to determine which account guidelines are holding back deployment
  • Run pre-trade compliance to determine concentration limits/headroom, sector/country eligibility, etc.
  • Oversee the continued systemization builds and enhancements for the allocations process within Ares internal systems
  • Perform various data checks to ensure the accuracy of key data points
  • Prepare and distribute weekly, monthly, quarterly, annual, and ad hoc reports and internal communications for various funds and business units
  • Communicate regularly with the Deal Teams, Portfolio Managers, Compliance, Legal, Business Development, IT, and Accounting departments

Qualifications:

  • A Bachelor’s degree is required.
  • 3+ years’ experience in relevant operational areas such as settlements, deal closings, or portfolio compliance
  • Strong knowledge of bank loans and credit agreements
  • Strong knowledge of alternative credit transactions including privately held investments, bank debt, bonds, CLO equity, and other fixed income products
  • Self-motivated and proactive team player who takes ownership and accountability of assigned tasks
  • Excellent organization and time management skills with ability to prioritize work and function independently
  • Effective articulation with excellent written and oral communication skills
  • Comfortability interacting with senior stakeholders across all business groups
  • Strong proficiency in Excel

Reporting Relationships

Principal, Allocations & Portfolio Compliance

Compensation

The anticipated base salary range for this position is listed below. Total compensation may also include a discretionary performance-based bonus. Note, the range takes into account a broad spectrum of qualifications, including, but not limited to, years of relevant work experience, education, and other relevant qualifications specific to the role.

$120,000 - $135,000

The firm also offers robust Benefits offerings. Ares U.S. Core Benefits include Comprehensive Medical/Rx, Dental and Vision plans; 401(k) program with company match; Flexible Savings Accounts (FSA); Healthcare Savings Accounts (HSA) with company contribution; Basic and Voluntary Life Insurance; Long-Term Disability (LTD) and Short-Term Disability (STD) insurance; Employee Assistance Program (EAP), and Commuter Benefits plan for parking and transit.

Ares offers a number of additional benefits including access to a world-class medical advisory team, a mental health app that includes coaching, therapy and psychiatry, a mindfulness and wellbeing app, financial wellness benefit that includes access to a financial advisor, new parent leave, reproductive and adoption assistance, emergency backup care, matching gift program, education sponsorship program, and much more.

There is no set deadline to apply for this job opportunity. Applications will be accepted on an ongoing basis until the search is no longer active.

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